Sentences with phrase «regulatory enforcement agencies»

I offer legal advice to clients involved in criminal or civil investigations by regulatory enforcement agencies.

The GEE (Government Enforcement Exposed) blog aims to highlight important trends, legislation and legal issues related to the efforts of the many regulatory enforcement agencies at all levels of government.

Not exact matches

Republicans view Cordray's position as the sole figurehead atop an enforcement agency created by the Dodd - Frank Act as the symbol of postrecession regulatory overreach under President Barack Obama.

With more than 20 federal agencies, 94 U.S. attorneys» offices, and state and local partners, it is the broadest coalition of law enforcement, investigatory and regulatory agencies ever assembled to combat fraud.

To the extent permitted by law, we may also disclose Personal Information, the Billing Information, and the Other Information when required by law, court order, or other government or law enforcement authority or regulatory agency, or whenever we believe that disclosing such Information is necessary or advisable, for example, to protect the rights, property, or safety of Daily Harvest or others

Mr. Perry has the unique tripartite experience of a white collar criminal defense and government compliance, investigations attorney at a national law firm; a senior enforcement attorney at a federal regulatory agency; and the Chief Compliance Officer of a global financial institution.

Obstruction of justice designed to conceal any of the above - noted types of criminal conduct, particularly when the obstruction impedes the inquiries of the U.S. Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), other regulatory agencies, and / or law enforcement agencies.

He was also involved in numerous initiatives and task forces to improve the SEC's data analytics capabilities, coordinate its cybersecurity efforts, and develop relationships among multiple regulatory and law enforcement agencies.

«As a matter of policy, we don't confirm or comment on inquiries from regulatory agencies or law enforcement, including subpoenas,» read a statement from the bank.

At TTB, Busey was regarded for his depth of knowledge in product formulation and labeling, as well as importation and exportation requirements and documentation rules, including regulatory history and institutional knowledge regarding agency enforcement policies.

«Enforcement works best when regulatory agencies work together and we are honored to partner with Tax and Finance and the SLA to put a stop to the sale of untaxed cigarettes,» said Gaming Commission Acting Executive Director Ron Ochrym.

«Targeted enforcement and excessive ticketing by regulatory agencies is one of the biggest complaints we hear in our business community.

The data protection statement that both police and certificate holders agree to when an application is made only appears to give police permission to share personal details with GPs, other government departments, regulatory bodies or enforcement agencies.

The exemption language in the Governor's bill does not rule out enforcement actions by regulatory agencies (POINT: Examples include denial of licenses to provide services).

Mayor Bill de Blasio is involved in five separate inquiries, involving at least six different federal, state and local law enforcement and regulatory agencies.

Collaborating with more than ten City agencies, the initiative will build upon existing regulatory reforms by reaching small businesses and under - served New Yorkers across the five boroughs, promoting education and compliance as part of enforcement, and reducing violations by focusing on cross-agency collaboration to simplify rules and compliance processes.

All this is necessary to comply with rules imposed by the Drug Enforcement Agency to make sure drugs meant for research don't end up on the street, says Heike Newman, a senior regulatory manager at the University of Colorado's Anschutz Medical Campus, where Lindley's study will take place.

The General Counsel is responsible for the Office of Aviation Consumer Protection and Enforcement, and also coordinates the Department's legislative efforts, regulatory program, and involvement in legal proceedings before other agencies, as well as various operational and international legal matters.

Permits from a half dozen Nevada regulatory and law - enforcement agencies including the Nevada Department of Transportation, Bureau of Land Management, the state's Division of Forestry, and the Nevada Highway Patrol.

Before joining DOT, Mr. Bradbury was a litigation partner at Dechert LLP in Washington, D.C., where his practice focused on regulatory enforcement and investigations, rulemaking and judicial review of agency actions, appellate cases, and antitrust matters.

As Administrator, Batory is responsible for managing the agency's regulatory oversight of more than 800 railroads, including enforcement of safety laws and regulations.

Countries that have financial regulatory agencies that are backed with strict regulatory enforcement include:

The enforcement actions complement the actions under consideration by the federal and state regulatory and law enforcement agencies, and do not preclude those agencies from taking additional enforcement action.

If required to do so by any court, the Financial Conduct Authority or any other applicable regulatory, compliance, governmental or law enforcement agency;

Normally for major financial centers such as London or New York, the regulatory agencies in charge are stricter in their enforcement of breaches of regulatory requirements due to the need to protect the reputational integrity of the financial industry for that region.

We may disclose the information we collect from and about you as follows: (1) with Green Dot subsidiaries and affiliated companies; (2) to our third party service providers that provide business, professional or technical support functions for us; (3) as necessary if we believe that there has been a violation of the Site Terms of Use or of our rights or the rights of any third party; (4) to respond to judicial process or provide information to law enforcement or regulatory agencies or in connection with an investigation on matters related to public safety, as permitted by law, or otherwise as required by law; and (5) as described to you at the point of collection.

He also worked on regulatory initiatives and increased enforcement efforts by federal and state government agencies.

The Humane Education and Advocacy Program serves to educate children and adults about responsible animal stewardship through (1) creating and providing humane education programs; (2) providing informational services to supporters and the general public; (3) networking with other humane organizations; (4) creating and distributing humane education materials; (5) creating, maintaining, and disseminating relevant information via the NHES website, social networking sites, and email newsletters; and (6) advocating for animals by encouraging private companies, law enforcement, regulatory agencies, lawmakers, and other groups nationally and internationally to adopt policies and practices that support the humane treatment of animals.

The intent of that law is now being undermined by the regulatory agency in charge of its enforcement.

The Animal Legal Defense Fund does not have an investigative unit, so it is imperative that you urge law enforcement and all other relevant oversight and / or regulatory agencies to fully investigate the facility in question.

The primary differences are somewhat weakened enforcement and regulatory agency, the Board of Agriculture, and inspectors that are more likely to be friendly to breeders.

The Veterinary Medicine Field is one that is regulated by the Drug Enforcement Agency (DEA) and state regulatory or credentialing agencies.

Rather, a corporate that uncovers potential misconduct will typically need to assess its regulatory and criminal exposure in a number of jurisdictions and, in turn, deal with the regulators and law enforcement agencies from those same jurisdictions.

Administrative appeals ask a court or other reviewing body to overturn, alter, or delay the legal effect of an underlying administrative decision, such as the decision of a local zoning or planning authority, the decision of a state environmental agency on a permit application, or an administrative agency's enforcement order alleging a regulatory violation.

Jennifer is a key member of the firm's regulatory law defence team and has substantial experience in advising clients undergoing regulatory investigation and of defending prosecutions against clients brought by a variety of enforcement authorities including Trading Standards, the Health & Safety Executive, the Environment Agency, utility providers and local planning authorities.

Represent corporations and individuals confronted with inquiries from regulatory and securities enforcement agencies, including the SEC, state securities regulators and FINRA.

Advising public and private companies on training their employees and management on how to respond to search warrants executed by state and federal law enforcement and regulatory agencies.

Ms. Gaudoin has experience in investigations and enforcement proceedings brought by the Serious Fraud Office, the UK Financial Conduct Authority, the National Crime Agency and other regulatory bodies.

With a background as a former Oregon Department of Environmental Quality (DEQ) enforcement officer, Chris is uniquely positioned with an insider's knowledge of the tactics of regulatory agencies.

Topics covered include: Federal and state products liability decisions, CPSC and NHTSA regulatory and administrative developments, product recalls, agency enforcement activities, and more.

They also authorize federal agencies to use ADR processes to resolve employment claims, regulatory enforcement disputes, contracts claims, and claims against the government.

He specialises in the analysis and solution of complex regulatory problems, advising regulators, government departments, law enforcement agencies, statutory and professional bodies.

We help clients in gaining approvals for transactions, domestic and international investigations, regulatory enforcement proceedings and civil and criminal litigation, authorizations and arbitration arising from breaches of applicable legal, regulatory, antitrust and compliance requirements and investigations before all financial regulatory agencies.

Neil Lang represents public companies, their officers and directors, brokers, investment advisers and individuals in government and regulatory investigations, enforcement and litigation involving, among others, the Securities and Exchange Commission (SEC), the Department of Justice (DOJ), state regulatory agencies, the Financial Industry Regulatory Authority (FINRA) and private litigants.

The program sets out guidelines for market participants to follow in terms of internal control of reporting misconduct and asks that market participants promptly and fully self - report to the appropriate regulatory or law enforcement agency.»

To this end, the Bill provides for the creation of a bureau of disciplinary council chairs within the Office des professions du Quebec (an independent government agency under the authority of the Minister of Justice responsible for the enforcement of laws that regulate professionals and their regulatory bodies).

Our attorneys defend corporations and individuals, including directors and officers, in investigations and enforcement actions by federal and state agencies, self regulatory organizations, and professional licensing bodies.

We specialise in defending clients against regulatory investigations, enforcement, Environment Agency prosecutions and environmental prosecutions by the other environmental regulators.

Mr. Davies has represented clients before federal and state regulatory and law enforcement agencies, including the SEC, multiple US Attorneys» Offices and Main Justice.

We also team with lawyers who practice before regulatory agencies and the Department of Justice or local law enforcement agencies, as appropriate.