Sentences with phrase «regulatory filing requirements»

We know CEOs of public companies bring home the big bucks; regulatory filing requirements make executive compensation tough to hide.

Not exact matches

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

For pharmaceutical packaging, DuPont ™ 20 Series resins meet extensive global regulatory compliance requirements, including listing in FDA Drug Master Files.

Factors that could cause actual results to differ include, but are not limited to, the size and growth of the market for the company's products and services, regulatory approvals, the company's ability to fund its capital requirements in the near term and the long term, pricing pressures and other risks detailed in the company's reports filed with the Securities and Exchange Commission.

They could not basically satisfy their regulatory requirements if they filed a bankruptcy but they had about $ 30,000 of credit card debt and every month so much of their take home income, because we're earning around $ 3,000 a month, so much of that was going to the interest payments and when they looked at the statement and saw well, it's still going to take 50 years or 70 years depending on the card to get out of debt, they just realized we're just treading water at this point.

You agree that we are not responsible for your compliance with regulatory requirements, including any SEC or FINRA content or filing requirements.

Additional requirements mandate filing for market authorization in Canada within a certain prescribed time following foreign regulatory market applications.

[8] In compliance with the requirements of the Ontario Securities Act BCE filed a material change report dated July 5, 2007 concerning the transaction and describing the future events that could affect its completion, including financing covenants, regulatory approvals, and conditions precedent.

At the Federal Highway Administration, Tom led a national team of more than 50 lawyers providing legal and policy counsel to the agency's leadership on a wide range of regulatory and policy issues affecting transportation infrastructure, including environmental review and permitting for transportation projects; compliance with Buy America requirements; investigation of civil rights complaints filed under Title VI of the Civil Rights Act; implementation of federal grant, loan, and loan guarantee programs for transportation projects; and development of major rulemakings and guidance documents implementing recent federal transportation legislation.

New Firm Registration requires that prior to delivering legal services, the firm's proposed Designated Lawyer — and other lawyers as appropriate — engage directly with Society staff about the nature of their practice, their business structure and management system, relevant practice standards, regulatory obligations (including trust accounting and client ID regulations, annual filing requirements, etc.), and more, depending on the unique requirements of the firm.

Nevertheless, the Court did make clear that regulations merely imposing requirements designed to support the regulatory scheme, such as regulations that require the filing of reports or obtaining certain licenses, will not be sufficient to establish the standard of care in medical malpractice cases.

This includes helping design and implement programs for compliance with license requirements, developing mandatory FERC compliance filing submissions, counseling on FERC staff - led site inspections, responding to regulatory allegations of noncompliance, and conducting internal investigations for company - identified instances of potential noncompliance.

In order to evaluate each individual claim that is filed, it is a regulatory requirement for our claims administrators to obtain proof of your loss to validate that a covered loss occurred.

«(iii) except as otherwise provided by the Secretary in regulations, is the annual statement which is required to be filed with the applicable insurance regulatory body, but only if there is no statement which meets the requirements of clause (i) or (ii).

Performed investigative site file reconciliation, requests any new or updated site - related essential and non-essential documents and reviews them for content, consistency with other documents and compliance with appropriate local regulatory requirements, ICH guidelines, project SOPs and sponsor requirements.

Maintained records and files, and arranges for disposition or storage in accordance with regulatory requirements for records retention

Perform critical analysis of new / existing customer AML files to validate client identity in accordance with «Know Your Customer» (KYC) regulatory requirements

• Systematically maintained a controlled procedure for active patient files and a tracking system to ensure clinical records are current according to company policy and regulatory requirements.

Our regulatory and compliance services include analyzing federal and state requirements and restrictions (e.g., licensing / approvals, housing counseling, marketing, underwriting, disclosures, fee permissibility, cross-selling, UDAP / UDAAP, servicing, claims filing, and GNMA HMBS program), and developing and implementing reverse mortgage products strategies, including policies, procedures and internal controls for reverse mortgage lenders and servicers (including quality control plan drafting and revision), third - party risk management, and auditing of day - to - day operations.