Sentences with phrase «regulatory organization»
Equally, professional regulatory organizations should be committed to the ongoing professional development of their regulatory committees and administrators.
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What is needed is a recognition that environmental and government regulatory organizations would be well advised to support only regulations that meet rigorous scientific, economic, and legal tests.
Then, set up a powerful regulatory organization and enhance transparency.
The self regulatory organization for mutual fund dealers, the Mutual Fund Dealers Association of Canada («MFDA»), made an interesting decision on May 8, 2012 on a motion by a branch... [more] Full article
Disciplinary / quasi-criminal investigations and proceedings Investigations and prosecutions by regulatory organizations including:
I contacted a manager BBS Securities Inc. [Virtual Brokers is a branch of this company], I was told he will look into this... now I'm in contact with investment industry regulatory organization of canada — 416-943-6910 Is anyone out there had similar problem with Virtual Brokers?
Investment Industry Regulatory Organization of Canada (IIROC) IIROC was created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.
Short for self regulatory organization such as the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada.
On June 7th, 2012, 110 people from twenty professional regulatory organizations in B.C., Alberta, Manitoba, and the Yukon logged into our 2012 Professional Regulation Webinar on Privacy and Confidentiality, presented by Ng Ariss Fong (Vancouver) and Lovett & Westmacott (Victoria).
In light of the cybersecurity breach, it was reported that two cryptocurrency groups in Japan, Japan Block Chain Association and Tech Bureau, have joined to establish a new self regulatory organization.
As reported by CoinDesk, China's National Internet Finance Association, a self - regulatory organization under the PBoC, spoke out in early January against «disguised» ICO activities that went overseas and yet were accessible to domestic investors.
Croatia's Blockchain and Cryptocurrency Association (UBIK), is a self - regulatory organization registered Feb. 13 with the goal of creating a crypto community, educating the public, and developing regulation in Croatia.
The group appointed a chairman and two vice chairmen, but has yet to receive official recognition as a self - regulatory organization from Japanese government officials.
The brothers, who run the Gemini exchange for trading Bitcoin and Ether, have submitted a proposal to create the Virtual Commodity Association, a self - regulatory organization meant to police digital - currency markets and custodians.
So - called self - regulatory organizations like the National Association of Securities Dealers are relatively toothless; trade groups like the American Institute of Certified Public Accountants stubbornly protect their own.
Under the heading of «you just can't make this stuff up,» Shulman was vice-chairman of Wall Street's favorite self - regulatory organization FINRA prior to being appointed by President Bush to run the IRS in early 2008.
The self - regulatory organization goes on to explain, «When an institutional investor is making a large trade (think thousands of shares), they sometimes prefer to do so over the counter.»
A self - regulatory organization proposed by the Winklevoss twins (owners of the Gemini digital asset exchange) is also part of the discussion in the US cryptocurrency regulatory arena.
Employees, contractors, or persons similarly associated with Schwab or a Schwab affiliate; or their spouses; and employees of any securities regulatory organization or exchange are not eligible.
The NFA was the first financial regulatory organization to accept claims in this way.
Tim Scheve replaces John Thiel who left the board of the U.S. self - regulatory organization earlier this year
The approval hinged on several key factors, which included a requirement for Xapo to enter a self - regulatory organization membership, among others.
According to the Japanese news outlet Asahi Shimbun Tuesday, 16 exchanges that are currently registered with Japan's Financial Services Agency (FSA) have formally launched a new self - regulatory organization dubbed the Japanese Cryptocurrency Exchange Association.
The IAEA should consider a system of compulsory peer reviews of nuclear plant operators and national nuclear regulatory organizations, they add.
The issue faced by the CMHC is that they are the sole regulatory organization in the Canadian mortgage and housing market.
The broker is a member of the Russian self - regulatory organization Centre for Regulation in OTC Financial Instruments and Technologies (CRFIN) and external dispute resolution (EDR) organization Financial Commission (FinaCom).
On November 15, 2013, 103 attendees from 23 professional regulatory organizations across Canada attended the Professional Regulation Conference.
It remains to be seen whether other provincial securities regulators and / or the Investment Industry Regulatory Organization of Canada — the national, self - regulatory organization charged with the oversight of investment advisors and trading activity on Canada's debt and equity marketplaces — will follow suit.
Historically, the OSC, and other regulatory organizations, refused to enter into settlement agreements without an acknowledgment of wrongdoing.
We also have substantial experience at all levels of Court in applications for judicial review and appeals relating to the regulation of professions, and in defending lawsuits brought against regulatory organizations.
A group of sixteen cryptocurrency exchanges which have been approved by the government decided to establish a self - regulatory organization after Coincheck's hack.
A self - regulatory organization focused on online finance in China has issued a warning to its members on initial coin offerings (ICOs).
Medical assistant degree programs are normally accredited through a known regulatory organization such as the Commission on Accreditation of Allied Health Education Programs (CAAHEP) or the Accreditation Bureau of Health Education Schools (ABHES).
Hiring will be driven by these retirements along with the need to staff over 100 new agencies and regulatory organizations due to the healthcare and banking legislation passed in 2010.
He has also acted as the association's government relations representative and currently sits as a member of the Saskatchewan Real Estate Commission, the industry's provincial regulatory organization.»
Subsequently, she worked as an agent of certification at the OACIQ (self - regulatory organization of Québec Real Estate Brokerage).
IIROC is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.
FINRA, the self - regulatory organization for US brokers, has announced a new blockchain event and a fintech communications hub this week.
Our Criminal, Regulatory, and Administrative Law Group assists our clients in defending charges laid by police, government agencies, and self - regulatory organizations under the Criminal Code of Canada, the Provincial Offences Act, and other regulatory legislation.
Croatia's Blockchain and Cryptocurrency Association (UBIK), is a self - regulatory organization registered Feb. 13 with the goal of creating a crypto community, educating the public, and developing regulation in Croatia.
Statutory disqualification: Status when a person is restricted by the SEC from being either a member in a self - regulatory organization such as the NYSE or the NASD, or an associate of a member.
The self - regulatory organization in Russia has sanctioned authorities about adverts from forex brokers
The National Internet Finance Association of China (NIFA), a self - regulatory organization established by the People's Bank of China (PBoC), said that ICOs are «disrupting [the country's] socioeconomic order» and creating «greater risk» for the public.
While the device has been approved by regulatory organizations, including the FCC, Samsung has not revealed details for its release.
The Certified Financial Planner Board of Standards is a professional regulatory organization.
Our attorneys defend corporations and individuals, including directors and officers, in investigations and enforcement actions by federal and state agencies, self regulatory organizations, and professional licensing bodies.
The study suggests the formation of brand new self - regulatory organizations to oversee third - party apps, which would at least quiet some of the complaints of regulators.