Sentences with phrase «relation with the financial institution»

Not exact matches

This is the amount of time that lending institutions including banks must retain records that are in direct relation to any financial agreement such as a mortgage or loan that you have with them.

Based in London, Nick advises financial institutions, corporate groups and high net worth individuals in relation to high value and complex tax investigations and disputes with HMRC (civil and criminal), as well as on the use of mediation and negotiated settlements.

Robert Finney's practice focuses primarily on financial services regulation issues, advising financial institutions and regulators, with significant experience in securities, derivatives and commodities, as well as in advising exchanges and other institutions on their activities in relation to these areas.

Providing opinions to Royal Bank of Scotland and various financial institutions regarding compliance with BIPRU in relation to real estate collateral, and advising Sarasin & Partners LLP on its tier 2 capital structures including the provision of a legal opinion in relation to compliance with GENPRU.

Mr David also advises multinational companies and financial institutions in relation to their anti-money laundering, ethics and anti-corruption programmes, with particular focus on the UK Bribery Act and the concept of adequate procedures, as well as the broader issues of anti-bribery risk management, compliance and training.

Acting for banks and financial institutions in relation to breaches of retainer agreements entered into with clients and also wrongful termination of retainer agreements.

We are increasingly instructed by financial institutions to investigate and challenge the advice provided by professional advisors in relation to regulatory matters including the handling of customer complaints and compliance with FCA and other regulatory requirements.

Leading cross-border investigations for numerous financial institutions in connection with allegations of trader misconduct in relation to credit and FX products, tax related trading activity, potential insider trading and management oversight of conduct of business issues.

The Cashier of a financial institution must be capable of handling all the credit and cash transaction of the institution, balancing of the cash at the change of shift and manage the relations between the institution and its clients along with maintaining the finances of the institution.

As the firm's in - house investment bank, his team is responsible for Toll's capital markets and investor relations activities as well as its partnering relationships with major U.S. and international financial and development institutions.