Sentences with phrase «report on their compliance»

A critical mechanism for effective self - regulation is reporting on compliance levels.

On December 1 2016, the agency selected by the mayor will report on the compliance of the Departments of Sanitation, Correction, and Housing Preservation and Development.

The third party should also be asked to provide an annual «PCI report on Compliance,» signed off by a qualified security assessor (QSA).

Similarly, beginning on December 31, 2014, and every three years thereafter, organizations will be required to file an accessibility report on their compliance with the Integrated Accessibility Standards.

This was a novelty of the TSCG — however, the Commission's report on the compliance with Article 3 (2) TSCG under Article 8 TSCG concluded already one year ago that all Member States who are part to the TSCG already have such rules, introduced in compliance with the TSCG.

4) That if the regulator considers it necessary to do so, the regulator may require a law practice to: (i) ensure that an appropriate management system is implemented and maintained to enable the provision of legal services by the law practice in accordance with the professional rules and obligations of legal practitioners within the law practice, and (ii) provide periodic reports on its compliance with the appropriate management system.

Now, in its 2007 Report on Compliance with the Hague Convention on the Civil Aspects of International Child Abduction, the Department of State has listed Germany as one of seven countries that are «Demonstrating Patterns of Noncompliance,» citing the New Mexico case as a «particularly egregious example» of the problems.

The worst case scenarios can be viewed in the Press Release section of the Department of HHS website for cases where allegations of incidents and Resolution Agreements are reported.6 Under a Corrective Action Plan, an entity may be required to revise policies, complete training, implement safeguards and report on their compliance activities for years.

The Law Society will ask licensees to report on their compliance with this requirement in their 2017 report.

Risk assessment on given system designs and prepare report on their compliance referred to requirements of the Protective and Information Security Manual.

Not exact matches

Important factors that could cause actual results to differ materially from those reflected in such forward - looking statements and that should be considered in evaluating our outlook include, but are not limited to, the following: 1) our ability to continue to grow our business and execute our growth strategy, including the timing, execution, and profitability of new and maturing programs; 2) our ability to perform our obligations under our new and maturing commercial, business aircraft, and military development programs, and the related recurring production; 3) our ability to accurately estimate and manage performance, cost, and revenue under our contracts, including our ability to achieve certain cost reductions with respect to the B787 program; 4) margin pressures and the potential for additional forward losses on new and maturing programs; 5) our ability to accommodate, and the cost of accommodating, announced increases in the build rates of certain aircraft; 6) the effect on aircraft demand and build rates of changing customer preferences for business aircraft, including the effect of global economic conditions on the business aircraft market and expanding conflicts or political unrest in the Middle East or Asia; 7) customer cancellations or deferrals as a result of global economic uncertainty or otherwise; 8) the effect of economic conditions in the industries and markets in which we operate in the U.S. and globally and any changes therein, including fluctuations in foreign currency exchange rates; 9) the success and timely execution of key milestones such as the receipt of necessary regulatory approvals, including our ability to obtain in a timely fashion any required regulatory or other third party approvals for the consummation of our announced acquisition of Asco, and customer adherence to their announced schedules; 10) our ability to successfully negotiate, or re-negotiate, future pricing under our supply agreements with Boeing and our other customers; 11) our ability to enter into profitable supply arrangements with additional customers; 12) the ability of all parties to satisfy their performance requirements under existing supply contracts with our two major customers, Boeing and Airbus, and other customers, and the risk of nonpayment by such customers; 13) any adverse impact on Boeing's and Airbus» production of aircraft resulting from cancellations, deferrals, or reduced orders by their customers or from labor disputes, domestic or international hostilities, or acts of terrorism; 14) any adverse impact on the demand for air travel or our operations from the outbreak of diseases or epidemic or pandemic outbreaks; 15) our ability to avoid or recover from cyber-based or other security attacks, information technology failures, or other disruptions; 16) returns on pension plan assets and the impact of future discount rate changes on pension obligations; 17) our ability to borrow additional funds or refinance debt, including our ability to obtain the debt to finance the purchase price for our announced acquisition of Asco on favorable terms or at all; 18) competition from commercial aerospace original equipment manufacturers and other aerostructures suppliers; 19) the effect of governmental laws, such as U.S. export control laws and U.S. and foreign anti-bribery laws such as the Foreign Corrupt Practices Act and the United Kingdom Bribery Act, and environmental laws and agency regulations, both in the U.S. and abroad; 20) the effect of changes in tax law, such as the effect of The Tax Cuts and Jobs Act (the «TCJA») that was enacted on December 22, 2017, and changes to the interpretations of or guidance related thereto, and the Company's ability to accurately calculate and estimate the effect of such changes; 21) any reduction in our credit ratings; 22) our dependence on our suppliers, as well as the cost and availability of raw materials and purchased components; 23) our ability to recruit and retain a critical mass of highly - skilled employees and our relationships with the unions representing many of our employees; 24) spending by the U.S. and other governments on defense; 25) the possibility that our cash flows and our credit facility may not be adequate for our additional capital needs or for payment of interest on, and principal of, our indebtedness; 26) our exposure under our revolving credit facility to higher interest payments should interest rates increase substantially; 27) the effectiveness of any interest rate hedging programs; 28) the effectiveness of our internal control over financial reporting; 29) the outcome or impact of ongoing or future litigation, claims, and regulatory actions; 30) exposure to potential product liability and warranty claims; 31) our ability to effectively assess, manage and integrate acquisitions that we pursue, including our ability to successfully integrate the Asco business and generate synergies and other cost savings; 32) our ability to consummate our announced acquisition of Asco in a timely matter while avoiding any unexpected costs, charges, expenses, adverse changes to business relationships and other business disruptions for ourselves and Asco as a result of the acquisition; 33) our ability to continue selling certain receivables through our supplier financing program; 34) the risks of doing business internationally, including fluctuations in foreign current exchange rates, impositions of tariffs or embargoes, compliance with foreign laws, and domestic and foreign government policies; and 35) our ability to complete the proposed accelerated stock repurchase plan, among other things.

Canada's digital privacy laws should focus on preventing «concrete harm,» not abstract concepts of autonomy and human dignity, and should minimize the compliance burden on businesses, according to a new report from the Macdonald - Laurier Institute for Public Policy.

Pete Gendron, a licensed marijuana grower who advised state regulators on compliance and enforcement, said the reports» numbers are guesswork, and furthermore are outdated because they don't take into account the marijuana now being sold in Oregon's legal recreational market.

The new CEO has also appointed a head of culture, BW reports, «to redefine the culture in the organization with a big emphasis on integrity, trust and compliance.»)

Global oil supply rose in June as compliance with an OPEC - led deal to freeze production showed signs that it was stalling, the International Energy Agency (IEA) noted in its latest market report on Thursday.

Global consulting firm Accenture recently published a report on regulatory compliance functions within global businesses that outlined three basic approaches to regulatory compliance:

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

The Chartered Institute of Managed Accountants stated in a report on risk management and compliance, «Risk was being monitored in individual divisions, and this siloed approach allowed overalls risk to develop unchecked.»

Smaller firms also reported paying between $ 3,000 and $ 1.4 million in fees to external consultants, while staff accountants spent as much as 90 % of their time on compliance issues.

In a report published May 20, RBC analysts Sara O'Brien and Elaine Lae questioned how long it would take for SNC to improve their future earnings, «given recent management reorganization, focus on ethics & compliance as well as practical distraction created by management changes and external investigations.»

An announcement for the event explains, «The panel will provide tax counsel, accountants and other advisers with a critical look at new IRS initiatives on taxpayer compliance and reporting obligations for cryptocurrency (e.g. Bitcoin, Ethereum, etc.) transactions.

The panel will provide tax counsel, accountants and other advisers with a critical look at new IRS initiatives on taxpayer compliance and reporting obligations for cryptocurrency (e.g. Bitcoin, Ethereum, etc.) transactions.

The company would have to file a notice with the regulatory department; pay a registration fee of $ 250; provide evidence of registration with FinCEN as a money services business; agree to not invest or pledge virtual currency in its custody or control on behalf of others or to engage in the exchange or transfer of legal tender; and prove its policies for reporting, disclosures, and compliance.

based in part on their business line performance, and thus presented the potential for excessive risk taking, the HRC concluded that the emphasis on overall Company performance in compensation decisions, the existence of robust compliance, internal control, disclosure review and reporting programs and clawback policies, the Code of Ethics prohibition on, and right to discipline employees for manipulating business goals for compensation purposes and its prohibitions on derivative and hedging transactions in Company common stock, and the Company's stock ownership guidelines provided adequate safeguards that would either prevent or discourage excessive risk taking.

On March 7, 2018, it was reported that Japan's Financial Services Agency (FSA) will soon clamp down on some of the nation's cryptocurrency exchanges due to gaps in AML compliance and consumer protection, which were discovered during on - site inspectionOn March 7, 2018, it was reported that Japan's Financial Services Agency (FSA) will soon clamp down on some of the nation's cryptocurrency exchanges due to gaps in AML compliance and consumer protection, which were discovered during on - site inspectionon some of the nation's cryptocurrency exchanges due to gaps in AML compliance and consumer protection, which were discovered during on - site inspectionon - site inspections.

To re-establish trust with its uses, Facebook should consider appointing a data ombudsperson and establishing a group outside the company that have unfettered access to Facebook data and employees to ensure that Facebook is now, finally, honoring its commitments to users, and this group should periodically report its findings on Facebook's compliance.»

A technical loan default is when a borrower fails to meet a specific component of their loan compliance such as failure to comply with a non-financial covenant or a failure to deliver reports and financials on time.

The New York Fed has more than 450 examiners who evaluate and report on risks and compliance at bank - holding companies.

S.H. «Jim» Fogleman, III is the Chief Financial Officer — Investment Services of Cherokee where he oversees fund - and investment - level financial reporting and compliance matters on behalf of the Cherokee private equity funds.

U.S. pipeline regulators» final inspection report on the Keystone XL's southern route showed that the company was still not operating in full compliance.

on Glass Lewis to Launch Comprehensive Global Proxy Voting Service New Platform Will Support Investors» Research, Voting, Compliance Workflow and Reporting Requirements

By encouraging people to double - check with you, via reporting suspected violations, you are educating your personnel on what is and is not a violation and gaining a clearer picture of how trade compliance actually works within your company.

He has focused on assisting companies with financial reporting and controls, governance, operations, financing and regulatory compliance.

The accounting functions include: maintaining balances in the accounts, making sure the company is compliance with the Securities and Exchange Commission (SEC), provides detailed annual and monthly reports on profit / loss and fund values, calculate the Net Asset Value (NAV) on each fund the company has, determine the current cash value on each fund the company has, and acts as a liaison between investors and internal management.

CBA will appoint an independent reviewer to be approved by APRA to report to the regulator every three months from September on the bank's compliance with the EU.

See also «RCA Symposium Offers Perspectives from Regulators and Industry Experts on 2014 Examination and Enforcement Priorities, Fund Distribution Challenges, Conducting Risk Assessments, Compliance Best Practices and Administrator Shadowing (Part Three of Three),» The Hedge Fund Law Report, Vol.

While registration with FinCEN is quickly done through the bureau's website, a company must assume the on - going burden of AML and know your customer (KYC) compliance programs, including collecting personally identifying information about customers, monitoring transactions, reporting suspicious activity, creating risk mitigation plans, and more.

For more on alternative mutual funds, see «Regulatory and Practitioner Perspectives on Alternative Mutual Fund Compliance Risk,» The Hedge Fund Law Report, Vol.

For more on due diligence from the Regulatory Compliance Association, see «RCA Session Covers Transparency, Liquidity and Most Favored Nation Provisions in Hedge Fund Side Letters, and Due Diligence Best Practices,» The Hedge Fund Law Report, Vol.

The accounting functions include: maintaining balances in the accounts, making sure the company is compliance with the Securities and Exchange Commission (SEC), provides detailed annual and monthly reports on profit / loss and fund values, calculate the Net Asset Value (NAV) on each fund the company has, determine the current cash value on each...

In its first report on Iran's compliance deal since the agreement went into effect in mid-January, the International Atomic Energy Agency said Iran's stock of heavy water had reached 130.9 tons, above the 130 tons limited permitted by the deal, the diplomats said.

Investors need to consider the effect of poor systems on post-transaction compliance, monitoring and reporting.

With SimulTask ™ PRO, managers can easily access statistics and reports on inspected products while its verification tools assist compliance with Hazard Analysis and Critical Control Points (HACCP) principles and global safety regulations.

But in the past few weeks the sector took a fresh round of hits when franchise group Aussie Farmers collapsed, RFG announced an $ 88 million loss and flagged up to 200 franchise - run stores would close, while pizza giant Domino's reported disappointing results on the back of franchisees complaining about a brutal business model, and Caltex announced it was ditching its franchise model days before a damning report was released by the workplace regulator that found 76 per cent of its franchised stores had payroll compliance breaches that included underpaying workers.

Sporting have signalled their intent to cash in on Carvalho with a new contract increasing his buyout clause to # 35m, which they announced on Sporting's official website with this report: «Under the terms and for the purposes of compliance with the reporting requirements stemming from Article 248, paragraph 1 al. a) of the Securities Code, the Board of Directors of Sporting Clube de Portugal — Futebol, SAD announces that the athlete William Carvalho Silva extended his contract with Sporting Clube de Portugal — Futebol SAD until the season 2019/2020, settling the termination clause in $ 45,000,000.00 (forty - five million euros).»

A statement on Sporting's website read: «Under the terms and for the purposes of compliance with the reporting requirements stemming from Article 248, paragraph 1 al. a) of the Securities Code, the Board of Directors of Sporting Clube de Portugal - Futebol, SAD announces that the athlete William Carvalho Silva extended his contract with Sporting Clube de Portugal - Futebol SAD until the season 2019/2020, settling the termination clause in $ 45,000,000.00 (forty - five million euros).»

It's hard to read the KSHFP report without feeling tremendous empathy for school food directors, who have to juggle an array of competing concerns — financial constraints, regulatory compliance, a lack of equipment, student acceptance, parent input, too - short lunch periods — all on a budget that can be generously described as «meager.»

On this basis, Baby Milk Action reported the product to the responsible authority calling for an Improvement Notice to be issued to give the manufacturer a deadline for bringing the labels into compliance.

Mr Chairman, you refer to ATNI on page 60 of Nestlé's Creating Shared Value report [showing report], but you did not mention that ATNI says this about Nestlé: «The company should take immediate action to ensure that its practices are in full compliance with the International Code in all countries.»

At the request of the Court, CRC is contracted to provide court - ordered access services for both parents; report on the progress of parental cooperation; and provide written and verbal compliance with court orders.