Sentences with phrase «report potential violations»

Indeed, when the SEC was writing the rules for its whistleblower program, many public companies and business groups such as the Association of Corporate Counsel and the U.S. Chamber of Commerce lobbied hard for a requirement that employees must first report potential violations of the securities laws internally before blowing the whistle to the SEC.

«Local officials should follow through with law enforcement and report potential violations so that appropriate actions can be taken to protect the public and keep our roadways safe.»

D. Obtaining, within sixty days after entry of this Final Judgment and on each anniversary of the entry of this Final Judgment, from each person identified in Sections VII.A and VII.B of this Final Judgment, and thereafter maintaining, a certification that each such person (a) has read, understands, and agrees to abide by the terms of this Final Judgment; and (b) is not aware of any violation of this Final Judgment or the antitrust laws or has reported any potential violation to the Antitrust Compliance Officer;

Not exact matches

The SEC said it's looking into potential violations of the federal securities laws related to Iconix's financial reporting.

The SEC said it's looking into potential violations of federal securities laws related to Iconix's financial reporting.

«We get millions of reports every week of potential violations,» Monika Bickert, Facebook's vice president of global policy management, said during a discussion at The Heritage Foundation, a conservative think tank, in Washington on Tuesday.

Federal authorities did not specify exactly what they're investigating, but reports after his hotel, office, and home were raided suggest authorities are looking at potential bank fraud, wire fraud, and campaign finance violations.

Even if you have filtered violations that they have reported in the past this does not mean Amazon has identified all of your potential violations at once.

On November 21, Yahoo! Sports confirmed reports out of Memphis that the NCAA was indeed looking into potential violations at Auburn.

Federal documents taken from a sports agency college basketball corruption case reveal potential widespread NCAA violations, with those documents possibly exposing the sports biggest players and schools, reports Yahoo! Sports» Pat Forde and Pete Thamel.

They sent over the 139 - page report below, which found «evidence of potential campaign finance violations.»

Farrell wrote in the letter to the FEC, dated Wednesday, that it «appears that the following potential violations of federal election laws may have occurred: Mr. Greenberg is not paying fair market value for his campaign office's rent and has failed to report this as an in - kind contribution, nor has he reported payment for his office rent as an obligation of the [campaign] committee.»

The report states that state budget Director Bob Megna sent a letter to the chair of Racing and Wagering, John Sabini, asking him to look into potential violations of the state's gaming law.

«With ongoing federal investigations into potential ethics violations by several state lawmakers, this report highlights that there are many legal channels through which special interests exert their influence in Sacramento,» Kathay Feng, executive director of CA Common Cause, said in a press release.

The potential violations are easy to spot because the party's disclosure reports for receiving funds don't match the unions» disclosure reports for giving money.

The meeting was organized by Senator Klein's office in the latest attempt to address and resolve outstanding resident concerns at the properties that range from reports of tenant harassment, potential violation of rent stabilization laws, massive construction projects impairing quality of life, lack of elevator service for the disabled, and no access to laundry facilities.

If you have a question or wish to report a potential FERPA violation, contact FPCO at: 1 -800-USA-LEARN (1-800-872-5327).

The DFER report highlights the potential violation of law by SFER's failure to attribute its expenditures to Flores, even though money went to the same vendor and one of those being paid by SFER PAC continues to list their job title as a Flores Campaign Organizer in an online resume.

 Report all cruel, inhumane treatment you observe at a commercial dog or other pet breeding operation (aka puppy mills and other pet mills) and potential violations of regulations governing commercial dog or other pet breeders.

 Report all cruel, inhumane treatment you observe at a commercial dog breeding operation and potential violations of regulations governing commercial dog breeders.

What we see with Wegman, the report, the publications, and the doctoral theses, are without a doubt potential violations of the standards of academic scholarship sufficient to warrant allegations of research misconduct.

Please report potential trademark violations.

Mr Lehtman advises clients facing parallel investigations by both US and foreign authorities concerning financial reporting irregularities, potential violations of the Foreign Corrupt Practices Act, anti-money laundering regulations, and issues related to other legal and regulatory requirements.

There have been many developments in securities whistleblower rulings over the years, but none as compelling as Justice Ginsburg's opinion in Digital Realty Trust, Inc., vs. Somers which held that an employee who merely reports potential securities law violations internally has not done enough to avail himself of the extensive Dodd - Frank anti-retaliation protections, including «the immediate access to federal court, a generous statute of limitations (at least six years), and the opportunity to recover double backpay.»

Whistleblowers Need Lawyers There have been many developments in securities whistleblower rulings over the years, but none as compelling as Justice Ginsburg's opinion in Digital Realty Trust, Inc., vs. Somers which held that an employee who merely reports potential securities law violations internally has not done enough to avail himself of the extensive Dodd - Frank anti-retaliation protections, including «the immediate access...

We conduct internal investigations of potential violations and provide necessary and detail - appropriate reports to senior management, boards and / or audit committees.

A congressional report showed that an examination of nursing home records conducted over a two - year period showed that nearly 1 in 3 nursing homes were cited for violations that had the potential to cause harm and almost 10 percent of all nursing homes have violations that caused actual harm, serious injury or placed them in jeopardy of death.

I would never have noticed, but for the title of The Indiana Lawyer's story as reported by Olvia Covington, «Social media create potential for ethical violations.»

Recent government reports and statements from politicians signal a shift toward increased scrutiny of large technology companies for potential monopolization violations.

Making sure your personal information is correct and checking the accuracy of any reported violations, convictions, and suspensions is essential to ensure you're not penalized for inaccuracies, either by your insurance company or by potential employers.

According to a report published by Mint, the Enforcement Directorate is on the lookout for potential violations by the cryptocurrency investors and exchanges of foreign exchange rules in the aftermath of a survey conducted by the Income Tax department of India.

Neither the parties nor the mediation officer are required to report any potential ethical violations that may be discovered during the mediation process.