Sentences with phrase «reports as a fiduciary»

Not exact matches

He stated that the White House report is «at best simplistic and has some problems,» adding that as this fiduciary «process goes forward it's important to lay out all the facts.»

As ThinkAdvisor's Melanie Waddell has reported, President Donald Trump is expected to issue an order directing the DOL to delay its fiduciary rule by six months or a year and has appointed an acting secretary of Labor while confirmation hearings for his chosen Labor secretary, Andrew Puzder, have been delayed.

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

As earlier reported, Gannett's cause also got a boost when a shareholder filed suit alleging that Ferro and the directors had breached their fiduciary duty issuing new shares and selling a 13 percent stake to Dr. Patrick Soon - Shiong two weeks ago.

In his remarks to a standing room crowd at RJFS» national conference, RJFS Chair Dick Averitt is reported to have embraced the fiduciary standard because, in part, of its mandate to serve society at large, as attorneys and medical doctors are obliged to do.

Should it be the case that the Courts support that a REALTOR doesn't have an obligation to see that «patent defects» are noted on an Inspection Report (pursuant to Agency and fiduciary obligations) then the buyer clients of REALTOR's might as well buy privately, or at least, unrepresented by a REALTOR, as it relates to the question of the Inspection.

I would advise clients to always obtain their own inspection report as I believe there was an Ontario court ruling some years ago that a buyer can not rely on an inspection report prepared for a seller and therefore there is no recourse against the inspector and no fiduciary duty required from the sellers inspector.

The previous initiative saw hundreds of companies becoming signatories to the CDSB Statement on fiduciary duty & climate change disclosure and agreeing to work toward reporting climate change - related information in mainstream corporate reports, using a recognized international framework such as the CDSB Climate Change Reporting Freporting climate change - related information in mainstream corporate reports, using a recognized international framework such as the CDSB Climate Change Reporting FReporting Framework.

As Canadian Lawyer reported in 2015, an Ontario Superior Court judge awarded damages against Cassels Brock for breach of fiduciary duty, breach of contract and professional negligence.

As previously reported, the DOL issued a proposal on March 2, 2017 to delay the April 10, 2017 implementation date of the Fiduciary Rule by 60 days.

The other side of that coin is that the Crown, in its capacity as fiduciary for the First Nation's assets should be providing regular reports to the First Nation, much as any other person with a «trust - like» responsibility is expected to report to the would - be beneficiary.

(2) at any time with Rules 3.4 (Appointments to Governmental Positions), 3.8 (Appointments to Fiduciary Positions), 3.9 (Service as Arbitrator or Mediator), 3.10 (Practice of Law), 3.11 (Financial, Business, or Remunerative Activities), 3.14 (Reimbursement of Expenses and Waivers of Fees or Charges), 3.15 (Reporting Requirements); and

As we first reported last month, Mike Rothenberg, the beleaguered founder of the San Francisco - based venture firm Rothenberg Ventures, has been involved in an ongoing SEC inquiry into possibly deceptive financial practices within his firm that include wire fraud, bank fraud, breach of fiduciary duty and retaliation against a lower - level employee who was fired and allegedly threatened with a lawsuit after bringing these allegations to the SEC.

I would advise clients to always obtain their own inspection report as I believe there was an Ontario court ruling some years ago that a buyer can not rely on an inspection report prepared for a seller and therefore there is no recourse against the inspector and no fiduciary duty required from the sellers inspector.