Sentences with phrase «representative at a brokerage»

An investment representative at a brokerage firm or bank can provide more specific information about investing in bonds.

Not exact matches

You can obtain a legal proxy by contacting your account representative at the bank, brokerage firm, broker - dealer or other similar organization through which you hold your shares.

Fidelity Brokerage Services LLC, or its affiliates, receives compensation in connection with (i) access to, purchase or redemption of, and / or maintenance of positions in mutual funds and other investment products («funds»), (ii) infrastructure needed to support such funds as well as additional compensation for shareholder services, start - up fees, infrastructure support and maintenance, and other programs and / or (iii) a fund's attendance at events for FBS's clients and / or representatives, and opportunities for the fund to promote its products and services.

Fidelity Brokerage Services LLC, or its affiliates, receives compensation in connection with (i) access to, purchase or redemption of, and / or maintenance of positions in mutual funds and other investment products («funds»), (ii) infrastructure needed to support such funds as well as additional compensation for shareholder services, start - up fees, infrastructure support and maintenance, and other programs and / or (iii) a fund's attendance at events for FBS's clients and / or representatives, and opportunities for the fund to promote its products and services.

To update your cost basis for noncovered securities, complete the USAA Brokerage Cost Basis Form (Opens New Window) Cost Basis Form or contact a USAA representative at 1 -800-531-USAA (8722).

If you are interested in purchasing the Fund and it is not yet available at your brokerage, please ask their representative to contact us at 1-800-487-7626.

To link your National Bank bank account to your brokerage account, contact one of our representatives at 1-800-363-3511.

Number two: Even when dealing with a so - called «at - arms - length» insurance broker representative who ostensibly will choose the best policy for the best price applicable to the insured's particular needs from amongst all of the insurance companies that that brokerage deals with, the sad fact remains that some said broker reps will recommend / sell the package of a certain insurance company that pays the highest commission for said product / sale.

Now at 33 years old, I have operated a brokerage since 1991 and currently have an office with 10 representatives.

The advertisement instructed buyers to print out the displayed «coupon,» present it to seller - builders at a home - build site, and instruct the seller - builders that Brokerage was the buyer's real estate representative, thus purportedly entitling Brokerage to a commission on the sale.

He is a graduate of the Texas Realtors ® Leadership Program, a recipient of the NRG 20 Under 40 Rising Stars in Real Estate award, Fort Bend County Business Journal's 20 Under 40 Executives, and has earned the At Home With Diversity, Accredited Buyer's Representative, Certified Real Estate Brokerage Manager, Certified Residential Specialist, e-Pro, Green, Seller Representative Specialist, and Short Sale and Foreclosure Resource designations.

During my first stint as a real estate sales representative (1980 - 1983) I was on - duty in the office at just before closing (9:00 P.M.) when a call came in asking about a property that had just been listed with our brokerage.

A much more rigorous selection and education / preparation process being employed at the beginning of the development of legitimately qualified professional Realtors would cut the numbers of wannabes significantly, thus forcing brokerages to further develop quality representatives (of those brokerages) vs the current catch - as - catch - can non-methodological practice now in place.

For example, when any industry member at a common - law brokerage takes a listing, every industry member at the brokerage is immediately considered to be a representative of that seller and owes that seller undivided loyalty, advice and advocacy.

At the time you sign an agency agreement, you may be asked to acknowledge whether you would consider giving written consent allowing the brokerage firm to designate a representative for you and one for the other client in a designated agency.

That is to say, when any licensee at a common law brokerage enters into agency with a buyer or a seller, every licensee at the brokerage is immediately considered to be a representative of that buyer or seller and owes them undivided loyalty, advice and advocacy.

241 DOS 98 Matter of DOS v. Himark Realty — failure to appear at hearing; cease - and - desist; duty to supervise sales associates; vicarious liability; ex parte hearing is permissible upon proof of proper service; salesperson inadvertently calls home listed on cease - and - desist list which demonstrates incompetency; broker is obligated to supervise real estate brokerage activities of its salespersons and is vicariously liable for their misconduct, limited only with regard to penalty in cases where the broker lacked actual knowledge of misconduct or did not retain any benefit derived from that misconduct; corporate broker, representative broker and salesperson each to pay $ 250 fine

Joseph P. Day Realty Corp. v. Chera (308 A.D. 2d 148)- broker's complaint for commissions reinstated where questions of fact exist as to whether broker was the procuring cause of a commercial tenant and if there was an implied contract which arose from landlord's acceptance of the benefits of broker's services; broker must plead and prove a contract of employment, express or implied, and in the absence of an express contract, an implied contract may be established in some cases by the mere acceptance of the labors of the broker; broker failed to establish that it was a third party beneficiary of lease agreement between landlord and tenant where provisions in lease merely provided for indemnification between the parties and did not expressly set forth that one party would be obligated to pay the broker's commission; indemnification provisions in the lease agreement do provide evidence of implied contract of employment with landlord where landlord agreed to indemnify tenant against brokerage commission claims from all brokers including plaintiff and where, to the contrary, tenant's reciprocal indemnification excluded plaintiff; triable issues of fact exist as to whether broker was the procuring cause where broker introduced the parties, showed the space to tenant's representatives, was involved in weekly negotiations with the parties over the lease terms, conveyed offers on behalf of tenant to landlord and participated in the meeting with the landlord and tenant at which the lease terms were finalized

Representatives can only be licensed to one brokerage at a time, and you can only provide the services your brokerage is licensed to provide.

7 DOS 00 DOS v. Flagship Marketing Group - availing of license; failure to cooperate with DOS investigation; jurisdiction; proper business practices; ex parte hearing may proceed upon proof of proper service; DOS retains jurisdiction over party not licensed at the time of the hearing where, at that time the complaint was served, the party was (i) licensed, (ii) an applicant for a license or renewal, or (iii) was eligible to automatically renew; salesperson is prohibited both from owning, directly or indirectly, singly or jointly, any shares of voting stock in and from being an officer of any licensed real estate brokerage corporation with which the salesperson is associated; representative real estate broker availed the corporate broker license to an associated salesperson where the office was operated by the salesperson without the direct supervision of the representative broker and the salesperson conducted business as a broker for his own benefit; representative real estate broker engaged in fraud by availing the corporate real estate broker license to a salesperson; representative broker's availing of corporate broker's license for which the corporate broker is vicariously liable; failure to provide business records constitutes failure to cooperate with DOS investigation; DOS fails to establish fraud, ignorance or negligence is not sufficient to prove mistake; pressure, regardless of how severe, is not undue influence; restitution denied where funds sought were received by an entity not named or charged in the complaint; corporate broker fined $ 3,000.00, representative broker's license revoked and fined $ 3,000.00 and salesperson fined $ 5,000.00

Designation Select Seller Representative Specialist (SRS) Pricing Strategy Advisor (PSA) Certified Home Marketing Specialist (CHMS) Certified Military Residential Specialists Accredited Buyer's Representative Accredited Land Consultants Certified Commercial Investment Member Certified International Property Specialist Certified Property Manager Certified Residential Specialist Counselor of Real Estate General Accredited Appraiser Green Designation Graduate, REALTOR Institute Residential Accredited Appraiser Society of Industrial and Office REALTORS Seniors Real Estate Specialist At Home With Diversity Certification Broker Price Opinion Resource e-PRO Military Relocation Professional Resort & Second - Home Property Specialist Short Sales & Foreclosure Resource Quality Service Certified Certified Distressed Property Expert Certified Luxury Home Marketing Specialist Keller Williams Realty Luxury International Keller Williams Realty Commercial Accredited Luxury Home Specialist Certified Buyers Agent Council of Real Estate Brokerage Managers Certified New Home Sales Professional Accredited Staging Professional Real Property Administrator Residential Management Professional Master Property Manager

Looking at the purchase agreement, the court found that it contained a number of disclaimers that should have alerted the Buyers to the fact that the Brokerage was not their representative, such as «Broker has entered into a client relationship with only the seller».

Home and listing presented by Harrison and Christi Long, Realtors and professional real estate representatives, Coldwell Banker Residential Brokerage, Newport Beach and Orange County CA — CAL BRE 01410855 — Contact listing agents at 949-701-2515.

Home and listing presented by Harrison and Christi Long, Realtors and professional real estate representatives, Coldwell Banker Residential Brokerage, Newport Beach and Orange County CA — CAL BRE 01410855 — Contact listing agents at