Sentences with phrase «represents securities issuers»

He also represents securities issuers in matters before the SEC, advises companies conducting internal investigations and represents companies in the coordinated defense of parallel government and private party civil proceedings.

Not exact matches

This represents the largest securities class action settlement in a decade, the largest settlement ever in a class action involving a foreign issuer, and the fifth - largest class action settlement ever achieved in the United States.

He represents issuers and underwriters in public and private initial and follow - on offerings of equity and debt securities, banks and hedge funds in secondary market par and distressed debt trading, and sponsors of and liquidity providers to securitization vehicles in connection with transactions and regulation applicable to their activities.

A security (with the minor exception of hybrids such as convertibles) has to represent either a promise by the issuer to pay a holder cash, sooner or later; or ownership.

Corporate Events As noted in Section 2.4, an equity security represents a fractional ownership interest in the issuer of that security.

Among these requirements are the following: (i) at least 90 % of the fund's gross income each taxable year must be derived from dividends, interest, payments with respect to securities loans, and gains from the sale or other disposition of stock, securities or foreign currencies, or other income derived with respect to its business of investing in such stock or securities or currencies and net income derived from an interest in a qualified publicly traded partnership; (ii) at the close of each quarter of the fund's taxable year, at least 50 % of the value of its total assets must be represented by cash and cash items, U.S. Government securities, securities of other RICs and other securities, with such other securities limited, in respect of any one issuer, to an amount that does not exceed 5 % of the value of a Fund's assets and that does not represent more than 10 % of the outstanding voting securities of such issuer; and (iii) at the close of each quarter of the fund's taxable year, not more than 25 % of the value of its assets may be invested in securities (other than U.S. Government securities or the securities of other RICs) of any one issuer or of two or more issuers and which are engaged in the same, similar, or related trades or businesses if the fund owns at least 20 % of the voting power of such issuers, or the securities of one or more qualified publicly traded partnerships.

In the corporate finance and securities areas, Mr. Johansson's experience includes public and private equity and debt financings, representing both U.S. and foreign issuers and investors, ranging from simple debt and equity offerings to more complex financings coupled with recapitalizations and rights offerings.

He has represented public and private issuers in securities offerings, mergers, acquisitions, spin - offs and joint ventures.

Attorneys in our Class Action Practice represent «household name» corporations in defense of consumer and false advertising class actions; Big Four accounting firms and corporate issuers in securities class actions; companies who have been accused of improperly disclosing customer data; employers alleged to have violated labor and employment laws; and industrial manufacturers in products liability class and mass tort actions, among others.

Because a securities law practice is nationwide, we represent firms, advisers, investors and issuers nationwide.

Since then has represented issuers raising billions of dollars in securities transactions.

As a member of the Securities Practice Group, Ray has represented issuers and underwriters in connection with initial public offerings, secondary offerings and Rule 144A debt offerings.

Securities We represent issuers, borrowers, underwriters and institutional lenders in corporate finance transactions, securities offerings, private placements, secondary offerings and Regulation D Securities We represent issuers, borrowers, underwriters and institutional lenders in corporate finance transactions, securities offerings, private placements, secondary offerings and Regulation D securities offerings, private placements, secondary offerings and Regulation D offerings.

In addition, we represent both domestic and foreign borrowers and issuers of debt securities, as well as underwriters and purchasers of debt securities, in all types of public and private financing transactions.

Maierson's practice includes advising on mergers and acquisitions, representing sponsors and portfolio companies in private equity investments, representing issuers and underwriters in securities offerings, and advising on corporate governance matters (more...)

She has tremendous capital markets and securities expertise representing both US and foreign issuers as well as significant experience handling cross-border M&A transactions, making her an ideal fit for our growing East Coast transactional practice.

In addition, Demont represents U.S. and non-U.S. issuers and underwriters in a wide range of primary and secondary capital markets transactions involving equity, debt, convertible and hybrid securities.

Richard has frequently represented public companies and underwriting syndicates in securities fraud class action litigations, as well as both issuers and investment banking firms in a wide variety of other securities matters, including merger and acquisition litigations.

Brandon represents issuers and underwriters in debt and equity securities offerings, including Section 144A / Regulation S and registered transactions, shelf offerings, follow - on offerings and initial public offerings.

He has been lead trial counsel on a number of national securities class actions and MDL proceedings, primarily representing broker - dealers and issuers of securities.

In his securities practice he has represented issuers and underwriters in public offerings and private placements; prepared and reviewed proxy statements and other periodic filings under the Exchange Act; represented clients in proxy contests; represented non-interested directors of an investment company; and handled civil litigation under the securities laws.

As a partner in Davis Polk's Corporate Department, Mr. Meade primarily represents issuer and underwriter clients in public and private securities offerings, and also advises on general corporate matters, including strategic transactions, corporate governance and SEC reporting and compliance matters, for U.S. and non-U.S. corporations.

Elizabeth represents a variety of market participants, including sponsors, issuers and underwriters, in public and private offerings of commercial mortgage - backed securities.

Where the crypto tokens represent ownership or a security interest over an issuer's assets or any property, or a debt owed by the issuer, they may be regarded as securities under the Securities and Futures Asecurities under the Securities and Futures ASecurities and Futures Act.»

Powered by the blockchain and smart contract technology, Polymath and its unique Security Token Standard Protocol, ST - 20, enables securities issuers to create digital tokens to represent shares and other instruments relating to traditional financial assets like private equity, stocks, debentures, commodities, VC funds, real estate, royalties, and insurance.

For example, digital tokens may represent ownership or a security interest in an issuer's assets or property.

For example, digital tokens may represent ownership or a security interest over an issuer's assets or property.

They may represent ownership or a security interest over an issuer's assets or property.

Such tokens may, therefore, be considered an offer of shares or units in a collective investment scheme under the Securities and Futures Act,» MAS explained, adding that digital tokens also might represent a debt owed by an issuer and be considered a debenture under the act.