Sentences with phrase «require additional investors»

Not exact matches

Because the Impartial Conduct Standards apply after 60 days, retirement investors will benefit from higher advice standards, while the Department takes the additional time necessary to perform the examination required by the President's Memorandum.

These investors require additional upside potential as well as downside protection from the rights of the preferred shares in exchange for the high degree of investment risk.

If the founders have aggressively negotiated the startup's valuation, occasionally investors will require an additional sum to be paid on liquidation.

There has been a lot of uproar about new rules requiring additional steps to verify accredited investor status (i.e. checking...

In addition to filling out an Accredited Investor questionnaire or similar document required by us, you agree that we may collect additional information in order to meet our responsibility to verify your Accredited Investor status.

In a show of support for investor protection, the SEC unanimously adopted rules that block felons from pitching specific types of private investment deals and in a 3 - 2 vote adopted a rule that requires firms offering private placements to make additional disclosures to regulators prior to being able to advertise it.

BioTools required additional funding after a move to Jupiter, FL and the loss of its initial angel investor.

Potential risks and uncertainties include the availability of acceptable bank debt financing; the availability of acceptable additional equity investors; delays or interruptions in construction of power plants; the timely availability of required permits and authorizations for projects from governmental entities and third parties; changes in applicable regulatory requirements and incentives for production of solar power; and other risks described in the company's filings with the Securities and Exchange Commission.

Notice that the remaining 62 % of market history not captured in this graph contains not only the entire net gain of the equity market over history, but also contains an additional 25-fold advance required to erase the cumulative 96 % market loss that investors would have sustained by ignoring these conditions.

An additional advantage of dealing with an advisor or firm regulated by an SRO is that they are required to participate in a compensation fund (the Canadian Investor Protection Fund or the Investor Protection Fund).

One thing the investors needed help with was relocating a New York Police Department parking facility so Moelis could build on the site, something the then - police chief, Bill Bratton, was open to, but said would require additional funding.

Most real estate investors and land operators would agree that the buildings or empty lands which are falling apart, have decreased value, require huge amounts of additional work to purchase and sell.

Out of several hundred thousand covered call candidates, the investor can quickly identify a couple dozen likely suspects that require additional diligence.

Once the bond matures, it may be cashed in for full face value, resulting in profit for the investor and requiring only one additional transaction to complete the process on the end of the issuing entity.

When an investor purchases an account on margin in the expectation that the share value will rise, or shorts a security on the expectation that share price will decline, and share prices go against the investor, the brokerage firm will send out a margin call requiring that the investor add additional funds or marketable securities to the account to protect the broker's loan.

If the stock decreases significantly then there may be a margin call which will require the investor to deposit additional funds into the account.

Betterment, for example, requires investors with balances under $ 10,000 to pay an additional monthly fee of $ 3 per month, which will be waived with monthly auto - deposits of $ 100 or more.

A fund manager is required to generate alpha, to beat the index and bring additional returns to the investor by using research and insights.

The increase in capital required to fund the sale of the additional bonds inevitably comes from other asset classes, resulting in an increase in the rate of return for all assets across the risk curve as investors sell other assets to re-weight their mix of holdings toward bonds.

Furthermore, K - 1s require additional bookkeeping for investors and, unfortunately, SPLP management has already stated that they will not be providing the K - 1s to unitholders in timely fashion, i.e. in time to file taxes by the annual filing deadline, April 15, so its estimated taxes for all those who ventured to purchase the units last year.

«Additional analysis is required to look beyond industrial oil palm plantations and capture the dynamics of oil palm expansion in smallholder lands, and how other actors, including local investors, are shaping land use dynamics linked to oil palm expansion».

Some investors, in particular certain funds of funds or larger institutional investors, such as pension funds and endowments, may have restrictions or internal policies that prohibit an investment in unlisted fund securities or require that their portfolio hold a minimum percentage of listed securities and therefore the listing of a fund's securities on the CSX could potentially increase its target investor base and provide access to an additional source of capital.

According to a Reuters report, Ong Chong Tee, deputy managing director of MAS, said during a speech Thursday that his agency is currently «assessing if additional regulations are required in the area of investor protection,» though he didn't elaborate on the details.

Investors with fiat currencies purchasing tokens in ICONOMI's ICO are subject to EU - wide AML / KYC compliance standards requiring supplementary verification for additional tiers of investment.

Per Reuters, Ong Chong Tee, the Deputy Managing Director (Financial Supervision) of Singapore's Monetary Authority, said, «We are assessing if additional regulations are required in the area of investor protection.»

Initially, many investors were skeptical of joint ventures because they added an extra layer of complexity and required additional work to understand the partnership's structure.