Retail FX trading platform FXCM, for instance, is
required by the Commodity Futures Trading Commission to have at least $ 25 million in capital at all times.
Not exact matches
Such risks, uncertainties and other factors include, without limitation: (1) the effect of economic conditions in the industries and markets in which United Technologies and Rockwell Collins operate in the U.S. and globally and any changes therein, including financial market conditions, fluctuations in
commodity prices, interest rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace industry, levels of air travel, financial condition of commercial airlines, the impact of weather conditions and natural disasters and the financial condition of our customers and suppliers; (2) challenges in the development, production, delivery, support, performance and realization of the anticipated benefits of advanced technologies and new products and services; (3) the scope, nature, impact or timing of acquisition and divestiture or restructuring activity, including the pending acquisition of Rockwell Collins, including among other things integration of acquired businesses into United Technologies» existing businesses and realization of synergies and opportunities for growth and innovation; (4) future timing and levels of indebtedness, including indebtedness expected to be incurred
by United Technologies in connection with the pending Rockwell Collins acquisition, and capital spending and research and development spending, including in connection with the pending Rockwell Collins acquisition; (5) future availability of credit and factors that may affect such availability, including credit market conditions and our capital structure; (6) the timing and scope of future repurchases of United Technologies» common stock, which may be suspended at any time due to various factors, including market conditions and the level of other investing activities and uses of cash, including in connection with the proposed acquisition of Rockwell; (7) delays and disruption in delivery of materials and services from suppliers; (8) company and customer - directed cost reduction efforts and restructuring costs and savings and other consequences thereof; (9) new business and investment opportunities; (10) our ability to realize the intended benefits of organizational changes; (11) the anticipated benefits of diversification and balance of operations across product lines, regions and industries; (12) the outcome of legal proceedings, investigations and other contingencies; (13) pension plan assumptions and future contributions; (14) the impact of the negotiation of collective bargaining agreements and labor disputes; (15) the effect of changes in political conditions in the U.S. and other countries in which United Technologies and Rockwell Collins operate, including the effect of changes in U.S. trade policies or the U.K.'s pending withdrawal from the EU, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16) the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017, which is commonly referred to as the Tax Cuts and Jobs Act of 2017), environmental, regulatory (including among other things import / export) and other laws and regulations in the U.S. and other countries in which United Technologies and Rockwell Collins operate; (17) the ability of United Technologies and Rockwell Collins to receive the
required regulatory approvals (and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the merger) and to satisfy the other conditions to the closing of the pending acquisition on a timely basis or at all; (18) the occurrence of events that may give rise to a right of one or both of United Technologies or Rockwell Collins to terminate the merger agreement, including in circumstances that might
require Rockwell Collins to pay a termination fee of $ 695 million to United Technologies or $ 50 million of expense reimbursement; (19) negative effects of the announcement or the completion of the merger on the market price of United Technologies» and / or Rockwell Collins» common stock and / or on their respective financial performance; (20) risks related to Rockwell Collins and United Technologies being restricted in their operation of their businesses while the merger agreement is in effect; (21) risks relating to the value of the United Technologies» shares to be issued in connection with the pending Rockwell acquisition, significant merger costs and / or unknown liabilities; (22) risks associated with third party contracts containing consent and / or other provisions that may be triggered
by the Rockwell merger agreement; (23) risks associated with merger - related litigation or appraisal proceedings; and (24) the ability of United Technologies and Rockwell Collins, or the combined company, to retain and hire key personnel.
Bank revenues from
commodities trading have soared since 2003, fueled
by increasing global demand from emerging markets like China and India,
requiring more oil, metal and raw materials.
In April 2012, JPMC paid $ 20 million to settle claims
by the
Commodity Futures Trading Commission that the bank improperly extended credit to Lehman Brothers based, in part, on commingled customer funds that it was
required to keep separate.
It's government
required use of money, legal tender laws, and the ability to print money that's unbacked
by any kind of
commodity.
In simple terms, the EFPs and PNTs enable the counterparties a Comex futures contract or LBMA forward to settle the contract in an acceptable form other than the actual physical
commodity as
required by the contract specifications (e.g. one gold futures contract
requires the delivery of a 100 oz.
In the U.S., the Fair Packaging and Labeling Act (FPLA), administered for foods and pharmaceutical products
by the U.S. Food and Drug Administration (FDA),
requires consumer
commodities to be properly labeled to disclose the content and identity of the product.
Crop Production Services is a preferred distributor of the full range of crop input products
required by our customers for efficient production of all major farm
commodities in the United States and is honored to be a major supplier for RPE.
Section 2 - 552 provides that, «A contract or purchase order may be awarded for a
commodity, service, or construction item without competition when, under regulation or policy, the Purchasing Agent determines, in writing, that there is only one known capable supplier or source for the
required commodity, service, or construction item occasioned
by the unique nature of the requirement, the supplier or market conditions.»
In making these notifications to SERCs, railroads must identify that Bakken crude oil is the
commodity involved, and convey the applicable petroleum crude oil emergency response information that is
required by 49 CFR part 172, subpart G in the notice.
Premium (1) The additional payment allowed
by exchange regulation for delivery of higher - than -
required standards or grades of a
commodity against a futures contract.
You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the Securities Exchange Commission, the
Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not
Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any
commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not
commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed
by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would
require you to be so registered or qualified if you were to perform such functions for an organization not so exempt.
Registration as a CTA is
required by the National Futures Association for individuals or firms who provide advice on
commodities trading, unless one of the following requirements are met: advice is given to a maximum of 15 people over the past 12 months and the individual / firm does not hold itself to the public as a CTA; the individual / firm is engaged in one of a number of businesses or professions listed in the
Commodity Exchange Act or is registered in another capacity and the advice given in relation to commodities investing is incidental to the individuals profession or the firm's principal business; or the advice being provided is not based on knowledge of or targeted directly to a customer's commodity interest
Commodity Exchange Act or is registered in another capacity and the advice given in relation to
commodities investing is incidental to the individuals profession or the firm's principal business; or the advice being provided is not based on knowledge of or targeted directly to a customer's
commodity interest
commodity interest account.
Stockbrokers can hold both a Series 7 and a Series 3 license simultaneously, but if they don't, they are
required by law to refer a client interested in
commodities and futures on to a licensed Series 3 representative.
The Series 3 examination is the all - encompassing test that is
required by the National Futures Association (NFA) and the
Commodities Futures Trading Commission (CFTC) in order to be considered a commodities and futures pr
Commodities Futures Trading Commission (CFTC) in order to be considered a
commodities and futures pr
commodities and futures professional.
I have yet to see a serious challenge to the math on this done
by Vaclav Smil of the University of Manitoba, who has noted that handling just 10 percent of today's carbon dioxide emissions would
require more pipelines and other equipment than is now used worldwide to extract oil — a precious
commodity — from the ground.
Energy is very important to modern civilization but it is just one of many
commodities required by modern life.
Subtitle E: Additional Market Assurance -(Sec. 351) Amends the
Commodity Exchange Act to: (1)
require energy derivatives to be traded on a CFTC - regulated exchange unless CFTC issues an exemption; (2)
require CFTC to fix limits, with respect to energy transactions, on the aggregate number of positions which may be held
by any person for each month across all markets subject to the CFTC's jurisdiction; (3)
require CFTC to convene a Position Limit Energy Advisory Group to give CFTC recommendations on such position limits; (4) give CFTC exclusive authority to grant exemptions for bona fide hedging transactions and positions from position limits imposed on energy transactions; (5) revise provisions concerning bona fide hedging transactions; and (6)
require CFTC to issue a rule defining and classifying index traders and swap dealers for the purposes of data reporting requirements and setting routine detailed reporting requirements for any position of such entities in contracts traded on designated contract markets, over-the-counter markets, derivatives transaction execution facilities, foreign boards of trade, and electronic trading facilities with respect to significant price discovery contracts.
Environmentally Preferable Purchasing Ordinance
Requires an environmentally preferable purchasing program for
commodities purchased
by the City.
In particular, depending mainly on (i) exactly how much abatement might be
required over 2019 - 23, (ii) the amount and availability of combined - cycle gas - turbine (CCGT) generation capacity with the
required efficiency levels, and (iii) the evolution of
commodity prices between now and 2021, the carbon price
required to plug the supply gap could be lower or higher than the levels we have imputed from our modelling of the supply - demand dynamics in the EU - ETS over 2019 - 23, and the fuel - switching price levels implied
by current forward curves.
The new Federal Commercial Companies Law of 2015 stipulates that any entity desirous of acquiring shares in a Public Joint Stock Company in the UAE, which offered its shares for public subscription, shall comply with the Securities and
Commodities Authority's (SCA) rules and procedures for acquisition, which
require the shares to be assessed
by a financial consultant and valued
by a government appointed committee.
The article describes innovations likely
required to allow a transition of Big Law into the new structures increasingly being demanded
by corporate clients: 1) new forms of client interactions, 2)
commodity - based disaggregation, 3) new incentive structures, and 4) standardized quality metrics.
Although renter's coverage is not
required by law in Maine, common sense would reason that it is an invaluable
commodity.
Popular Bitcoin and altcoin exchange Poloniex has submitted a request for no action relief to the
Commodities and Futures Trading Commission (CFTC) around potential allegations that
required timing of the «actual delivery» of cryptocurrency, regulated
by a 28 day period in the
Commodity Exchange Act (CEA), has been violated.
On December 14, 2017, NFA issued Notices I -17-28 and I -17-29
requiring commodity pool operators (CPO) and
commodity trading advisors (CTA) that execute transactions involving virtual currencies or virtual currency derivatives and introducing brokers (IB) that solicit or accept orders in virtual currency derivatives to immediately notify NFA
by amending the firm - level section of the annual questionnaire.
The Order finds that
by offering to enter into, executing, and confirming the execution of off - exchange financed retail
commodity transactions, Bitfinex violated Section 4 (a) of the CEA, which
requires such transactions to be conducted on a designated contract market or derivatives transaction execution facility.
• Give assistance to the front end Associates with cost checks • Maneuver the register when
required • Follow appropriate procedures for handling claims goods • Answer Customer calls quickly • Maintain a correctly merchandised department through zoning the department • Ensure the merchandise is correctly signed and priced • Provide outstanding Customer Service
by: Practising a 3 Metre Rule • Help Customers in finding
commodities • Answer register calls quickly • Remain well - informed regarding all areas of the store