Sentences with phrase «required by this broker»

Although the initial deposit required by this broker is quite low, it has some drawbacks on the party of the traders.

In this article, we will take you through the simple and convenient login process required by this broker as well as the features you will require to make your trading activities on this platform enjoyable and profitable.

After this, you can either deposit the minimum amount required by the broker or an amount that is higher.

The margin money you put up to fund a short position ($ 6000 in the example given) is simply a «good faith» deposit that is required by the broker in order to show that you are acting in good faith and fully intend to meet any potential losses that may occur.

(1) Initial margin is the total amount of margin per contract required by the broker when a futures position is opened; (2) Maintenance margin is a sum which must be maintained on deposit at all times.

The upfront fees for such a mortgage may be required by both broker and lender depending on prevailing circumstances.

You should receive a margin call when your account balance drops lower than the minimum required by your broker.

MF Global Inc. (Chicago, IL) 2008 Trader Support Representative — Electronic Platform Setups • Provided necessary assistance to brokers through demonstrations and on - going support concerning electronic platform access, account maintenance, and MF Global Client Registration website usage • Created and distributed log - in credentials for account access through various trading platforms based on the specifications required by brokers, traders, and firm risk management personnel • Supported risk management department throughout account approval process, accurately applying directives to trader platforms

Not exact matches

«Given the significant consequences of acting as an unregistered broker - dealer and the increased attention being given to this issue by the SEC staff, private - fund advisers should consider reviewing their practices to determine whether any activities that may be approaching or crossing the line would require broker - dealer registration,» David Blass, the chief counsel of the SEC's division of trading and markets, suggested in a speech last April.

The agency has brokered similar agreements in recent years with tech giants like Google, Twitter and Uber for their data mishaps, requiring each of them to undergo regular privacy assessments by a third party, which would then report its findings back to the FTC.

The memo, obtained by Bloomberg News, makes the case for a Labor Department regulation that would impose a fiduciary duty on brokers handling retirement accounts, requiring them to act in their clients» best interest.

In order to be able to withdraw the money in your Anyoption traders» account, you will be required to verify your account, which is achieved by sending a copy of your Identity Card and a document to prove your address to the broker.

By requiring brokers to look out for clients» best interests, the SEC is effectively requiring them to give financial advice, which distinguishes them from online brokers and should let them keep charging clients premium fees.

To provide the utmost in service, we may disclose the following information regarding customers and / or former customers, as necessary to companies to perform certain services on your behalf (e.g. custodial banks or brokers) or as required by law.

To get the deposit bonuses offered by the uBinary binary options broker, traders need to signup for a trading account with the broker and verify their accounts, by providing the required verification documents.

It shall be unlawful for any broker, dealer, or exchange, directly or indirectly, to make use of the mails or any means or instrumentality of interstate commerce for the purpose of using any facility of an exchange within or subject to the jurisdiction of the United States to effect any transaction in a security, or to report any such transaction, unless such exchange (1) is registered as a national securities exchange under section 6 of this title, or (2) is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration

Business loan brokers can work for a brokerage firm, or they can strike out on their own and act as independent agents — getting hired by businesses that require specialized types of financing.

All that is required on the part of the trader is a clear understanding of how to read market trends of the various assets provided by the broker and make an appropriate prediction on the same.

To gain access to the demo binary options account offered by the uBinary broker, traders are required to make the minimum initial deposit of $ 250.

«A particularly strong factor in deciding to publish this new edition was driven by the continuous change in terms of the standards of practice required not only of agents and brokers, but also of lawyers, mortgage brokers, lenders, financial advisors, appraisers and other involved parties,» says Rumack.

This is done by sending the required verification documents, including scanned copies of your photo, a recent utility bill and your credit card, to the broker.

The mobile trading platform offered by this broker offers traders with all the features and tools they require to make their binary options trading experience better and more successful.

For withdrawals from your YesOption trading account to be processed, you need to verify your account with the broker by sending the required verification documents to [email protected] The time taken for trades to receive their money after submitting their withdrawal requests is affected by various aspects.

But according to the broker, some trading accounts will require special verification and authorization by the financial department once the request for a withdrawal is made.

The GOP REQUIRES stupid candidates, as only the stupid can be so easily led by the real power brokers behind the scenes.

The Secretary shall require a motor carrier, freight forwarder, or broker to update its registration under this chapter periodically or not later than 30 days after any change in address, other contact information, officers, process agent, or other essential information, as determined by the Secretary and published in the Federal Register.

Click below for the Interactive Brokers Firm Specific Disclosure Document required by CFTC Rule 1.55 (k).

(subscription required), Matt Phillips has an interesting article on forward price - to - earnings ratios: The forward - earnings in question are really consensus forward - earnings estimates, churned out by Wall Street's broker dealers, the so - called «sell side.»

That's different from a mutual fund, where broker - dealers effectively are required by Section 22 (d) of the Investment Company Act of 1940 to impose sales charges in accordance with the fund's prospectus.

Some brokers may require their clients to fund their trading accounts by direct bank deposit whereas others may be more flexible and support a variety of payment methods.

They say that for covered shares (that is, shares that are covered by the rules requiring brokers to report cost basis) the broker has to report basis in accordance with a valid identification.

The documents required by the uBinary broker, in order to verify your account, are copies of your government issued ID, copies of both sides of your credit card and a copy of a recent utility bill.

It requires an extra domain name, and when a lead is submitted by one of your brokers or affiliates, it is automatically listed in your lead management system to call.

During periods of high market volatility, the exchanges may increase initial margin requirements to any level they deem appropriate, and brokers may decide to increase initial margin levels above those required by law.

The whole point of the law that required cost basis reporting by the brokers was to make it easier for investors, more accurate, and to increase tax payments to the government.

Initially, your mortgage broker or loan officer will help you start the mortgage process by gathering your tax returns, pay stubs, bank statements, and any other financial information the lender may require.

Therefore, forex brokers who accept Bitcoin will be required to accept deposits by having the trader transfer BTC to their wallet.

If an advertised lender / broker solicits you for a loan application, that lender / broker must make certain disclosures to you as required by the Federal Truth In Lending Act (TILA), the Real Estate Settlement Procedures Act (RESPA) and other federal and state laws.

In order to win, the selected Customer must first correctly answer, unaided, a time - limited, mathematical, skill - testing question to be administered by letter via email, and he or she will be required to sign a standard Declaration and Release Form confirming compliance with the Raffle Rules, acceptance of the Prize as awarded and releasing BBS Securities Inc. / Virtual Brokers from all liability relating to the Raffle.

Brokers and securities licensed reps only have to meet the suitability standard, a much lower standard of conduct, which only requires that a given transaction performed by a broker must be «suitable» for the client at that time.

As of 1 January, 2016, locally - based forex brokers are required to be licensed by the CBR in order to operate in the country.

If a higher price is required for CMHC insurance coverage, the square footage, which is input by the lender and supplied by the mortgage broker, can be increased as required.

If the terminology seems a little confusing, your broker is there to explain important information and conditions set out by the lender as well as any steps required to close the mortgage transaction.

A broker will also guide you through the process of completing and submitting mortgage applications and supporting documentation required by the lender.

And there are brokers out there who don't check the backgrounds of their employees (it's not required by law) and don't police their lending sufficiently.

Now you have the basic information that will be required by most Canadian mortgage brokers.

RESPA attempts to regulate settlement costs by requiring lenders, mortgage brokers or servicers of home loans to provide disclosures to borrowers that will inform them about real estate transactions, settlement services, relevant consumer protection laws and any other pertinent and timely information connected to the cost of the real estate settlement process.

Although, accounts offered by CMB regulated brokers in Turkey now require a minimum deposit of TRY 50,000 and have lower leverage compared to international account types.

So while it can provide a trader with the opportunity for unlimited profits, it carries with it a enormous level of risk which all forex brokers are required by law to warn their clients about.

In any jurisdiction where the securities, blue sky or other laws require the Offer to be made by a licensed broker or dealer, the Offer shall be deemed to be made on behalf of Purchaser by one or more registered brokers or dealers licensed under the laws of such jurisdiction.