Sentences with phrase «required registrant»

Please note the wording about case law and referring the matter back to the lawyer, that is RECO actually softening the stance for required registrant disclosure but not definitively stating the rule no longer applies thereby leaving it up in the air.

Cannon Beach Photo may require any registrant to provide sufficient proof of age.

While enabling statutes of professional regulatory bodies may not require that respondents respond to complaints, particular regulators may enact standards that require their registrants to cooperate during investigations.

Based on the College of Physicians and Surgeons of Ontario publishing two «policy statements» requiring registrants to provide effective referrals, five registrants challenged their obligations to provide effective referrals, on the basis that their having to provide referrals for services that considered wrongful — services such as abortions, medical assistance in dying, or contraception for example — constituted complicity and violated their religious freedom.

Requiring registrants and supervisors to certify that the risks have been explained and that the client understands the risks.

New York requires the registrant of a vehicle to carry a minimum of the following liability coverage:

It's very simple, raise the barrier to entry in a huge and meaningful way, and raise the barrier to keeping your license with minimum performance standards — a good start would be to require every registrant to submit 24 trade record sheets when renewing their license every two years, to prove they are actually involved in the business of selling real estate.

I also believe that it is a requirement of the Ottawa Board that they require the registrant be the one that measures the rooms.....

RECO requires registrants CLEARLY, PRECISELY AND EVERY TIME YOUR NAME APPEARS state you are a Sales Representative (unless BR or BO of course).

Not exact matches

All registrars require the name of the company or individual who owns the domain (the registrant), the individual authorized to handle daily matters (the administrative contact), and the person who handles all things technical (the technical contact).

Coinbase, one of the leading cryptocurrency exchanges, has even gone so far as to require certain registrants to verify their identity through the use of a webcam photo.

(i) Any preliminary prospectus or prospectus of the undersigned Registrant relating to the offering required to be filed pursuant to Rule 424 (§ 230.424 of this chapter);

Box 6 — ID Number Federal law requires that states collect from each registrant an identification number.

The challenged registrant is required to appear at the hearing with an affidavit that he or she is eligible to vote within the jurisdiction in question; a representative may appear in his or her place.

Among registrants who are in the U.S. legally, few have reported any problems; yet NSEERS registration is also required for nonimmigrant visitors in the country illegally; and many of the illegals who registered were immediately arrested and deported.

At the time, NSEERS registrants were required to re-register within 30 days, a requirement that has since been dropped.

Program fee is paid upon registration Minimum 5 and maximum 6 registrants required to run program Classes are for preregistered students only and are non-transferable Missed classes are not eligible for refund

In order to receive a badge, each registrant is required to confirm their e-mail address once registration is complete.

To receive a badge, each registrant is required to confirm their e-mail address when they receive their confirmation.

For a Registrant / REALTOR to suggest that they don't have a place or a role while a Property Inspection is being conducted requires a blissful amount of ignorance, however, the suggestion in and of itself isn't shocking, unfortunately.

Same; registrant's report to consumer; required contents.A registrant shall provide a report at least once everythreemonths to each consumer who has entered intoa debt management services agreement with the registrant.

Same; registrant's report to state bankcommissioner; when required; contents.

A registrant is required to disclose the information specified by Form N - CSR, and the Commission will make this information public.

A registrant is not required to respond to the collection of information contained in Form N - CSR unless the Form displays a currently valid Office of Management and Budget («OMB») control number.

The registrant's principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a - 3 (c) under the Investment Company Act of 1940, as amended (the «1940 Act»)(17 CFR 270.30a - 3 (c)-RRB--RRB- are effective, as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on their evaluation of these controls and procedures required by Rule 30a - 3 (b) under the 1940 Act (17 CFR 270.30a - 3 (b)-RRB- and Rules 13a - 15 (b) or 15d - 15 (b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a - 15 (b) or 240.15d - 15 (b)-RRB-.

There have been no material changes to the procedures by which the shareholders may recommend nominees to the registrant's board of directors, where those changes were implemented after the registrant last provided disclosure in response to the requirements of Item 407 (c)(2)(iv) of Regulation S - K (17 CFR 229.407)(as required by Item 22 (b)(15) of Schedule 14A (17 CFR 240.14a - 101)-RRB-, or this Item.

The Underwriting Agreement between the Trust and Northern Lights Distributors, LLC («NLD») provides that the Registrant agrees to indemnify, defend and hold NLD, its several officers and directors, and any person who controls NLD within the meaning of Section 15 of the Securities Act free and harmless from and against any and all claims, demands, liabilities and expenses (including the reasonable cost of investigating or defending such claims, demands or liabilities and any reasonable counsel fees incurred in connection therewith) which NLD, its officers and directors, or any such controlling persons, may incur under the Securities Act, the 1940 Act, or common law or otherwise, arising out of or based upon: (i) any untrue statement, or alleged untrue statement, of a material fact required to be stated in either any Registration Statement or any Prospectus, (ii) any omission, or alleged omission, to state a material fact required to be stated in any Registration Statement or any Prospectus or necessary to make the statements in any of them not misleading, (iii) the Registrant's failure to maintain an effective Registration statement and Prospectus with respect to Shares of the Funds that are the subject of the claim or demand, or (iv) the Registrant's failure to provide NLD with advertising or sales materials to be filed with the FINRA on a timely basis.

The Underwriting Agreement between the Trust and Ceros Financial Services Inc. («Ceros») provides that the Registrant agrees to indemnify, defend and hold Ceros, its several officers and directors, and any person who controls Ceros within the meaning of Section 15 of the Securities Act free and harmless from and against any and all claims, demands, liabilities and expenses (including the reasonable cost of investigating or defending such claims, demands or liabilities and any reasonable counsel fees incurred in connection therewith) which Ceros, its officers and directors, or any such controlling persons, may incur under the Securities Act, the 1940 Act, or common law or otherwise, arising out of or based upon: (i) any untrue statement, or alleged untrue statement, of a material fact required to be stated in either any Registration Statement or any Prospectus, (ii) the breach of any representations, warranties or obligations set forth herein, (iii) any omission, or alleged omission, to state a material fact required to be

Registrants are required to complete a quiz at the conclusion of the course, and a certificate of attendance will be available upon submission of the quiz.

Instructor: Lisa Yauchzee Cost: $ 100 Start Date: New classes begin and are scheduled as we get enough registrants to begin a new class (people that have paid and supplied all the required paperwork.)

** Nintendo 3DS registrants will be required to have conducted the most recent system update to redeem their free download.

(2) In any action of tort brought against the owner, registrant, operator, or occupant of a motor vehicle with respect to which security has been provided as required by ss.

Transportation providers may require a re-assessment of the eligibility of temporarily eligible registrants at reasonable intervals.

But the committee is not otherwise required to consider the registrant's evidence as to whether or not the substantive allegation against him or her is or is not well founded; that is not the issue on the s. 35 application.»

It is sufficient for the inquiry committee to act, if it takes the view that there is a prima facie case and that the prima facie case, having regard to such material as is put before it by the registrant, requires that the public be protected by an interim order.

The Honourable Chief Justice Bauman decided that s. 35 can be used where an inquiry committee takes the (two - step) view «that there is a prima facie case and that the prima facie case, having regard to such material as is put before it by the registrant, requires that the public be protected by an interim order» [55 (iv)-RSB-.

The registrant challenged the HPRB's decision to require the complaint history disclosed, including advancing an argument that the HPA does not contemplate a complainant participating in the review process as a full - fledged litigant [43], but the court found the decision was not patently unreasonable.

British Columbia regulators who do not currently have bylaws requiring that registrants cooperate with investigations may wish to consider such provisions.

On appeal before the Divisional Court, the registrant argued that that Health Professions Code allowed, but did not require, members to respond to complaints.

The decision also requires that an inquiry committee seeking to audit a registrant's practice not permit the registrant to select the files the committee will examine.

Consistent with the court's ruling, the SEC stated that registrants will not be required to describe their products as «DRC conflict free,» having «not been found to be «DRC conflict free,»» or «DRC conflict undeterminable.»

The physician responsible for the patient's treatment had required her to undergo a drug test before agreeing to provide her with a prescription for opioids, in keeping with the College's general policy, and as specifically required by an undertaking that the registrant had given to the College following an investigation of his practice.

Many jurisdictions — if it is a new entity to the financial services sector — will require registration or a licensing process so that the entity is as accountable as current registrants in that space.

This situation is often required at conferences where registrant emails are shared with third - party exhibitors.

Half Marathon registrants can change their registration to the 5 Mile or transfer their bib to another person, but they will be required to make $ 25 donation to L'Arche Calgary first.

Registrants switching from the 5 Mile to the Half Marathon will only be required to pay the difference in registration fees.

The Florida Motor Vehicle No - Fault Law, requires all owner / registrants of a motor vehicle with four wheels or more to carry a minimum of $ 10,000 of Personal Injury Protection (PIP) and $ 10,000 of property damage liability (PDL) if you own a motor vehicle in Florida.

Registrants will be required to declare their professional designation.

«EFT externships and EFT Core Skills training are designed for mental health professionals and registrants will be required to declare their professional designation.»

All registrants are required to state their professional designation.