Sentences with phrase «required under federal rules»

Not exact matches

Except as required under federal securities laws and the rules and regulations of the Securities and Exchange Commission, we will not undertake and specifically decline any obligation to publicly update or revise any forward - looking statements to reflect events or circumstances arising after the date of this press release, whether as a result of new information, future events or otherwise.

On September 17, 2015, the Washington Securities Division announced that it had adopted a final rule to require notice filings in connection with Tier 2 securities offerings under federal Regulation A.

As such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities acts.

Not later than 270 days after the date of enactment of the Dodd - Frank Wall Street Reform and Consumer Protection Act, the Commission shall issue final rules that require each resource extraction issuer to include in an annual report of the resource extraction issuer information relating to any payment made by the resource extraction issuer, a subsidiary of the resource extraction issuer, or an entity under the control of the resource extraction issuer to a foreign government or the Federal Government for the purpose of the commercial development of oil, natural gas, or minerals...

Under the ethics rules for federal employees and / or officials, the employees or official is required to avoid even the appearance of a conflict of interest.

A federal judge on August 31 ruled that the March for Life, a secular organization that stages the annual January Roe v. Wade protest in Washington, is exempt from offering artificial contraception as required under the Patient Protection and Affordable Care Act, widely known as Obamacare.

Real estate agents will be required to market farmland worth more than $ 15 million to domestic buyers before it can be sold to foreign investors, under new Federal Government rules.

The announcement of the new party line comes weeks after the U.S. Supreme Court, citing religious rights, ruled that requiring family - owned corporations to pay for insurance coverage for contraception under the Affordable Care Act violated a federal law protecting religious freedom.

The FDA's new blueprints for change today include creating a new federal notification rule and releasing a long - term strategic plan (required under law and produced by an FDA task force).

If state courts rule that the amendment requires that religious students and institutions be treated differently than secular ones, as Martinez's ruling seems to imply, it could potentially raise a federal challenge under both the First and Fourteenth Amendments as a violation of free exercise and equal protection.

Not only is it state law, but it's required if Indiana wants to keep a federal waiver releasing it from strict accountability rules under No Child Left Behind.

Airport development means --(1) Any work involved in constructing, improving, or repairing a public airport or portion thereof, including the removal, lowering, relocation, and marking and lighting of airport hazards, and including navigation aids used by aircraft landing at, or taking off from, a public airport, and including safety equipment required by rule or regulation for certification of the airport under section 612 of the Federal Aviation Act of 1958, and security equipment required of the sponsor by the Secretary by rule or regulation for the safety and security of persons and property on the airport, and including snow removal equipment, and including the purchase of noise suppressing equipment, the construction of physical barriers, and landscaping for the purpose of diminishing the effect of aircraft noise on any area adjacent to a public airport; (2) Any acquisition of land or of any interest therein, or of any easement through or other interest in airspace, including land for future airport development, which is necessary to permit any such work or to remove or mitigate or prevent or limit the establishment of, airport hazards; and (3) Any acquisition of land or of any interest therein necessary to insure that such land is used only for purposes which are compatible with the noise levels of the operation of a public airport.

-- To the extent that compliance with subsection (b)(2)(C) or (b)(7) would significantly alter the historic or antiquated character of a historical or antiquated rail passenger car, or a rail station served exclusively by such cars, or would result in violation of any rule, regulation, standard, or order issued by the Secretary of Transportation under the Federal Railroad Safety Act of 1970, such compliance shall not be required.

Required stopping distances for tractor - trailers will decrease by 30 percent under a revised federal rule.

Since new federal bankruptcy rules became law in October, 2005, anyone who has gross income higher than the median income for their state is required to file bankruptcy under Chapter 13, instead of under Chapter 7.

Under the old rules, you would have been required to take a minimum of 7.38 % from your RRIF at 72, but the recent federal budget requires only 5.28 %.

The program's rules are unusually complicated, and require borrowers to have a specific kind of loan (a direct federal loan), to make monthly payments under one type of plan (income - driven repayment) and to work for a qualifying employer (generally a public sector organization, or a 501 (c) 3 nonprofit organization).

The SEC created this new rule because open - ended mutual funds are not currently subject to requirements under federal securities law that requires them to manage their liquidity risk.

This document contains final regulations that provide transition rules providing that executors and other persons required to file or furnish a statement under section 6035 (a)(1) or (2) regarding the value of property included in a decedent's gross estate for federal estate tax purposes before June 30, 2016, need not have done so until June 30, 2016.

Know your rights under the Truth in Lending Act — This federal law provides bedrock consumer protection by requiring lenders to disclose credit terms in a standardized way, and sets the rules for fees and billing... (See TILA)

Know your rights under the Truth in Lending Act — This federal law provides bedrock consumer protection by requiring lenders to disclose credit terms in a standardized way, and sets the rules for fees and billing... (See TILA)

The article states that the majority of courts now appear to require the proponent to authenticate a Web site under Rule 901 (b)(1) of the Federal Rules of Evidence, which permits authentication by» [t] estimony that a matter is what it is claimed to be.»

The Court affirmed the decision of the U.S. Court of Appeals for the Federal Circuit, holding that the USPTO acted within its authority in promulgating rules requiring the Patent Trial and Appeal Board to construe patent claims in inter partes review proceedings under the «broadest reasonable interpretation» (or «BRI») standard.

SAS appealed the PTAB decision to the Federal Circuit, arguing that the PTAB improperly based its decision on a claim interpretation different from the one adopted in its decision to institute, and on the grounds that the Board was required to address all challenged claims under 35 U.S.C. § 318 (a), As discussed previously, the Federal Circuit ruled that the PTAB erred in relying on a new claim construction with providing adequate notice to the patent owner.But the Federal Circuit ruled that the Board acted within its authority to omit some challenged claims from the final written decision.

If a federal law requires a covered entity to disclose a specific type of information, the covered entity would not need an authorization under § 164.508 to make the disclosure because the final rule permits covered entities to make disclosures that are required by law under § 164.512 (a).

Any amounts withheld from a payment to a holder of Class A common stock under the backup withholding rules can be credited against any U.S. federal income tax liability of the holder and may entitle the holder to a refund, provided that the required information is furnished to the IRS in a timely manner.

Rather, any amount withheld under the backup withholding rules will be creditable or refundable against the U.S. Holder's U.S. federal income tax liability, provided the required information is timely furnished to the IRS.

Under the new rules, companies that are building and testing self - driving cars will be required to share extensive amounts of data with federal regulators.

Under the rules of the federal Fair Credit Reporting Act (FCRA), a credit report is only obtained after the applicant has given consent and after a legally required disclosure has been given.