Sentences with phrase «requirements of an accredited investor»

If you meet the requirements of an accredited investor, then you can invest in venture capital investments without either you the company you invest in running afoul of any legal requirements.

Not exact matches

Those restrictions, which are the subject of an op - ed in today's Journal and a blog post last month by Fred Wilson, would raise the net worth requirements for becoming an «accredited investor,» which could make it harder for start - ups to find willing angel investors.

Until now, investors had been able to declare that they meet the U.S. requirements for being accredited, but as of Monday, they will need to have a third party, such as an accountant or lawyer, vouch for their accredited status.

Interested non-US investors can become clients of CoinList Capital as long as they meet US accredited investor requirements.

The securities may be sold only to purchasers purchasing, or deemed to be purchasing, as principal that are accredited investors, as defined in National Instrument 45 - 106 Prospectus Exemptions or subsection 73.3 (1) of the Securities Act (Ontario), and are permitted clients, as defined in National Instrument 31 - 103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

Most alternative investments on the AI platform are sold on a private placement basis to eligible clients who must be Accredited Investors and / or Qualified Purchasers depending on the requirements of the specific investment.

Entrepreneurs can also conduct equity crowdfunding campaigns in Canada relying on other exemptions from the prospectus and registration requirements of Canadian securities laws such as the accredited investor exemption, and offering memorandum exemption (both exemptions available across Canada).

The shares were issued in a transaction that was exempt from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making the offering.

An «Accredited Investor» is defined by the Securities and Exchange Commission as someone who meets at least one of the following requirements:

The act responds to the SEC's December report by expanding the list of accredited investors to include the following individuals, regardless of whether they meet the income or net worth requirements:

This is in contrast to the high verification requirements for Rule 506 (c) of Regulation D and is consistent with how accredited investor checks have been done in the past (prior to Sept 23).

In addition to meeting the requirements as an accredited investor, investors must be made aware of and acknowledge the high financial risks of startup investing when investing through some intermediaries.

The Class A common stock may be sold only to purchasers purchasing, or deemed to be purchasing, as principal that are accredited investors, as defined in National Instrument 45 - 106 Prospectus Exemptions or subsection 73.3 (1) of the Securities Act (Ontario), and are permitted clients, as defined in National Instrument 31 - 103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.

The only one I am aware for Canadians in CommunityLend (and only in 3 provinces right now), but their eligibility requirements for becoming a lender there are pretty high (you need to be certified as an accredited investor which means you need $ 1M in assets and an income of at least $ 100k / year).

Also, reaching this threshold is one of the ways to attain «accredited investor» status in some provinces (such as Ontario), which gives you access to specialized investments like hedge funds that bypass some of the regulatory requirements and protections of mainstream investments (which means you need to do more of your own due diligence in assessing risk).

These rules impose additional sales practice requirements on broker - dealers that recommend the purchase or sale of penny stocks to persons other than those who qualify as «established customers» or «accredited investors.»

The document also adds that «an Offer may nevertheless be exempt from the Prospectus Requirements where... the Offer is a small of securities of an entity, or units in a CIS, that does not exceed S5 $ million...; the Offer is a private placement off made to no more than 50 persons...; the Offer is made to institutional investors only; or the offer is made to accredited investors.»

The tZERO SAFT is being issued in a private placement offering solely to accredited investors pursuant to one or more exemptions from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), including in compliance with Rule 506 (c) of Regulation D, as promulgated under the Securities Act.

How do they get past the requirement of having to be an accredited investor to invest in their notes?