Sentences with phrase «requirements of the trading rules»

The computer will then run this code via trading software that scans the markets for trades that meet the requirements of the trading rules contained in the code.

Not exact matches

Rather, they are meant to cover the multiple sales of distributorships or businesses that do not meet the requirements of a franchise under the Federal Trade Commission (FTC) rule passed in 1979.

Included in the press release are parts of six e-mails obtained from the CBSA (download these documents), along with a CBSA Ruling and three trade compliance verifications, that lay out the group's case that the CBSA retroactively imposed an end use certificate requirement on these goods.

Last year, Airlines for America, a trade group representing United and other large U.S. airlines, included the reporting requirements of animal deaths or injuries among those federal rules it would like to see repealed or changed.

Washington, D.C. — The Office of the U.S. Trade Representative today announced that the World Trade Organization (WTO) has issued a complete and resounding victory for the United States in finding that U.S. «dolphin - safe» labeling requirements comply with WTO rules.

Included in the press release are parts of six emails obtained from the CBSA (download these documents), along with a CBSA Ruling and three trade compliance verifications, that lay out the group's case that the CBSA retroactively imposed an end - use certificate requirement on these goods.

«We applaud the House for passing this critically important legislation that will make the U.S. COOL rules for muscle cuts of beef and pork compliant with the World Trade Organization (WTO) requirements.

A bill sponsored by Senate Health Chairman Kemp Hannon (R - Nassau County) from 2013 through 2016 called for a pilot project that would authorize business corporations to acquire as many as 10 hospitals.68 These corporations could not be publicly traded, but their owners would be exempt from other requirements, including the «natural person» rule, character and competence reviews and prior approval of sales and transfers.

Nine - bond rule: Requirement that members of the NYSE first attempt to execute any order for less than ten bonds on the floor of the NYSE before trading in the over-the-counter market.

Alternately, the seller may deliver to the buyer the notice required by the Federal Trade Commission Trade Regulation Rule concerning Cooling - Off Period for Sales Made at Homes or at Certain Other Locations, Title 16, Code of Federal Regulations, Part 429, as amended from time to time, which shall satisfy the notice requirement of this section.

These disclosure requirements will have the effect of reducing the trading activity in the secondary market for our stock because it will be subject to these penny stock rules.

At a maintenance margin requirement of $ 3100 USD x 1.10 (CME rules require 110 percent of maintenance margin requirement for speculative trades), his initial margin would be $ 3410.

You will not, and will not allow or authorize others to, use the Services or the Sites to take any actions that: (i) infringe on any third party's copyright, patent, trademark, trade secret or other proprietary rights or rights of publicity or privacy; (ii) violate any applicable law, statute, ordinance or regulation (including those regarding export control); (iii) are defamatory, trade libelous, threatening, harassing, invasive of privacy, stalking, harassment, abusive, tortuous, hateful, discriminatory based on race, ethnicity, gender, sex or disability, pornographic or obscene; (iv) interfere with or disrupt any services or equipment with the intent of causing an excessive or disproportionate load on the Animal League or its licensors or suppliers» infrastructure; (v) involve knowingly distributing viruses, Trojan horses, worms, or other similar harmful or deleterious programming routines; (vi) involve the preparation and / or distribution of «junk mail», «spam», «chain letters», «pyramid schemes» or other deceptive online marketing practices or any unsolicited bulk email or unsolicited commercial email or otherwise in a manner that violate the Controlling the Assault of Non-Solicited Pornography and Marketing Act (CAN - SPAM Act of 2003); (vii) would encourage conduct that could constitute a criminal offense, give rise to civil liability or otherwise violate any applicable local, state, federal or international laws, rules or regulations; (viii) involve the unauthorized entry to any machine accessible via the Services or interfere with the Sites or any servers or networks connected to the Sites or disobey any requirements, procedures, policies or regulations of networks connected to the Sites, or attempt to breach the security of or disrupt Internet communications on the Sites (including without limitation accessing data to which you are not the intended recipient or logging into a server or account for which you are not expressly authorized); (ix) impersonate any person or entity, including, without limitation, one of the Animal League's or other's officers or employees, or falsely state or otherwise misrepresent your affiliation with a person or entity; (x) forge headers or otherwise manipulate identifiers in order to disguise the origin of any information transmitted through the Sites; (xi) collect or store personal data about other Animal League members, Site users or attempt to gain access to other Animal League members information, or otherwise mine information about Animal League members, Site users, or the Sites; (xii) execute any form of network monitoring or run a network analyzer or packet sniffer or other technology to intercept, decode, mine or display any packets used to communicate between the Sites» servers or any data not intended for you; (xiii) attempt to circumvent authentication or security of any content, host, network or account («cracking») on or from the Sites; or (xiv) are contrary to the Animal League's public image, goodwill, reputation or mission or otherwise not in furtherance of the Animal Leagues stated purposes.

Subtitle E: Additional Market Assurance -(Sec. 351) Amends the Commodity Exchange Act to: (1) require energy derivatives to be traded on a CFTC - regulated exchange unless CFTC issues an exemption; (2) require CFTC to fix limits, with respect to energy transactions, on the aggregate number of positions which may be held by any person for each month across all markets subject to the CFTC's jurisdiction; (3) require CFTC to convene a Position Limit Energy Advisory Group to give CFTC recommendations on such position limits; (4) give CFTC exclusive authority to grant exemptions for bona fide hedging transactions and positions from position limits imposed on energy transactions; (5) revise provisions concerning bona fide hedging transactions; and (6) require CFTC to issue a rule defining and classifying index traders and swap dealers for the purposes of data reporting requirements and setting routine detailed reporting requirements for any position of such entities in contracts traded on designated contract markets, over-the-counter markets, derivatives transaction execution facilities, foreign boards of trade, and electronic trading facilities with respect to significant price discovery contracts.

The international community at large, not just EU could force China and India into playing by the new rules of a Carbon Tax or Cap & Trade system by making it a requirement for continued membership in the World Trade Organization.

Such evidence should include Canadian trade - mark registrations or evidence of use in Canada of common law marks along with a connection to Canada enough to establish the Canadian Presences Requirements under the rules.

The case was referred to the ECJ for a preliminary ruling about whether Art 2 of the Community Directive 89 / 104 / EEC in respect of trade marks precluded sounds or noises from being registered as trade marks and what the requirements were for a sound or noise to be registered.

This version is the distillation of the authoritative 11 - volume treatise, Securities Regulation, in one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10 (b); Insider trading; Sanctions; Disclosure requirements; Rules and forms for offerings; SEC reporting; Forward - looking statements; Class action suits; Bespeaks caution cases; ADR in securities disputes.

But the Court did not stop there and continued to ask whether even this interpretation was compatible with Article 114, for it «[a] dmittedly -LRB-...) does not guarantee that products whose packaging complies with the requirements of the directive may move freely on the internal market» (para 79), rightly observing that national rules enacted outside the scope of the Directive may still constitute barriers to trade for products complying with the Directive.

There are restrictions on imports and exports, customs requirements, tax liabilities, ownership rules and a host of varied circumstances that make international trade and investment particularly complex.

The other interesting development since MacCartney, on the requirement for uninterrupted rest breaks, is an ECJ ruling that the Department of Trade and Industry (DTI) guidance on the obligation of employers to ensure workers actually take their rest breaks is a breach of the UK government's responsibility to implement the Directive.

The policy reviews that Nizam oversaw at MAS included: (1) revamp of regulatory framework on markets / recognized market operators, (2) dual currency investments, (3) credit card solicitation rules, (4) disclosure requirements for investment products, (5) rationalisation of wholesale / retail investors, (6) extra-territorial application, (7) regulation of traded life / endowment policies, (8) civil penalty regime for market misconduct, (9) review of insider trading, (10) licensing and business conduct issues, (11) policies behind regulation capital markets intermediaries, (12) implementation of recommendations of Corporate Law and Regulatory Framework Committee (CLRFC).

But security futures products are subject to an arcane set of rules and joint - registration requirements that are sure to chill the digital currency trading environment.

The Internal Revenue Service has stated that the strict rules governing payout requirements for publicly traded REITs can be met with stock for up to 90 percent of the total dividend payment.

The primary 1031 exchange rules and requirements include: 1) same taxpayer: the taxpayer who sells is the taxpayer who buys, 2) property identification within 45 calendar days post closing of the first property, 3) purchase of the replacement property within 180 calendar days, 4) trading up: the price of the replacement property is equal to or greater than the old or relinquished property, 5) hold time supports the intent to hold for investment, and 6) related party transaction regulations.

Note: A proposed amendment to section 4 - 6 of the Council Rules, removing the requirement for advertising by licensees to include the brokerage name in a «prominent and easily readable way,» was not approved by the Council at this time and has been referred back to the Council's Trading Services Advisory Group for further study.

In general, the laws, rules and regulations that apply to our business practices include, without limitation, the federal Real Estate Settlement Procedures Act, the federal Fair Housing Act, the Dodd - Frank Act, and federal advertising and other laws, as well as comparable state statutes; rules of trade organization such as NAR, local MLSs, and state and local AORs; licensing requirements and related obligations that could arise from our business practices relating to the provision of services other than real estate brokerage services; privacy regulations relating to our use of personal information collected from the registered users of our websites; laws relating to the use and publication of information through the Internet; and state real estate brokerage licensing requirements, as well as statutory due diligence, disclosure, record keeping and standard - of - care obligations relating to these licenses.