Sentences with phrase «requirements on derivative»

In Support of Terrorism Risk Insurance Reauthorization (TRIA)- Provision Included to Protect GPI Member Companies from Restrictive Requirements on Derivative Transactions, January 7, 2015

Not exact matches

WASHINGTON, April 26 - The head of the U.S. derivatives watchdog on Thursday said he would like to allow more flexibility in the way swaps are traded while at the same time tightening requirements for reporting of such trades.

WASHINGTON The head of the U.S. derivatives watchdog on Thursday said he would like to allow more flexibility in the way swaps are traded while at the same time tightening requirements for reporting of such trades.

In addition, she advises on prudence, fiduciary, prohibited transactions and other ERISA requirements as they relate to derivatives and securities.

Jaguar Land Rover (JLR) India, which on Monday launched the 2 litre petrol derivative of Land Rover Discovery Sport at a starting price of Rs 56.50 lakh (ex-showroom, Delhi), said the ban on select diesel vehicles has affected its business plans but it will adapt to meet the legal requirements.

Counterparty risk may be lower with synthetic ETFs traded on the AQUA market, as Australian Securities Exchange (ASX) requirements restrict the aggregate money owing under derivatives contracts (counterparty exposure).

MBIA issues insurance policies insuring payments due on structured credit derivative contracts and directly enters into credit derivative contracts, which are marked - to - market through earnings under the requirements of SFAS 133.

The mainstream view is that this was the result of insufficient regulation (e.g. repeal of Glass Steagall, non-regulation of derivatives, effective elimination of bank reserve requirements, etc.) The Austrian view is that this was the result of too much regulation / gov» t intervention (e.g. repetitive bank bailouts over the past few decades which ingrained a culture of privatizing profits and socializing risks, the «Greenspan / Bernanke put» designed to inject liquidity whenever the stock market goes down, and regulations dating back to the 1930's such as FDIC insurance which, for example, eliminates the incentive for consumers to select their banks based on conservative lending practices.

A ninth source of complexity was similar: margin requirements in derivative agreements, where a credit downgrade could lead to a call on capital at the worst possible moment.

Subtitle E: Additional Market Assurance -(Sec. 351) Amends the Commodity Exchange Act to: (1) require energy derivatives to be traded on a CFTC - regulated exchange unless CFTC issues an exemption; (2) require CFTC to fix limits, with respect to energy transactions, on the aggregate number of positions which may be held by any person for each month across all markets subject to the CFTC's jurisdiction; (3) require CFTC to convene a Position Limit Energy Advisory Group to give CFTC recommendations on such position limits; (4) give CFTC exclusive authority to grant exemptions for bona fide hedging transactions and positions from position limits imposed on energy transactions; (5) revise provisions concerning bona fide hedging transactions; and (6) require CFTC to issue a rule defining and classifying index traders and swap dealers for the purposes of data reporting requirements and setting routine detailed reporting requirements for any position of such entities in contracts traded on designated contract markets, over-the-counter markets, derivatives transaction execution facilities, foreign boards of trade, and electronic trading facilities with respect to significant price discovery contracts.

However, ASDC Staff stated in this Staff Notice that the Executive Director had not imposed any such requirements on OTC derivative transactions in Alberta as at this time.

• Lastly, ASC Blanket Order 91 - 505 provides the ASC's Executive Director with the power to require persons who rely on the exemption from the dealer registration requirement in the ASC Blanket Order 91 - 505 to comply with the ASC's prescribed requirements respecting the trading, clearing and reporting of over-the-counter derivative transactions.

Our financial services lawyers and public policy professionals advise dealers and end - users on transactions involving the full range of derivative products and related regulatory requirements.

She advises major global banks, asset managers, and corporations on the requirements, impact and implementation of financial regulation, including reforms, focusing on derivatives regulation and the Volcker Rule.

Financial institutions, technology companies, and asset managers on the regulation of digital currency and blockchain activities under securities, derivatives, and other U.S. regulatory requirements

Our tax team advises banks on transactional tax consequences, as well as on structuring and evaluating derivative contracts and other financial products, and on compliance with Foreign Bank and Financial Account Reporting (FBAR) and Foreign Account Tax Compliance Act (FATCA) requirements.

Morgan Lewis lawyers also counsel and represent banks on their prudential regulation matters and Basel Committee and US capital and liquidity requirements; Volcker Rule, CFPB, and other Dodd - Frank issues; and derivatives matters.