Sentences with phrase «requirements than the securities»

Not exact matches

More than 200 junior mining and exploration companies would fail to meet new listing requirements the Australian Securities Exchange plans to introduce later this year, a study has found.

Such risks and uncertainties include, but are not limited to: our ability to achieve our financial, strategic and operational plans or initiatives; our ability to predict and manage medical costs and price effectively and develop and maintain good relationships with physicians, hospitals and other health care providers; the impact of modifications to our operations and processes; our ability to identify potential strategic acquisitions or transactions and realize the expected benefits of such transactions, including with respect to the Merger; the substantial level of government regulation over our business and the potential effects of new laws or regulations or changes in existing laws or regulations; the outcome of litigation, regulatory audits, investigations, actions and / or guaranty fund assessments; uncertainties surrounding participation in government - sponsored programs such as Medicare; the effectiveness and security of our information technology and other business systems; unfavorable industry, economic or political conditions, including foreign currency movements; acts of war, terrorism, natural disasters or pandemics; our ability to obtain shareholder or regulatory approvals required for the Merger or the requirement to accept conditions that could reduce the anticipated benefits of the Merger as a condition to obtaining regulatory approvals; a longer time than anticipated to consummate the proposed Merger; problems regarding the successful integration of the businesses of Express Scripts and Cigna; unexpected costs regarding the proposed Merger; diversion of management's attention from ongoing business operations and opportunities during the pendency of the Merger; potential litigation associated with the proposed Merger; the ability to retain key personnel; the availability of financing, including relating to the proposed Merger; effects on the businesses as a result of uncertainty surrounding the proposed Merger; as well as more specific risks and uncertainties discussed in our most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.cigna.com as well as on Express Scripts» most recent report on Form 10 - K and subsequent reports on Forms 10 - Q and 8 - K available on the Investor Relations section of www.express-scripts.com.

Of these shares, all shares sold in this offering will be freely tradable without restriction or further registration under the Securities Act, except for any shares purchased by our «affiliates,» as that term is defined in Rule 144 under the Securities Act, whose sales would be subject to the Rule 144 resale restrictions described below, other than the holding period requirement.

Shareholder Approval Requirements: NYSE American requires a listed company to obtain the approval of its shareholders for certain types of securities issuances, including private placements that may result in the issuance of common shares (or securities convertible into common shares) equal to 20 % or more of presently outstanding shares for less than the greater of book or market value of the shares.

Small Business Mergers Regulatory Exemption — Vote Passed (426 - 0, 6 Not Voting) The House passed the bill that would exempt brokers handling mergers and acquisitions from Securities and Exchange Commission registration requirements in cases in which the company being sold does not have any class of securities required to be registered with the SEC and in the prior fiscal year, the company's earnings, before interest or taxes, are less than $ 25 million or gross revenue is less than $ 25Securities and Exchange Commission registration requirements in cases in which the company being sold does not have any class of securities required to be registered with the SEC and in the prior fiscal year, the company's earnings, before interest or taxes, are less than $ 25 million or gross revenue is less than $ 25securities required to be registered with the SEC and in the prior fiscal year, the company's earnings, before interest or taxes, are less than $ 25 million or gross revenue is less than $ 250 million.

The researcher's findings show that most manufacturers consider security issues to be less important than functionality and compatibility requirements.

If you meet the minimum requirements (using a margin account, trade the same security more than four times within five days, etc), you must keep at least $ 25,000 in your trading account.

To provide the investors an opportunity to earn, in accordance with their requirements, through capital gains or through regular dividends, returns that would be higher than the returns offered by comparable investment avenues through investment in debt & money market securities.

Investors can tailor a portfolio to their specific risk - return requirements, aiming to hold securities with betas in excess of 1 while the market is rising, and securities with betas of less than 1 when the market is falling.

Under the Sand Court's theory of group liability, each of the group funds would be subject to the Section 16 reporting requirements if the group collectively owned 10 % or more of the security, even if an individual group fund owned less than 10 %, and each group fund could also be directly liable for any Section 16 violations.

Commodity brokers may have higher qualification requirements for futures accounts than exist for securities accounts.

In order for dividends passed through by a fund to be qualified, the fund must first meet the more - than -60-days requirement for the individual securities paying the dividends.

Even though many financial institutions have online application processes that can make it far easier to open an account than it was in the past, there are still regulatory requirements that force banks and brokerage companies to verify your identity and take other steps to ensure the security of your account.

Among these requirements are the following: (i) at least 90 % of the fund's gross income each taxable year must be derived from dividends, interest, payments with respect to securities loans, and gains from the sale or other disposition of stock, securities or foreign currencies, or other income derived with respect to its business of investing in such stock or securities or currencies and net income derived from an interest in a qualified publicly traded partnership; (ii) at the close of each quarter of the fund's taxable year, at least 50 % of the value of its total assets must be represented by cash and cash items, U.S. Government securities, securities of other RICs and other securities, with such other securities limited, in respect of any one issuer, to an amount that does not exceed 5 % of the value of a Fund's assets and that does not represent more than 10 % of the outstanding voting securities of such issuer; and (iii) at the close of each quarter of the fund's taxable year, not more than 25 % of the value of its assets may be invested in securities (other than U.S. Government securities or the securities of other RICs) of any one issuer or of two or more issuers and which are engaged in the same, similar, or related trades or businesses if the fund owns at least 20 % of the voting power of such issuers, or the securities of one or more qualified publicly traded partnerships.

1.1 Why health and safety and environmental impacts are lower priority requirements than energy security, reliability and cost:

Canadian Securities Law CSA clarify disclosure requirements when relying on U.S. disclosure documents to satisfy Canadian disclosure obligations Today, members of the Canadian Securities Administrators in all jurisdictions other than British Columbia and Alberta released a multilateral staff notice that provides information with regards to the continuous disclosure and prospectus requirements that apply to documents prepared in accordance with the U.S. Securities and Exchange Act of 1934 and filed in Canada.

The exact details of those requirements typically aren't publicly available to people who do not have security clearances, and might involve crypto standards rather than the physical locations of the servers used, for example.

Cloud computing providers who service the legal industry are fully aware of the professional compliance requirements, and are better positioned to ensure this security than the independent practitioner.

Security issues ranking lower than expected were client security requirements (14 %), BYOD / mobile devices (12 %), and cloud apps / data sSecurity issues ranking lower than expected were client security requirements (14 %), BYOD / mobile devices (12 %), and cloud apps / data ssecurity requirements (14 %), BYOD / mobile devices (12 %), and cloud apps / data securitysecurity.

In the proposed rule, other than for purposes of consultation or referral for treatment, we would have allowed a covered entity to disclose protected health information to a business partner only pursuant to a written contract that would, among other specified provisions, limit the business partner's uses and disclosures of protected health information to those permitted by the contract, and would impose certain security, inspection and reporting requirements on the business partner.

• Meet a minimum tender requirement where bidders must receive tenders of more than 50 per cent of the outstanding securities that are subject to the bid (excluding securities owned by the bidder itself or its joint actors);

Social Security disability benefits may be available to eligible individuals who experience a disability that is expected to last longer than one year, in addition to other requirements.

Still, the stringent requirements around things like security and ease of setup has meant partner devices have been slower to trickle down to the market than for rival platforms: this D - Link Omna 180 Cam HD has the title of first HomeKit - compatible security camera available.

The document also adds that «an Offer may nevertheless be exempt from the Prospectus Requirements where... the Offer is a small of securities of an entity, or units in a CIS, that does not exceed S5 $ million...; the Offer is a private placement off made to no more than 50 persons...; the Offer is made to institutional investors only; or the offer is made to accredited investors.»

Each of these five professions offers extraordinary job security, along with educational and training requirements far less strenuous than the ones imposed upon doctors.

Successfully create project proposals, manage capital budgets, develop project / program schedules and monitor progress against business requirements and technical support plans for more than 60 Information ADP Security and Compliance Legacy, RISK Public Records and Lexis Advance products and infrastructure projects with an annual budget of $ 2.5 M

Scheduled development and reporting for the Technical development activity Managed delivery of 4 major subcontractor contracts for more than $ 10M, and assessed Subsystem level Integration, testing, functional and non functional tests and requirements, and led development and delivery of System Level Design Reviews Responsible for the System Security Requirements and design to meet INFOSEC standards — Development of Security Accreditation Documentation Set (SADS), and Security Accreditation of the Merlin Trairequirements, and led development and delivery of System Level Design Reviews Responsible for the System Security Requirements and design to meet INFOSEC standards — Development of Security Accreditation Documentation Set (SADS), and Security Accreditation of the Merlin TraiRequirements and design to meet INFOSEC standards — Development of Security Accreditation Documentation Set (SADS), and Security Accreditation of the Merlin Training System.

TREB will require that Members (1) utilize appropriate security protection, such as firewalls, as long as such requirement does not impose security obligations greater than those employed concurrently by TREB; and (2) maintain an audit trail of Consumers» activity on the VOW and make that information available to TREB if TREB has reason to believe that any VOW has been the cause of, or permitted a breach in, the security of the MLS ® data or a violation of applicable MLS ® Rules and Policies (including the VOW Rules).

(Sec. 32920) Prohibits any person (other than a non-vessel-operating common carrier or ocean freight forwarder providing brokerage services as part of an international through movement involving ocean transportation between the United States and a foreign port) from providing interstate brokerage services unless the person: (1) is registered and in compliance with federal broker registration requirements, and (2) has satisfied federal financial security requirements.