«While we understand that there is a desire to
revise the standard of conduct required of insurance professionals in annuity transactions so that they harmonize with the standards required of investment advisors and broker - dealers, it is unclear what the SEC proposed package of regulations will end up looking like in its final form.»
As the professions experience growing pressures from the public and government policy makers as well as from their own members to exercise their collective responsibility more effectively, they are, with increasing frequency, seeking strategies for informing and educating their members and others about the ethical implications of their work, for developing or
revising standards of conduct, and for establishing procedures to implement and enforce whatever ethical prescriptions they adopt.»
Not exact matches
The Board is empowered under the Nevada
Revised Statute (NRS) Chapter 641A to set minimum
standards for licensing
of Marriage and Family Therapists (MFTs) and to oversee the ethical
conduct of MFTs and MFT - Interns in the State
of Nevada.