Sentences with phrase «risk financial activities»

Since you have an immediate goal for your deposit, consider avoiding high - risk financial activities such as trading in securities.

Transferring funds from an instant payday loan to your credit card payment is very high risk financial activity.

Not exact matches

These risks and uncertainties include, among others: the unfavorable outcome of litigation, including so - called «Paragraph IV» litigation and other patent litigation, related to any of our products or products using our proprietary technologies, which may lead to competition from generic drug manufacturers; data from clinical trials may be interpreted by the FDA in different ways than we interpret it; the FDA may not agree with our regulatory approval strategies or components of our filings for our products, including our clinical trial designs, conduct and methodologies and, for ALKS 5461, evidence of efficacy and adequacy of bridging to buprenorphine; clinical development activities may not be completed on time or at all; the results of our clinical development activities may not be positive, or predictive of real - world results or of results in subsequent clinical trials; regulatory submissions may not occur or be submitted in a timely manner; the company and its licensees may not be able to continue to successfully commercialize their products; there may be a reduction in payment rate or reimbursement for the company's products or an increase in the company's financial obligations to governmental payers; the FDA or regulatory authorities outside the U.S. may make adverse decisions regarding the company's products; the company's products may prove difficult to manufacture, be precluded from commercialization by the proprietary rights of third parties, or have unintended side effects, adverse reactions or incidents of misuse; and those risks and uncertainties described under the heading «Risk Factors» in the company's most recent Annual Report on Form 10 - K and in subsequent filings made by the company with the U.S. Securities and Exchange Commission («SEC»), which are available on the SEC's website at www.sec.gov.

Now, with the relatively recent string of primary dealer failures (Countrywide, Bear Stearns, Lehman, Merrill, and now MF Global), a rational observer might think the NY Fed had moved to beef up surveillance activities designed to protect the financial system from excessive risk taking at primary dealers.

Such risks, uncertainties and other factors include, without limitation: (1) the effect of economic conditions in the industries and markets in which United Technologies and Rockwell Collins operate in the U.S. and globally and any changes therein, including financial market conditions, fluctuations in commodity prices, interest rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace industry, levels of air travel, financial condition of commercial airlines, the impact of weather conditions and natural disasters and the financial condition of our customers and suppliers; (2) challenges in the development, production, delivery, support, performance and realization of the anticipated benefits of advanced technologies and new products and services; (3) the scope, nature, impact or timing of acquisition and divestiture or restructuring activity, including the pending acquisition of Rockwell Collins, including among other things integration of acquired businesses into United Technologies» existing businesses and realization of synergies and opportunities for growth and innovation; (4) future timing and levels of indebtedness, including indebtedness expected to be incurred by United Technologies in connection with the pending Rockwell Collins acquisition, and capital spending and research and development spending, including in connection with the pending Rockwell Collins acquisition; (5) future availability of credit and factors that may affect such availability, including credit market conditions and our capital structure; (6) the timing and scope of future repurchases of United Technologies» common stock, which may be suspended at any time due to various factors, including market conditions and the level of other investing activities and uses of cash, including in connection with the proposed acquisition of Rockwell; (7) delays and disruption in delivery of materials and services from suppliers; (8) company and customer - directed cost reduction efforts and restructuring costs and savings and other consequences thereof; (9) new business and investment opportunities; (10) our ability to realize the intended benefits of organizational changes; (11) the anticipated benefits of diversification and balance of operations across product lines, regions and industries; (12) the outcome of legal proceedings, investigations and other contingencies; (13) pension plan assumptions and future contributions; (14) the impact of the negotiation of collective bargaining agreements and labor disputes; (15) the effect of changes in political conditions in the U.S. and other countries in which United Technologies and Rockwell Collins operate, including the effect of changes in U.S. trade policies or the U.K.'s pending withdrawal from the EU, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16) the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017, which is commonly referred to as the Tax Cuts and Jobs Act of 2017), environmental, regulatory (including among other things import / export) and other laws and regulations in the U.S. and other countries in which United Technologies and Rockwell Collins operate; (17) the ability of United Technologies and Rockwell Collins to receive the required regulatory approvals (and the risk that such approvals may result in the imposition of conditions that could adversely affect the combined company or the expected benefits of the merger) and to satisfy the other conditions to the closing of the pending acquisition on a timely basis or at all; (18) the occurrence of events that may give rise to a right of one or both of United Technologies or Rockwell Collins to terminate the merger agreement, including in circumstances that might require Rockwell Collins to pay a termination fee of $ 695 million to United Technologies or $ 50 million of expense reimbursement; (19) negative effects of the announcement or the completion of the merger on the market price of United Technologies» and / or Rockwell Collins» common stock and / or on their respective financial performance; (20) risks related to Rockwell Collins and United Technologies being restricted in their operation of their businesses while the merger agreement is in effect; (21) risks relating to the value of the United Technologies» shares to be issued in connection with the pending Rockwell acquisition, significant merger costs and / or unknown liabilities; (22) risks associated with third party contracts containing consent and / or other provisions that may be triggered by the Rockwell merger agreement; (23) risks associated with merger - related litigation or appraisal proceedings; and (24) the ability of United Technologies and Rockwell Collins, or the combined company, to retain and hire key personnel.

Shadow banking refers to activities performed by financial firms outside the formal banking sector, and therefore subject to lower levels of regulatory oversight and higher risks.

China cracked down on cryptocurrencies in September 2017, with authorities banning bitcoin trading and initial coin offerings after the People's Bank of China said such activities could pose major financial risks to the world's second - largest economy.

For example, heightened risk taking by investors and elevated leverage in large financial institutions and in shadow banking activities were among the factors that turned a downturn in the U.S. subprime mortgage market into a global financial crisis.

However, as we noted in our Financial System Review, financial vulnerabilities would usually translate into full - blown risks — with attendant consequences for the economy — only if there was a trigger, such as a widespread and sharp decline in economic activity and emFinancial System Review, financial vulnerabilities would usually translate into full - blown risks — with attendant consequences for the economy — only if there was a trigger, such as a widespread and sharp decline in economic activity and emfinancial vulnerabilities would usually translate into full - blown risks — with attendant consequences for the economy — only if there was a trigger, such as a widespread and sharp decline in economic activity and employment.

The document also notes that mining efforts counteract the government's attempts to prevent financial risks and to discourage activities that «deviate from the needs of the real economy.»

«Given the absence of rules that would discipline the financial activity and their supervision, the activity of these entities is characterized by a considerable risk and uncertainty, and does not guarantee the protection of customers against investment loss.

As L Brands Executive Vice President and Chief Financial Officer since April of 2007, Stuart Burgdoerfer leads and is responsible for all enterprise, brand and function finance activities including: financial planning and analysis, control, enterprise risk management and internal audit, tax, and Financial Officer since April of 2007, Stuart Burgdoerfer leads and is responsible for all enterprise, brand and function finance activities including: financial planning and analysis, control, enterprise risk management and internal audit, tax, and financial planning and analysis, control, enterprise risk management and internal audit, tax, and treasury.

A more narrow measure in the report, used to indicate shadow banking activity that may give rise to financial stability risks, grew to $ 34 trillion in 2015, up 3.2 % from the prior year and excluding data from China.

Regulators allowed these activities because financial intermediation plays an essential role in capital raising and risk management, supporting broader economic activity and growth.

Risk managers at financial firms rate cyber risk as the number one concern across all risk management activities, not just IT riRisk managers at financial firms rate cyber risk as the number one concern across all risk management activities, not just IT ririsk as the number one concern across all risk management activities, not just IT ririsk management activities, not just IT risks.

The portfolios of investors just after retaining a financial advisor exhibit relatively high trading activity for restructuring to increase diversification and otherwise lower risk (less home bias and more passive investments).

First of all, it allows you to proceed with any of your financial activities without risking your money's safety.

In his November 2011 paper entitled «Financial Overconfidence Over Time Foresight, Hindsight, and Insight of Investors», Christoph Merkle examines relationships between the return / risk expectations of affluent, self - directed private investors and their trading activity, diversification and risk taking.

Investment Manager essential duties are: 1) Leadership of transaction execution — oversight of all advisors (financial, legal, market and technical), oversight of all financial modelling, pro-active management of timeline and primary point of contact for investment team; 2) Strong input on transactions sourcing; 3) Managing multiple transactions; 4) Negotiate and create optimal commercial, financial and legal structures; 5) Creation of materials for the Investment Committee («IC») sufficient to allow the IC to approve or reject activities, commitments, investments, and exits in accordance with company risk preferences, appetite, processes, etc.; 6) Creation and management of transaction closing processes; 7) Developing, instructing, training, mentoring, and coaching junior personnel;

Chainalysis provides financial compliance teams with a risk API called «Know Your Transaction» which monitors bitcoin transactions for high - risk activity.

Chainalysis provides financial compliance teams with «Know Your Transaction» which monitors cryptocurrency transactions in real time for high - risk activity.

For the financial markets, those risks are compounded by the unbalanced «risk - on» exposure that investment managers and institutions adopted early this year, encouraged by a short - lived burst of economic activity, and faith in a central - bank backstop.

Risk - taking has been excessive, but government bureaucrats are likely to eliminate much of it, to the detriment of entrepreneurial activity, financial innovation and economic growth.

The expected sharp decline in economic activity and employment also represented a possible trigger for Canadian financial stability risks related to elevated household debt.

Type of funding, characteristics, risks and other relevant material for the financial activity within a business are fundamental to a proper business management.

The role of a finance committee in overseeing financial matters is different from the audit committee which oversees risk management, control and corporate governance and the economy, efficiency and effectiveness of the institution's activities.

She is responsible for oversight of all financial activities, including financial reporting, grants and contracts, compliance, risk management, human resources and general administration.

This includes: providing financial aid information about postsecondary education, encouraging student enrollment in rigorous and challenging curricula and coursework, implementing activities that help students obtain a secondary school diploma, supporting students with completing college applications, providing tutors, conducting outreach programs, helping students meet state standards, developing graduation and career plans, providing extended day learning programs, or offering other activities designed to ensure secondary school completion and postsecondary enrollment of at - risk children.

appear to be engaging in phoenix activities (using liquidation to avoid financial obligations without risking assets and with the intention of resuming business operations through a new entity).

Its Hub technology infrastructure enables financial services companies to monitor revenues, trading activity and risk exposures across asset classes and platforms from a single, consolidated view.

Lewis Mandell, a SUNY - Buffalo professor and a leading scholar in financial education, says that this kind of activity is more like a game: kids may be engaged, but they're not actually aware of the risks.

If the breach involves an existing financial account, such as a checking, savings, money market, or brokerage account, here are some steps that you can take to reduce the risk of fraudulent activity:

The goal of the financial industry is to allow individual investors to pool their risk - taking activities.

-- the level of control the payer has over the worker's activities; — whether the worker provides the tools and equipment; — whether the worker can subcontract the work or hire assistants; — the degree of financial risk the worker takes; — the degree of responsibility for investment and management the worker holds; — the worker's opportunity for profit; and — any other relevant factors, such as written contracts.

The immediate reaction was to sell higher risk assets after Obama called for a reduction in the size and trading activities of financial institutions.

Liabilities that are not related to financing activities of an organization (e.g. accrued liabilities, trade payables, tax liabilities, etc.) may be excluded from the calculation of debt because they usually do not affect the financial risk of an organization significantly and any liquidity risk that such liabilities may pose can more effectively be measured under liquidity ratios.

Thanks to consumer finance reform over the years, credit reporting bureaus can no longer rely on protected information like race, sex, religion, ethnic origin and anything else not directly related to financial activity (except for age, so long as people over 62 aren't given a negative risk value).

The Financial & Risk unit, which generates roughly 55 % of the company's revenues, provides news, information and analytics to investment, financial and corporate professionals; and provides information and solutions for regulatory and operational risk activities to corporate compliance and risk management profeFinancial & Risk unit, which generates roughly 55 % of the company's revenues, provides news, information and analytics to investment, financial and corporate professionals; and provides information and solutions for regulatory and operational risk activities to corporate compliance and risk management professionRisk unit, which generates roughly 55 % of the company's revenues, provides news, information and analytics to investment, financial and corporate professionals; and provides information and solutions for regulatory and operational risk activities to corporate compliance and risk management profefinancial and corporate professionals; and provides information and solutions for regulatory and operational risk activities to corporate compliance and risk management professionrisk activities to corporate compliance and risk management professionrisk management professionals.

The Committee continues to see the risks to the outlook for economic activity and the labor market as nearly balanced but is monitoring global economic and financial developments.

In his November 2011 paper entitled «Financial Overconfidence Over Time Foresight, Hindsight, and Insight of Investors», Christoph Merkle examines relationships between the return / risk expectations of affluent, self - directed private investors and their trading activity, diversification and risk taking.

This activity report analyses the financial mechanisms available to both developed and developing countries, and their use, to transfer risks of weather related disasters.

This activity report provides an overview of Blended Finance, which refers to structured transactions in which development finance and private capital achieves climate impact — or other environmental impacts — while at the same time delivers adequate risk - adjusted financial returns for the private investor.

In 2014, the president of the World Bank, Jim Yong Kim, said: «Sooner rather than later, [financial regulators] must address the systemic risk associated with carbon - intensive activities in their economies.»

Not long after, the management of risk began to be considered in a business context when insurance and other financial products such as futures were created to account for commercial risk inherent in activities like farming and shipping.

Our financial regulatory advice to financial institutions has spanned a wide range of subjects, including the chartering of new banking institutions and their subsidiaries; charter conversions; conversions to BHC; FHC elections; the expansion of regulated banking and non-banking activities through acquisitions and de novo expansion; broker - dealer registration and material changes in business operations; the treatment of new financial products under regulatory capital requirements; and legal risks in cross-border payment and securities settlement systems.

The vendor's stated intention for the remaining business is to «focus on the intersection of global commerce and regulation», which sounds as if there is greater enthusiasm for its financial and risk management activities rather than its legal, tax and accounting publishing ones.

«The main requirements are for due diligence (and enhanced due diligence in higher - risk matters) before acting in the transaction and to report suspicious activity, via a money - laundering reporting officer, to the U.K. Financial Intelligence Unit before proceeding with the transaction.

The deVere CEO concludes: «Robust regulation that is devised, implemented and enforced by international financial regulators will mean further protection for the growing number of people using cryptocurrencies, the less likely it will be that criminals will use these digital payment methods, the less potential risk there will be for the disruption of global financial stability, and the more potential opportunities there will be for higher economic growth and activity in those countries which introduce it.»

However, there are times when an insurance applicant represents a financial risk that exceeds the insurer's assumptions due to a pre-existing health condition or participation in a hazardous activity.

(3) The Lieutenant Governor in Council may make regulations allowing a board to engage in risk management activities as defined in the regulation in the circumstances specified in the regulation in order to hedge the risks specified in the regulation under or in connection with any debt instrument, financial obligation or liability of a board.