Sentences with phrase «role as fiduciaries»

How they get paid In keeping with their role as fiduciaries, investment counsel firms receive no commissions from investment products.

At a time when investment advisors are faced with an increasingly complex options to fulfill their roles as fiduciaries, Mr Koesterich provides a comprehensive yet accessible guide to the art of asset allocation.

CSIM believes that its role as a fiduciary is of utmost importance.

Not exact matches

The correct fiduciary decision - making process for selecting an investment under the Employee Retirement Income Security Act, or ERISA, is to investigate the particular investment in question so as to fully understand it and, based on the facts gathered, make a rationale decision as to whether it fits the role prescribed for it in the plan's investment portfolio.

If you are involved in the administration of your company's retirement plan, it is important to understand what your role as a plan sponsor entails, as well as how to delegate parts of your fiduciary responsibility if you choose to do so.

Professor Woolley's academic articles have discussed lawyer billing, the good character requirement for law society admission, the regulation of extra-professional misconduct, legal ethics teaching, access to justice, the regulation of civility, independence of the bar, the lawyer's duties as fiduciary and as an advisor, criminal lawyer ethics and the theoretical foundations of the lawyer's role.

The Committee can be expected to play a significant role in the case as a fiduciary body acting on behalf of unsecured creditors generally, but can represent the interests of no creditor individually.

In her current role as Director, Fiduciary Services at Scotiatrust, Elaine is responsible for the positioning of all personal trust services.

Defense of defamation and breach of fiduciary duty lawsuit arising from client's role as a whistleblower in an alleged affinity based «Ponzi» scheme.

When I left Lawyer Metrics in late 2016, and before I started Legal Evolution, I resigned from Qualmet's Board, as I viewed fiduciary obligations to any legal industry business as incompatible with my role as editor.

Acting as a fiduciary, the agent plays a vital role in the success of the insurance company.

What neither the licensee nor her manager seemed to understand was that there had taken place a transposition from the role of an agent (with fiduciary duties) to a buyer (whose interest as a principal to the transaction were not compatible with the interests of the sellers).

My team and I take very seriously our full - service role as consultants and fiduciary agents, and we are proud to have managed more than 600 successful property transactions so far.