Sentences with phrase «rule makes applicable»

Not exact matches

But, if you do choose to pursue this route, make sure you're following company rules, regarding disclosure (if applicable), and no relationships between people with whom you have hire / fire power.

As a result, the Fiduciary Rule and the Impartial Conduct Standards in these PTEs will become applicable beginning on June 9, 2017, while other conditions in these PTEs, such as requirements to make specific written disclosures and representations of fiduciary compliance in investor communications, are not required until January 1, 2018.

The Department's decision to delay the applicability date of the Fiduciary Rule for 60 days and make the Impartial Conduct Standards in the new PTEs and amendments to previously granted PTEs applicable on June 9, 2017, is expected to produce benefits that justify associated costs.

Finally, because the Impartial Conduct Standards will become applicable on June 9, 2017, the Department believes that firms will make efforts to adhere to those standards, motivated both by their applicability and by the prospect of their likely continuation, as well as by the impending applicability of complementary consumer protections and / or enforcement mechanisms beginning on January 1, 2018, depending on the results of the Department's review of the Fiduciary Rule pursuant to the President's Memorandum.

The Department also believes that making the rule immediately effective will provide plans, plan fiduciaries, plan participants and beneficiaries, IRAs, IRA owners, financial services providers and other affected service providers the level of certainty that the rule is final and not subject to further modification without additional public notice and comment that will allow them to immediately resume and / or complete preparations for the provisions of the Rule and PTEs that will become applicable on June 9, 2rule immediately effective will provide plans, plan fiduciaries, plan participants and beneficiaries, IRAs, IRA owners, financial services providers and other affected service providers the level of certainty that the rule is final and not subject to further modification without additional public notice and comment that will allow them to immediately resume and / or complete preparations for the provisions of the Rule and PTEs that will become applicable on June 9, 2rule is final and not subject to further modification without additional public notice and comment that will allow them to immediately resume and / or complete preparations for the provisions of the Rule and PTEs that will become applicable on June 9, 2Rule and PTEs that will become applicable on June 9, 2017.

We will help you work through the rules and regulations of each applicable jurisdiction and make sure that those rules are complied with when completing your financing.

In Colombia, the offer of each Fund is addressed to less than one hundred specifically identified investors, and such Fund may not be promoted or marketed in Colombia or to Colombian residents unless such promotion and marketing is made in compliance with Decree 2555 of 2010 and other applicable rules and regulations related to the promotion of foreign financial and / or securities related products or services in Colombia.

Franklin Templeton is firmly committed to international efforts to combat money laundering and the funding of terrorist and criminal activities, and as such it makes every effort to remain in full compliance with all applicable anti — money laundering («AML») and anti — terrorist financing («ATF») laws, rules and standards adopted in the jurisdictions in which it does business.

The Enterprise Compensation Committee discharges the board of directors» responsibilities relating to the compensation of our executives and directors; reviews and discusses with management the Compensation Discussion and Analysis and performs other reviews and analyses and makes additional disclosures as required of compensation committees by the rules of the SEC or applicable exchange listing requirements; provides general oversight of our compensation structure, including our equity compensation plans and benefits programs, and confirms that these plans and programs do not encourage risk taking that is reasonably likely to have a material adverse effect on Hewlett Packard Enterprise; reviews and provides guidance on our human resources programs; and retains and approves the retention terms of the Enterprise Compensation Committee's independent compensation consultants and other independent compensation experts.

«By «reception» I understand here the process by which an ecclesial body truly makes its own a resolution which it had not given to itself, recognizing in the measure so promulgated a rule which is applicable to its own life.»

Indemnification You agree to indemnify, defend and hold harmless Wyoming Whiskey, its officers, directors, employees, agents and third parties, for any losses, costs, liabilities and expenses (including reasonable attorneys» fees) relating to or arising out of your use of or inability to use the Site or services, any user postings made by you, your violation of any terms of this Agreement or your violation of any rights of a third party, or your violation of any applicable laws, rules or regulations.

Second, the rules on party funding (applicable to all political parties in the UK) require that anyone donating # 5,000 or more must be named — but loans of any amount do not have to be declared provided they are made on commercial terms.

We have to make sure that this only happens with due consideration of all applicable rules and laws, which scientists don't usually think about at all.

-- The Secretary shall propose and, not later than 3 years after the date of enactment of the American Clean Energy and Security Act of 2009, shall define by rule violations of the energy efficiency building codes to be enforced by the Secretary pursuant to this section, and the penalties that shall apply to violators, in any jurisdiction in which the national energy efficiency building code has been made applicable under subsection (d)(1).

Society is made up of rules, sometimes referred to as laws if applicable whether we like it or not.

These sessions should not only make teachers and other staff members aware of school policies but should also help to ensure they are knowledgeable about recent changes in applicable rules.

The letter cosigners fear that work created to make grant - funded research applicable or useful for schools and classrooms might be seen as «derivations» of the initial grant - funded work and thus might also fall under the rule.

The Fiduciary Rule provides an exception for activity that would otherwise violate prohibited transaction rules, which is applicable to investments made by plan investors who are represented by a qualified independent fiduciary acting on the investor's behalf in an arms» length transaction (typically for larger plans).

Franklin Templeton is firmly committed to international efforts to combat money laundering and the funding of terrorist and criminal activities, and as such it makes every effort to remain in full compliance with all applicable anti — money laundering («AML») and anti — terrorist financing («ATF») laws, rules and standards adopted in the jurisdictions in which it does business.

Rule three just makes it easier to maintain your portfolio; it may not be applicable if you follow a momentum strategy.

The purpose behind these guidelines is to promote (i) honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; (ii) full, fair, accurate, timely, and understandable disclosure in reports and documents that the Trust files with, or submits to, the SEC and in other public communications made by the Funds; (iii) compliance with applicable governmental laws, rule and regulations; (iv) the prompt internal reporting of violations of the Trust Code to an appropriate person or persons identified in the Trust Code; and (v) accountability for adherence to the Trust Code.

The Good News: 1) Per BA «Reward bookings made before 16 November can be changed under the previous rules with any applicable fees either online or offline.

-- The Secretary shall propose and, not later than 3 years after the date of enactment of the American Clean Energy and Security Act of 2009, shall define by rule violations of the energy efficiency building codes to be enforced by the Secretary pursuant to this section, and the penalties that shall apply to violators, in any jurisdiction in which the national energy efficiency building code has been made applicable under subsection (d)(1).

Silly as this is, if the EPA makes the same rule generally applicable, watch out when manufacturers figure this out.

It then proceeded to applied this principle to case before it: «[20] It follows from the foregoing that a body, whatever its legal form, which has been made responsible, pursuant to a measure adopted by the State, for providing a public service under the control of the State and has for that purpose special powers beyond those which result from the normal rules applicable in relations between individuals is included in any event among the bodies against which the provisions of a directive capable of having direct effect may be relied upon.»

UNIFIN Financiera, S.A.B. de C.V., SOFOM, E.N.R. (BMV: UNIFIN)(«UNIFIN» or the «Company»), announced that the Company carried out a private offering of Subordinated Perpetual Notes in the United States of America and other international markets in compliance with Rule 144A and Regulation S of the US Securities Act of 1933 (the «Subordinated Notes») and the applicable regulations of the jurisdictions where such offer was made (the «Offering») for an aggregate principal amount of US$ 250,000,000.00 with an annual interest rate for the first seven years from the issue date of 8.875 %.

The Washington Supreme Court upheld the hearing's officer's decision to exclude this evidence, citing Admission and Practice Rule 19 (e)(5), which states that «no information relating to an ethics inquiry, including the fact that an inquiry has been made, its content, or the response thereto, may be asserted in response to any grievance or complaint under the applicable disciplinary rules, nor is such information admissible in any proceeding under the applicable disciplinary rules.»

[15] On the other hand, the plaintiff says this is not a case where Rule 7 - 6 (1) is applicable because the court did not make an order under this subrule for the plaintiff to attend to be examined by Dr. Coen.

[114] Oddly, there is no provision making this rule applicable to the payment of a specified penalty.

3) Making it more interactive for LSUC members (e.g., notices of new court rules could link to the applicable court rule).

When made in a federal proceeding or to a federal office or agency, the disclosure does not operate as a waiver in a federal or state proceeding if: (1) the disclosure is inadvertent; (2) the holder of the privilege or protection took reasonable steps to prevent disclosure; and (3) the holder promptly took reasonable steps to rectify the error, including (if applicable) following Federal Rule of Civil Procedure 26 (b)(5)(B).

The beneficiaries did not agree on the appropriate distribution, but the applicable rules allowed for the council or Tribunal to make a distribution where there was «substantial agreement» amongst the beneficiaries.

The Federal Arbitration Act (the Act) makes arbitration agreements «valid, irrevocable, and enforceable, save upon such grounds as exist at law or in equity for the revocation of any contract,» 9 U.S.C. ¶ 2, establishes an equal - treatment principle: A court may invalidate an arbitration agreement based on «generally applicable contract defenses,» but not on legal rules that «apply only to arbitration or that derive their meaning from the fact that an agreement to arbitrate is at issue,» AT&T Mobility, LLC v. Concepcion, 563 U.S. 333, 339.

It is also important to make sure you abide by any applicable rules for lawyer advertising, such as the various provisions included in the Texas Disciplinary Rules of Professional Conrules for lawyer advertising, such as the various provisions included in the Texas Disciplinary Rules of Professional ConRules of Professional Conduct.

Notably, it would make the UNCITRAL Transparency Rules applicable to all treaty - based investor - State arbitrations under «old» treaties, independently of the applicable arbitration rRules applicable to all treaty - based investor - State arbitrations under «old» treaties, independently of the applicable arbitration rulesrules.

The Financial Conduct Authority (FCA) may make rules (under section 404 and sections 404A to 404G of the Financial Services and Markets Act 2000 (FSMA) requiring certain firms to establish and operate a consumer redress scheme in relation to a widespread or regular failure by such firms to comply with requirements applicable to the carrying on by them of any activity.

The quote from HHS in the Omnibus Rule is «[W] e believe that making subcontractors directly liable for violations of the applicable provisions of the HIPAA Rules will help to alleviate concern on the part of covered entities that protected health information is not adequately protected when provided to subcontractors.»

Where no choice or agreement is made, the tribunal is given considerable latitude, and is required to apply the law «determined by the conflict of laws rules which it considers applicable» (1996 Act, section 46 (3)-RRB-.

Parties should consider making provision in their arbitration agreement for the applicable arbitral rules, governing law, arbitral seat, language of the arbitration, and number of arbitrators.

Together, the Department and the body of laws applicable to international trade provide mechanisms to ensure U.S. company compliance with trading rules, provide consequences for not doing so, and monitoring imports and markets to ensure countries from which the U.S. makes purchases are also in compliance.

Under the final rule's section on personal representatives (§ 164.502 (g)-RRB-, a person with authority to make decisions about the health care of an individual, under applicable law, may make decisions about the protected health information of that individual, to the extent that the protected health information is relevant to such person's representation.

Response: The Secretary acknowledges that covered entities will have to make changes to their policies and procedures during the period between the effective date of the rules below and the applicable compliance dates.

A legal representative is a personal representative under this rule if, under applicable law, such person is able to act on behalf of an individual in making decisions related to health care, with respect to the protected health information related to such decisions.

With respect to deceased individuals, the final rule describes when a covered entity must allow a person who otherwise is permitted under applicable law to act with respect to the interest of the decedent or on behalf of the decedent's estate, to make decisions regarding the decedent's protected health information.

Under the final rule, a person is a personal representative of a living individual if, under applicable law, such person has authority to act on behalf of an individual in making decisions related to health care.

In addition, we clarify that with respect to an unemancipated minor, if under applicable law a parent may act on behalf of an unemancipated minor in making decisions related to health care, a covered entity must treat such person as a personal representative under this rule with respect to protected health information relevant to such personal representation, with three exceptions.

If under applicable law a person has authority to act on behalf of an individual in making decisions related to health care, except under limited circumstances, that person must be treated as the personal representative under this rule with respect to protected health information related to such representation.

com Unifin's Subordinated Perpetual Notes Issuance UNIFIN Financiera, S.A.B. de C.V., SOFOM, E.N.R. (BMV: UNIFIN)(«UNIFIN» or the «Company»), announced that the Company carried out a private offering of Subordinated Perpetual Notes in the United States of America and other international markets in compliance with Rule 144A and Regulation S of the US Securities Act of 1933 (the «Subordinated Notes») and the applicable regulations of the jurisdictions where such offer was made (the «Offering») for an aggregate principal amount of US$ 250,000,000.00 with an annual interest rate for the first seven years from the issue date of 8.875 %.

The schedule to PTA 2005 provided a rule - making power applicable to those orders.

It recognise that, with due regard for national and Community legislation and on the basis of a democratic and transparent method of operation, it is the task of sporting organisations to organise and promote their particular sports, particularly as regards the specifically sporting rules applicable and the make - up of national teams, in the way which they think best reflects their objectives.»