Sentences with phrase «sale as a broker»

Kyle Killebrew is a first - generation real estate professional who focuses primarily on residential real estate sales as the broker / partner of Kyle Killebrew & Co. - The Real Estate Group in Springfield, Ill..

Not exact matches

Bell was hired as a senior vice-president of sales and syndication, which involved co-ordinating meetings for O'Leary, assisting in raising funds and building relationships with brokers and financial planners.

«Find out whether [the advisor is] in sales, via a broker dealer / insurance company, or will they act like a fiduciary, such as many affiliated with RIAs will be,» he said.

That action alleges the board unfairly restricts how its members can divulge certain pieces of market information — such as negotiated sale prices and broker compensation — to their clients.

PR: I started as a trader, then I was a private client broker, then I was in institutional sales, then investment banking, then a chief operating officer, and now I am a CEO.

According to the International Business Brokers Association, a company's value is determined by a compilation of factors such as sales, earnings, performance, market outlook, personnel, net book value, and the fair market replacement value of equivalent operating assets.

Three of them manage a regional group of sales brokers, and one serves as an inside sales coordinator.

Basically, under the Securities Exchange Act of 1934, any person who negotiates the sale of stock and receives a percentage of the transaction as payment must be a registered broker - dealer.

BLUE SKY FEES AND EXPENSES: $ 35,000 A disadvantage of going public on the Nasdaq SmallCap Market, as Multicom discovered, is that state regulators do not automatically accept the new security for sale by brokers in their own states as they do with companies listed on the Nasdaq National Market, the New York Stock Exchange, and the American Stock Exchange.

[31] Therefore, from June 9, 2017, until January 1, 2018, insurance agents, insurance brokers, pension consultants and insurance companies will be able to continue to rely on PTE 84 - 24, as previously written, [32] for the recommendation and sale of fixed indexed, variable, and other annuity contracts to plans and IRAs, [33] subject to Start Printed Page 16917the addition of the Impartial Conduct Standards.

As a FINRA - registered broker - dealer, MicroVenture Marketplace Inc. has facilitated the sale of private stock in numerous companies.

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Global alternatives Highland Capital Management has hired Patrick McDaniel as national sales manager for its independent broker - dealer channel.

As a direct mailer you might hire vendors including some or all of the following: a professional writer to write your copy, a graphic designer to lay out your piece, a quality printer to print and fold your sales pieces, a list broker to provide a targeted list of prospect names with addresses, a mail house to stuff and sort your sales pieces to be mailed according to postal regulations and take it to the post office... Am I leaving anyone out?

The company can give software away for free because it makes bundles of money facilitating the sale of insurance between health - care providers and employers as well as earning a commission or broker fee.

One major feature that would distinguish the business practices of Amazon's «streaming data marketplace» from those of actors such as Facebook: The social media giant, while admitting that it has allowed direct access to user data for academic purposes, claims to prohibit the sale of these data «to any ad network, data broker or other advertising or monetization - related service.»

In San Diego, a company brokering the sale of two multimillion - dollar homes said recently that it would accept bitcoin as payment.

It does not discuss all aspects of U.S. federal income taxation that may be relevant to particular holders in light of their particular circumstances or to holders subject to special rules under the Code (including, but not limited to, insurance companies, tax - exempt organizations, financial institutions, broker - dealers, partners in partnerships (or entities or arrangements treated as partnerships for U.S. federal income tax purposes) that hold HP Co. common stock, pass - through entities (or investors therein), traders in securities who elect to apply a mark - to - market method of accounting, stockholders who hold HP Co. common stock as part of a «hedge,» «straddle,» «conversion,» «synthetic security,» «integrated investment» or «constructive sale transaction,» individuals who receive HP Co. or Hewlett Packard Enterprise common stock upon the exercise of employee stock options or otherwise as compensation, holders who are liable for the alternative minimum tax or any holders who actually or constructively own 5 % or more of HP Co. common stock).

A San Diego company brokering the sale of two multimillion - dollar homes in the affluent community says it will accept bitcoin as payment.

Securing a job as a business loan broker is easier if you have experience working in sales, lending, banking, or customer service.

Banks and broker / dealers, however, represent a «key initiative» for American Equity, as these channels represent «a significant growth opportunity» for FIA sales, said Matovina in a news release issued last year.

It also created a new entity — a funding portal — to allow Internet - based platforms or intermediaries to facilitate the offer and sale of securities without having to register with the SEC as brokers.

Many brokers offer long sales only as few hedging solutions are available for short trades.

Investment sales brokers also continued to find new opportunities in neighborhoods they had previously not been as active in.

Services such as public finance advisory services, securities underwriting, and securities sales and trading are provided by PNC Capital Markets LLC, a registered broker - dealer and member of FINRA and SIPC.

The Russell 2000 Growth Index is a subset based of stocks selected based on a «probability» of growth as measured by their Institutional Brokers» Estimate System (I / B / E / S) forecast of medium - term growth (2 year), and sales per share historical growth (5 year).

This Journal editorial is part of a raging battle in Washington between brokerage lobbyists and, well, most everyone else, over whether securities and insurance sales brokers should be regulated as professionals — like doctors — when they give advice.

«The SEC's rule wouldn't ban any single conflict of interest, such as sales contests that brokers conduct to juice sales of particular products, but would generally require brokers to disclose conflicts of interest and try to blunt their impact,» Dave Michaels, WSJ, wrote.

Thanks to the company's network of manufacturing plants and distribution centers across the country, as well as its combination of direct sales and broker organizations to reach out to customers, Inteplast has an unparalleled degree of flexibility when it comes to getting its products to customers exactly when and where they need them.

Virginia ranks as the 6th largest wine producing state in the U.S. Job opportunities in the American wine industry can include assistant winemaker, bottling line operator, cellar worker / cellar hand, facility maintenance coordinator, wine sales, wine specialist, internal auditor, grounds supervisor, lab technician, managing chemist, production assistant, cellar workers, sommelier, sustainable wine growing director, vineyard manager, viticulture instructor, wine broker, wine club administrator, wine consultant, winemaker, wine sales manager, wine sales representative, wine tracking analyst, wine educator, wine tour guide and tasting room sales.

The statute goes further, becoming all - encompassing as it states, «nor shall such manufacturer distributor, importer, primary American source of supply, brand owner or brand registrant or any broker, sales agent or sales person thereof, (a / k / a industry members) assist any vendor by any gifts or loans of money or property of any description or by the giving of any rebates of any kind whatsoever.»

«The importance of our role as brokers is bringing the buyer and seller together to complete everyone's goal — making the sale,» Seidman said in a statement.

In addition, Food Sales West went a step above and beyond typical foodservice brokers by hiring accomplished chef Van Atkins as its executive chef and director of culinary.

MOJO Organics, Inc. has appointed ESM as sales and marketing broker for MOJO Organics, Inc. line of CHIQUITA TROPICAL, the exotic -LSB-...]

Suppliers often see brokers as an extended sales force.

As one county legislator put it last week after the legislature's Ways and Means Committee brokered the sales - tax standoff between

Private real estate company CBRE was picked by the state to serve as broker for the sale.

Just as a major sale to car broker Julia Bonet looks like it will save the business, a disastrous, unsanctioned race results in Dino framing Tobey for manslaughter.

As always with real estate, if you see something you wish to consider for purchase, sale, renting, financing, or refinancing, be certain to protect your interests: Do NOT sign anything without professional assistance from a broker, attorney, home inspector, tax authority, or other professionals as appropriatAs always with real estate, if you see something you wish to consider for purchase, sale, renting, financing, or refinancing, be certain to protect your interests: Do NOT sign anything without professional assistance from a broker, attorney, home inspector, tax authority, or other professionals as appropriatas appropriate.

This can come as one 1099 - B per sale, but typically most brokers and fund companies now send a consolidated 1099 tax form with every sale included.

However, brokers warn that prices could begin to climb again as new inventory has not kept up with sales volumes.

If you have multiple purchases and / or sales of a holding, check with your broker for the average cost per share, also known as the «share cost basis».

Front - end loads are paid to investment intermediaries, such as financial planners, brokers and investment advisors, as sales commissions; as such, these sales charges are not part of a mutual fund's operating expenses.

Their sale through broker / dealers is subject to certain rules as to approval of customers, maintenance of information to support quotations, distribution of account statements, and disclosure of risk, quotations, and compensation.

Now, when you look on the 1099 - B issued by brokers showing the sales proceeds from investments, you will see that your cost basis will be reported as well.

Funds which sell their shares through brokers typically impose fees, called «sales loads» or «sales charges», as a percentage of an investor's initial investment to compensate brokers for their services.

The process can take two to three months, but as the short sale broker for the transaction, VA Home Loan Centers will continually communicate with you and the lender to ensure that they have everything they need to approve the sale.

Brokers apply certain rules, such as the wash sale rule, only to transactions occurring within the same account.

The fund investor pays the load, which goes to compensate a sales intermediary, such as a broker, financial planner or investment advisor, for his time and expertise in selecting an appropriate fund for the investor.

Brokers participating in the VA home loan program must not discriminate against a person on the basis of race, color, religion, sex, handicap, familial status or national origin by refusing to show or sell a property; by discriminating in the terms of the sale; or by representing that property as not available for inspection.