Sentences with phrase «sale of financial products»

What does it mean for sales of financial products going forward?

More frequently we see a client want to change from sales of financial products to consumers to, for example, sales of pharmaceuticals to doctors and hospitals.

Australia is following the U.K. in announcing a ban on commissioned sales of financial products.

Managed a high net - worth customer base through ongoing sales of financial products, while reviewing

That limitation is incorporated in ERISA: The phrase «render [ing] investment advice for a fee» by its terms means that the payment is principally made for the investment advice provided, and not for execution of a financial transaction or the sale of a financial product.»

The current NAPFA fiduciary standard limits adviser activity to the «purchase or sale of a financial product» rather than «any transaction.»

The Coalition also argued that «the experiences of its professionals and their clients show that a broadly applicable fiduciary standard represents a win - win for both industry and the public,» and that «the current regulatory framework... fails to align advisors» interests with investors» by leaving open significant loopholes that allow for the sale of a financial product that may not be in the best interests of the investor.»

In addition, Brexit is a significant risk for UK financial companies of all stripes as provisions that allow the sale of financial products throughout the European bloc could be lost.

Most Banks / Advisor's get commission for the sales of financial products.

This means that the only payment I receive is from you — I make no money from the sale of any financial products.

Land banking schemes may be managed investment schemes or involve the sale of a financial product.

U.S. Bancorp Investments («USBI») routinely receives compensation for the sale of financial products, including mutual funds, unit investment trusts (UITs), variable and fixed annuities, and variable and fixed life insurance.

Acting for financial institutions in defending claims relating to the sale of financial products, including derivatives.

This information is not intended to be an offer or solicitation for the purchase or sale of any financial product or instrument.