Sentences with phrase «sale of investment products»

For almost every year since 1990, the majority of exponential asset growth has been due to new sales of this investment product that has become increasingly popular.

FAIR Canada agrees, arguing on its website, «that there is simply no reasonable basis for an advisor to conclude that a highly leveraged sale of investment products is suitable for any but the most sophisticated investor with a high tolerance for risk.»

Acting for a global wealth manager in relation to a UK Financial Conduct Authority enforcement investigation into systems and controls surrounding the suitability of sales of investment products.

«Recognition junkets,» or trips tied to advisers» sales of investment products or services, are back after a hiatus during the financial crisis, according to a Wall Street Journal story.

Leitz is paid on a fee - only, retainer basis and receives no compensation on commissions from the sale of investment products such as mutual funds.

Besides these, a major game changer in the last decade lies in the review of distribution models and practices on the sale of investment products, prompted by criticisms of bank - dominated distributions, high sale charges, questions of potential conflict of interests and investors» claims for mis - selling.

Having worked in the industry, Peter has a particular interest in matters involving asset management or the sale of investment products.

You know, the ones that show that you have completed the education requirements and passed the tests to be able to discuss and transact the sales of investment products.

He / she is responsible for increasing the sale of investment products and maintaining a good relationship with the customers.