Sentences with phrase «sale to investors under»

Not exact matches

But instead of rebounding, assets under management shrank over the following years, as sales lagged, investments soured and investors pulled their money — to a total of $ 210 million as of Sept. 30, 2014.

As Under Armour gets bigger, it makes it tougher for the company to boost sales at a pace that investors were used to.

After U.S. multi-level marketing company Herbalife settled a probe of its sales practices with the U.S. Federal Trade Commission last month, top executives assured investors that the company would be able to thrive under the new rules.

Tenet Healthcare, under pressure from an activist investor, said on Tuesday it would explore a sale of its Conifer unit, and increase the size of its plan to cut costs by $ 100 million by the end of 2018.

In Latin America, for Institutional Investors and Financial Intermediaries Only (Not for public distribution): This material is for educational purposes only and does not constitute an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund (nor shall any such shares be offered or sold to any person) in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdiction.

As such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities acts.

Accordingly, this prospectus and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of the shares may not be circulated or distributed, nor may the shares be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than (1) to an institutional investor under Section 274 of the Securities and Futures Act, Chapter 289 of Singapore, (2) to a relevant person, or any person pursuant to Section 275 (1A), and in accordance with the conditions, specified in Section 275 of the Securities and Futures Act or (3) otherwise pursuant to, and in accordance with the conditions of, any other applicable provision of the Securities and Futures Act.

Accordingly, this prospectus and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of the shares may not be circulated or distributed, nor may the shares be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than (i) to an institutional investor under Section 274 of the Securities and Futures Act, Chapter 289 of Singapore, or the SFA, (ii) to a relevant person pursuant to Section 275 (1), or any person pursuant to Section 275 (1A), and in accordance with the conditions specified in Section 275 of the SFA or (iii) otherwise pursuant to, and in accordance with the conditions of, any other applicable provision of the SFA, in each case subject to compliance with conditions set forth in the SFA.

It does not discuss all aspects of U.S. federal income taxation that may be relevant to particular holders in light of their particular circumstances or to holders subject to special rules under the Code (including, but not limited to, insurance companies, tax - exempt organizations, financial institutions, broker - dealers, partners in partnerships (or entities or arrangements treated as partnerships for U.S. federal income tax purposes) that hold HP Co. common stock, pass - through entities (or investors therein), traders in securities who elect to apply a mark - to - market method of accounting, stockholders who hold HP Co. common stock as part of a «hedge,» «straddle,» «conversion,» «synthetic security,» «integrated investment» or «constructive sale transaction,» individuals who receive HP Co. or Hewlett Packard Enterprise common stock upon the exercise of employee stock options or otherwise as compensation, holders who are liable for the alternative minimum tax or any holders who actually or constructively own 5 % or more of HP Co. common stock).

Accordingly, this prospectus and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of the securities may not be circulated or distributed, nor may the securities be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than (i) to an institutional investor under Section 274 of the Securities and Futures Act, Chapter 289 of Singapore (the «SFA»), (ii) to a relevant person, or any person pursuant to Section 275 (1A), and in accordance with the conditions, specified in Section 275 of the SFA or (iii) otherwise pursuant to, and in accordance with the conditions of, any other applicable provision of the SFA.

Accordingly, this prospectus and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of the shares may not be circulated or distributed, nor may the shares be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than (i) to an institutional investor under Section 274 of the Securities and Futures Act, Chapter 289 of Singapore (the «SFA»), (ii) to a relevant person pursuant to Section 275 (1), or any person pursuant to Section 275 (1A), and in accordance with the conditions specified in Section 275 of the SFA or (iii) otherwise pursuant to, and in accordance with the conditions of, any other applicable provision of the SFA, in each case subject to compliance with conditions set forth in the SFA.

Accordingly, this prospectus and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of the shares may not be circulated or distributed, nor may the shares be offered or sold, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than (i) to an institutional investor under Section 274 of the Securities and Futures Act, Chapter 289 of Singapore, or the «SFA,» (ii) to a relevant person, or any person pursuant to Section 275 (1A), and in accordance with the conditions, specified in Section 275 of the SFA or (iii) otherwise pursuant to, and in accordance with the conditions of, any other applicable provision of the SFA.

For other APAC countries, this material is issued for Institutional Investors only (or professional / sophisticated / qualified investors, as such term may apply in local jurisdictions) and does not constitute investment advice or an offer or solicitation to purchase or sell in any securities, BlackRock funds or any investment strategy nor shall any securities be offered or sold to any person in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities laws of such juriInvestors only (or professional / sophisticated / qualified investors, as such term may apply in local jurisdictions) and does not constitute investment advice or an offer or solicitation to purchase or sell in any securities, BlackRock funds or any investment strategy nor shall any securities be offered or sold to any person in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities laws of such juriinvestors, as such term may apply in local jurisdictions) and does not constitute investment advice or an offer or solicitation to purchase or sell in any securities, BlackRock funds or any investment strategy nor shall any securities be offered or sold to any person in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction.

Rent - A-Center Inc (NASDAQ: RCII) has been under pressure from activist investors to explore a sale, and said in early April it plans on reaching a decision by the second quarter.

Individual investors hoping to buy fund shares for their IRA have to convert to an advisory account, which charges a a fee based on the amount of assets under management rather than on sales commissions.

On October 23, 2009, Nyer and DAW entered into a Transaction Agreement (the «DAW Stock Agreement») with certain management investors named therein (the «Investors») for the sale of the stock of DAW, under which Nyer will receive a benefit of $ 1,500,000 after giving effect to liabilities to be retained by DAW (the «DAW Stock Transactioninvestors named therein (the «Investors») for the sale of the stock of DAW, under which Nyer will receive a benefit of $ 1,500,000 after giving effect to liabilities to be retained by DAW (the «DAW Stock TransactionInvestors») for the sale of the stock of DAW, under which Nyer will receive a benefit of $ 1,500,000 after giving effect to liabilities to be retained by DAW (the «DAW Stock Transaction»).

In addition, all fixed income investment sales to individual and institutional investors falls under the Commercial Segment.

Flippers are looking to make a quick turn around sale to earn cash fast, while wholesalers get the properties under contract and then sell them to investors for profit.

Successful defense of a Latin American country in an UNCITRAL investor - State arbitration brought by a Canadian company under a bilateral investment treaty, related to a hydrocarbon sales contract (Nova Scotia Power I).

An investor has the right to rescind a non-complying transaction under § 12 (a)(1) of the Act, and the S.E.C. is authorized to seek to enjoin the sale and advertising of unregistered securities and to bring an action for civil penalties against those who violate § 5.

Furthermore, the rights to purchase RepuX Tokens pursuant to the SAFTs are likely considered a security under U.S. securities law and because there is the possibility that the Pre-Sale and the Token Sale may surpass 2,000 investors, RepuX may have more than 2,000 holders of record of its equity securities following the Pre-Sale.

The token sale has also come under renewed scrutiny as investors start to question the wisdom of holding an uncapped ICO.

The FCA concluded that many initial coin offerings are likely to fall under the FCA's regulator jurisdiction, due to the similarities between IPOs and ICOs, and the prevalence of token sales issuing securities to investors.

Section 201 (a) of the JOBS Act, required the SEC to eliminate the ban on using general solicitation in connection with the sale of securities (implemented through the creation of Rule 506 (c) under Regulation D), and further to amend Regulation A, to now permit issuers of securities to raise up to $ 50,000,000 from accredited and non-accredited investors.

The Offered Securities will be offered on a private placement basis, pursuant to prospectus exemptions under National Instrument 45 - 106 Prospectus and Registration Exemptions in all provinces and territories of Canada, in the United States by way of private placement to selected accredited investors and / or to qualified institutional investors and outside of Canada and the United States on a private placement or equivalent basis in accordance with applicable laws, provided that such laws permit offers and sales of the Offered Securities on a private placement basis and without any obligation on the part of the Company to prepare or file any registration statement, prospectus or other disclosure document and without triggering any disclosure obligations or submission to the jurisdiction on the part of the Company.

Under a third option, investors could choose to sell off inventories rapidly, probably online, with profits coming from the difference between bulk purchase discounts and individual retail sales.

«We saw a slowdown of home sales in July, and we're still seeing prices rise and fewer available homes on the market,» says Orlando Regional REALTOR ® Association President John Lazenby, Colony Realty Group, Inc. «Competition for homes in the entry - level and mid-price range (under $ 300,000) continues to remain high, especially among first - time homebuyers and investors.

Investor assigns its rights under the Sales Contract to Qualified Intermediary and gives written notice to buyer.

In order to leverage time and get multiple properties under contract, real estate investors like to make blind offers on houses listed for sale on the MLS.

If the Investor has not identified any like - kind replacement property within the 45 calendar day identification period the capital gain income tax liability would be recognized in the following income tax year pursuant to the Installment Sale Rules under Section 453 of the Internal Revenue Code because the Investor does not have the legal right to obtain access to or receive the benefits from his 1031 exchange funds until the 46th calendar day, which is in the following income tax reporting year.

New York - based W.P. Carey & Co., a sale - leaseback and build - to - suit investor with $ 10 billion in assets under management, is hunting for cap rates approaching 9 % and higher, says Benjamin Harris, managing director and head of domestic investments for the company.

Under our proposal, this would be achieved by allowing property investors to defer the capital gains tax and the capital cost allowance recovery on the sale of an investment property when the funds are reinvested into another within a specified time period,» says the statement.

Investors have increased their spending here by 50 percent in that time frame, with more than $ 958 million in office sales transactions this year, including the $ 372.5 million sale of US Bancorp Tower to TPF Equity REIT at a price of $ 338 per sq. ft. Almost 50 percent of the 1.5 million sq. ft. under construction is pre-leased, and tenants looking for large blocks of space are being forced to wait until next year.

Dan Adler is a Veteran United States Air Force Officer, a recipient of Tucson's 40 Under 40 Top Business Leaders Award, a certified real estate educator by the State of Arizona, a frequent guest lecturer to the University of Arizona's Eller Business College, a U of A Alumnus, a Team Leader, an owner / investor in the Keller Williams Southern Arizona franchise and one of the top sales professionals in the state.