Sentences with phrase «sales charge applied»

A sales charge applied to the purchase price of a mutual fund when the fund is originally purchased.

If a sales charge applies, your costs can add up if you trade regularly or use a buying strategy known as dollar cost averaging, which involves making regular, fixed - amount purchases of the same investment.

GREENWICH, Conn. --(BUSINESS WIRE)-- Interactive Brokers Group, Inc. (NASDAQ: IBKR), an automated global electronic broker and market maker, announced today the availability of Eaton Vance NextSharesTM exchange - traded managed funds (NextShares) through its investing and trading platforms on a no - transaction fee (NTF) basis, meaning that no commissions or other sales charges apply.

No sales charge applies to Class A and Investor Class share investments of $ 1,000,000 or more ($ 250,000 or more with respect to MainStay California Tax Free Opportunities Fund, MainStay High Yield Municipal Bond Fund, MainStay New York Tax Free Opportunities Fund, MainStay Tax Advantaged Short Term Bond Fund, and MainStay Tax Free Bond Fund; or $ 500,000 or more with respect to MainStay Floating Rate Fund and MainStay Short Duration High Yield Fund).

Not exact matches

But if we apply the Internet sales tax plan to gas taxes, a Virginia gas station would have to charge you D.C. gas taxes if your car had D.C. plates.

Part V, as amended, requires that prior to an extension of credit, the plan must receive from the fiduciary written disclosure of (i) the rate of interest (or other fees) that will apply and (ii) the method of determining the balance upon which interest will be charged in the event that the fiduciary extends credit to avoid a failed purchase or sale of securities, as well as prior written disclosure of any changes to these terms.

That same basic logic has been applied to the taxation of e-commerce sales, whereby internet retailers are only legally required to charge sales tax in states where they have a physical presence.

4.712 % Hawaii sales tax will be charged on orders being shipped to Oahu and 4.166 % Hawaii sales tax will be applied to orders being shipped to Maui, Kauai and Big Island.

** There is a # 1.50 per ticket booking fee for in person and telephone sales, while a charge of # 1 per ticket applies to online purchases.

Excludes sales tax, registration fees, and finance and reconditioning charges (dealer fees may apply).

Luxury Car Tax (LCT) applies where the total sales prices (excluding stamp duty, statutory charges and on - road charges only) is above the LCT threshold.

If taking delivery outside of Arizona for use outside of Arizona there is no sales tax charged and $ 80 doc fee and $ 20 90 daytrip permit applies.

If taking delivery outside of California for use outside of California there is no sales tax charged and $ 80 doc fee and $ 30 Temp permit applies.

If you are not in breach of your obligations under this Agreement, for each Printed Books & Digital Books sold to a customer through the Program, A&A Printing will pay you the applicable Royalty of 80 % of your list price, net of refunds, bad debt, and any sales or other taxes or fees charged to a customer or applied with respect to sales to a customer.

Twenty - five states also charge sales tax on digital downloads, so sales tax may apply if you are selling eBooks or other content via downloads if both you and the buyer are in a state that imposes sales tax on digital downloads.

Twenty - five states are now charging sales tax on digital downloads as well, so sales tax may apply if you are delivering your e-book or other content directly to buyers via downloads if you and the buyers are in a state that imposes a sales tax on digital downloads.

Your Royalty will be based on the actual price we charge customers as a result of our Pre-order Price Guarantee, net of refunds, bad debt, and any VAT, sales or other taxes charged to a customer or applied with respect to sales to a customer.

Costs associated with mutual funds but not included in operating expenses are loads, contingent deferred sales charges (CDSC) and redemption fees, which, if they apply, are paid directly by fund investors.

But broker - dealers are free to apply their own distinct sales charges (front - end, back - end or level - load), which can be identical for all NextShares funds they offer.

The problem was, advisors would sell these based on that, and would not put much stress on the fact that by selling the fund early, whether 5, 6, or 7 years a CDSC would apply, and accompanied by the internal sales charges they would end up paying much more than if they would have just purchased an A-share to begin with.

While it's true that mutual fund and ETF returns are quoted net of annual fees (although front - end and / or back - end sales charges may still apply), that doesn't mean you should ignore fees when choosing funds or ETFs.

Prohibited acts.A credit services organization, a salesperson, agent, or representative of a credit services organization, or an independent contractor who sells or attempts to sell the services of a credit services organization shall not: (1) Charge a buyer or receive from a buyer money or other valuable consideration before completing performance of all services, other than those described in subdivision (2) of this section, which the credit services organization has agreed to perform for the buyer unless the credit services organization has obtained a surety bond or established and maintained a surety account as provided in section 45 - 805; (2) Charge a buyer or receive from a buyer money or other valuable consideration for obtaining or attempting to obtain an extension of credit that the credit services organization has agreed to obtain for the buyer before the extension of credit is obtained; (3) Charge a buyer or receive from a buyer money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer if the credit that is or will be extended to the buyer is substantially the same as that available to the general public; (4) Make or use a false or misleading representation in the offer or sale of the services of a credit services organization, including (a) guaranteeing to erase bad credit or words to that effect unless the representation clearly discloses that this can be done only if the credit history is inaccurate or obsolete and (b) guaranteeing an extension of credit regardless of the person's previous credit problem or credit history unless the representation clearly discloses the eligibility requirements for obtaining an extension of credit; (5) Engage, directly or indirectly, in a fraudulent or deceptive act, practice, or course of business in connection with the offer or sale of the services of a credit services organization; (6) Make or advise a buyer to make a statement with respect to a buyer's credit worthiness, credit standing, or credit capacity that is false or misleading or that should be known by the exercise of reasonable care to be false or misleading to a consumer reporting agency or to a person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit; or (7) Advertise or cause to be advertised, in any manner whatsoever, the services of a credit services organization without filing a registration statement with the Secretary of State under section 45 - 806 unless otherwise provided by the Credit Services Organization Act.

This Reinstatement Privilege only applies if the Advisor Plan is notified that a contribution qualifies for a reduced Initial Sales Charge at the time the contribution is made.

(1) A credit services organization, its salespersons, agents, and representatives, and independent contractors who sell or attempt to sell the services of a credit services organization may not do any of the following: (a) conduct any business regulated by this chapter without first: (i) securing a certificate of registration from the division; and (ii) unless exempted under Section 13 -21-4, posting a bond, letter of credit, or certificate of deposit with the division in the amount of $ 100,000; (b) make a false statement, or fail to state a material fact, in connection with an application for registration with the division; (c) charge or receive any money or other valuable consideration prior to full and complete performance of the services the credit services organization has agreed to perform for the buyer; (d) dispute or challenge, or assist a person in disputing or challenging an entry in a credit report prepared by a consumer reporting agency without a factual basis for believing and obtaining a written statement for each entry from the person stating that that person believes that the entry contains a material error or omission, outdated information, inaccurate information, or unverifiable information; (e) charge or receive any money or other valuable consideration solely for referral of the buyer to a retail seller who will or may extend credit to the buyer, if the credit that is or will be extended to the buyer is upon substantially the same terms as those available to the general public; (f) make, or counsel or advise any buyer to make, any statement that is untrue or misleading and that is known, or that by the exercise of reasonable care should be known, to be untrue or misleading, to a credit reporting agency or to any person who has extended credit to a buyer or to whom a buyer is applying for an extension of credit, with respect to a buyer's creditworthiness, credit standing, or credit capacity; (g) make or use any untrue or misleading representations in the offer or sale of the services of a credit services organization or engage, directly or indirectly, in any act, practice, or course of business that operates or would operate as fraud or deception upon any person in connection with the offer or sale of the services of a credit services organization; and (h) transact any business as a credit services organization, as defined in Section 13 -21-2, without first having registered with the division by paying an annual fee set pursuant to Section 63J -1-504 and filing proof that it has obtained a bond or letter of credit as required by Subsection (2).

A credit repair business and its salespersons, agents, and representatives, and independent contractors who sell or attempt to sell the services of a credit repair business, shall not do any of the following: (1) Charge or receive any money or other valuable consideration prior to full and complete performance of the services that the credit repair business has agreed to perform for or on behalf of the consumer; (2) Charge or receive any money or other valuable consideration solely for referral of the consumer to a retail seller or to any other credit grantor who will or may extend credit to the consumer, if the credit that is or will be extended to the consumer is upon substantially the same terms as those available to the general public; (3) Represent that it can directly or indirectly arrange for the removal of derogatory credit information from the consumer's credit report or otherwise improve the consumer's credit report or credit standing, provided, this shall not prevent truthful, unexaggerated statements about the consumer's rights under existing law regarding his credit history or regarding access to his credit file; (4) Make, or counsel or advise any consumer to make, any statement that is untrue or misleading and which is known or which by the exercise of reasonable care should be known, to be untrue or misleading, to a consumer reporting agency or to any person who has extended credit to a consumer or to whom a consumer is applying for an extension of credit, with respect to a consumer's creditworthiness, credit standing, or credit capacity; or (5) Make or use any untrue or misleading representations in the offer or sale of the services of a credit repair business or engage, directly or indirectly, in any act, practice, or course of business which operates or would operate as a fraud or deception upon any person in connection with the offer or sale of the services of a credit repair business.

Ask your current advisor for a schedule of all the deferred sales charges that would kick in if your sold your funds, as well as the maturity dates (after which no DSCs would apply).

First, the mutual funds may have deferred sales charges (DSCs), which apply if you sell the funds before a specified period, often six or seven years.

We will reserve 5 % of your total intended purchase in Class A shares registered in your name until you fulfill your LOI to cover any additional sales charge that may apply if you do not buy the amount stated in your LOI.

Deferred sales charges work on a declining scale that typically starts at 5.5 per cent in the first year (sometimes that applies to the amount you invested, and sometimes to the current value of your holdings) and declines to 1.5 to 2 per cent in the seventh year before disappearing altogether.

Deferred Sales Charge (DSC): Often referred to as a redemption charge, this is a fee that is applied to withdrawals (redemptions) that occur during a specified Deferred Sales Charge pCharge (DSC): Often referred to as a redemption charge, this is a fee that is applied to withdrawals (redemptions) that occur during a specified Deferred Sales Charge pcharge, this is a fee that is applied to withdrawals (redemptions) that occur during a specified Deferred Sales Charge pCharge period.

In return, the sales charge applicable to the total amount invested is applied to each separate investment, meaning that shareholders may pay a lower sales charge.

Here for example is the type of allegations and settlements disclosed against the firm Edward Jones in 2015: «The firm was censured and agreed to pay $ 13.5 million including interest in restitution to eligible customers... that had not received available sales charge waivers... since 2009, approximately 18,000 accounts purchased mutual fund shares for which an available sales charge waiver was not applied.»

You are also responsible for paying any sales and use taxes and shipping and handling fees that may apply to your purchase of products based on the address that you provide as the shipping address when you checkout, and you authorize Jupiter Pet Emergency & Specialty Center or the third party payment processing service provider that we engage to charge your credit card for any such taxes and fees.

There is a 9 % hotel tax, which is added to your room charges and a general sales tax of 12.5 % which applies for all sales across the board.

Rather, it is supposedly meant to be applied towards «incidentals» i.e. ancillary charges such as baggage fees, in - flight sales, wi - fi, etc..

4.2.6.5 Standard passenger taxes, fees, charges and surcharges (subject to change) apply to Reward Bookings made in the Reward Seat Sale.

The SEC's investigation was concerned not with identifying and charging those involved in the hack, but on whether the U.S. federal securities laws applied to the offer and sale of The DAO tokens.

The investment component serves as «bank» of sorts for the amounts left over after charges are applied against the premium paid, namely charges for mortality (to fund the payouts for those that die with amounts paid beyond the cash values), administrative fees (it costs money to run an insurance company (grin)-RRB- and sales compensation (the advisor has to earn a living).

(8) Is engaged in the business of charging an advance fee or contracting for collection of a fee in connection with any contract whereby the broker undertakes primarily to promote the sale, exchange, purchase, rental, or leasing of real estate through its listing in a publication issued primarily for such purpose, or for referral of information concerning such real estate to brokers, or both, except that this division does not apply to a publisher of listings or compilations of sales of real estate by their owners;

However, it is also interesting to note that the TheRedPin.com brokerage still charges a percentage of sale price (commission) for «its» services, the very thing that they rail a against when applied to so - called «agents», which are in reality «sales persons» as defined by their «Real Estate Salesperson» licenses.