Sentences with phrase «schemes for financial services»

Where appropriate we will also provide referrals to face - to - face financial counselling services, free dispute resolution schemes for financial services and many other community and government services.

Not exact matches

Update: Symphony, as of Wednesday, is under investigation by the New York State Department of Financial Services for offering services similar to those that were used in previous schemes involving interest rate and foreign exchange interest rate manipServices for offering services similar to those that were used in previous schemes involving interest rate and foreign exchange interest rate manipservices similar to those that were used in previous schemes involving interest rate and foreign exchange interest rate manipulation.

I fear that that the emerging fight between at least 4 priovinces, Alberta, Manitoba, Quebec and New Brunswick against the Ottawa / Ontario single federal securities regulator scheme will damage Ontario's capital markets for years to come and the Toronto financial markets, the Toronto financial services industry and the Ontario economy.

A Department of Financial Services investigation uncovered the schemes which significantly inflate title insurance premiums for consumers.

«If schemes like Crossrail, the bringing of local rail services under London's control with London Overground, Tube modernisation and the management of our buses go wrong, they are so large they will create not only a transport but a financial disaster for London with huge rises in fares and business rates.»

(But it has proven more challenging at the primary level, where England has some 11,000 schools enrolling fewer than 250 pupils each, without the organizational or financial wherewithal to succeed as free - standing organizations — though the government is devising schemes for getting them to share services and pool resources.)

If you are still not satisfied with the outcome, you can lodge a dispute (for free) with your credit provider's external dispute resolution (EDR) scheme - either the Financial Ombudsman Service (FOS) 1800 367 287 or the Credit and Investments Ombudsman (CIO) 1800 138 422.

If you are still not happy with the lender's decision, you can lodge a dispute (for free) with your lender's external dispute resolution (EDR) scheme - either the Financial Ombudsman Service (FOS) 1800 367 287 or the Credit and Investments Ombudsman (CIO) 1800 138 422.

After sending two letters and waiting more than a month for a response, he decided to make a complaint to the firm's external dispute resolution scheme, the Financial Ombudsman Service (FOS).

While tabloids still chew this story over, the investors wait for their money - back, Personal Money Service encourages people to be cautious about all kinds of financial operations, schemes, and investments.

In fact, the FCA requirement for financial institutions to operate complaints schemes, as well as a number of extensive regulator - led remedial schemes, and the financial and other ombudsman services, means a lot of work is done to avoid litigation — but this means advisory experts are needed and the experience I can bring to expert witness work is founded on a wide range of exposure obtained through consultancy.

Since coming to the Bar his financial services work has been mostly contentious, including claims relating to pensions and collective investment schemes, share transactions and stock exchange rules, futures and options, contracts for differences and swaps.

An investigation in Florida of I&T Financial Services, LLC, has found that the company was set up to execute a large scale check cashing scheme for the purpose of evading the cost of workers» compensation insurance coverage.

Oliver's experience includes: defending global investment banks in High Court proceedings brought in relation to complex financial products and transactions; acting for an international consulting firm in High Court proceedings brought by the trustees of a pension scheme; acting for a UK financial services provider in relation to a major loss of customer data; acting for an insurer in arbitration proceedings relating to an insurance coverage dispute; acting for a global custody bank on an investigation in relation to client overcharging on asset portfolio transitions; and acting for a UK financial services group in relation to legal and regulatory issues arising from a major misstatement in its published accounts.

For our financial services clients, our Civil Fraud Recovery Group assists in civil recovery efforts and unraveling schemes such as mortgage frauds, securities frauds, and other forms of misrepresentation and deceit.

Re Sompo Japan Insurance Inc: [2011] EWHC 260 (Ch) Acted with Martin Moore QC in obtaining the sanction of a scheme for the transfer of insurance business under Part VII of the Financial Services and Markets Act 2000 in circumstances where the scheme was opposed on various grounds, including diminution of security for policyholders, alleged inadequacies in reserving policy, criticisms of the independent expert's report and lack of enforceability in other jurisdictions.

acting on a # 35m claim against a major financial services provider for negligent advice in the management of a pension scheme

We are members of FSCL (Financial Services Complaints Ltd), an independent not - for - profit external dispute resolution scheme approved by the Minister of Consumer Affairs under the Financial Service Providers (Registration and Dispute Resolution) Act 2008.

The government is considering the launch of a new health insurance scheme for masses, as mentioned by a government official spokesperson, also adding that the Department of Financial Services has already held discussions with insurance companies for the launch of such a product.

In an attempt to make life easier for senior citizens, the Government has proposed a special health insurance scheme, which will be administered by the Department of Financial Services under the Finance Ministry.

The Malta Financial Services Authority (MFSA) has published a» feedback statement» regarding its proposal for regulatory guidelines governing collective investment schemes involving virtual currencies (VCs) operating...

Since then, Rosemary looked after the Remuneration Committee, executive remuneration, share schemes, pensions, benefits and international mobility for P&O Nedlloyd (container shipping and logistics), luxury retail (Burberry) and joined Hays from Legal & General (financial services) where she spent nearly seven years.

Speculative applications are particularly useful for actuarial, financial planning and insurance loss adjusting roles because there are several companies in the UK that offer these services but don't recruit staff through a typical graduate scheme.

Recruiters across the insurance, retail banking, actuarial and financial services sectors typically expect 2.1 s for their graduate schemes.

We offer exciting opportunities both on our graduate scheme and our internship program - a technical, numerical or financial background is an advantage for a variety of positions we offer in the areas of professional and client services, operations, and financial software and actuarial systems development.

@TjobsFinance for news and advice about graduate careers in finance, with the latest on internships and graduate schemes in accountancy, investment banking, financial services, retail banking, audit and insurance.

Recruitment Consultant - Financial Services Basic c. # 25 - 30,000 OTE # 45,000 + Benefits include 23 days holiday, company incentives, bonus schemes, private healthcare, profit share scheme, lunch club Based Manchester - City Centre URGENT REQUIREMENT CONTRACTS RECRUITMENT CONSULTANT WANTED FOR A HOT FINANCIAL...

79 DOS 99 Matter of DOS v. Pagano - disclosure of agency relationships; failure to appear at hearing; proper business practices; unauthorized practice of law; unearned commissions; vicarious liability; fraudulent practice; jurisdiction; ex parte hearing may proceed upon proof of proper service; DOS has jurisdiction after expiration of respondents» licenses as acts of misconduct occurred and the proceedings were commenced while the respondents were licensed; licensee fails to timely provide seller client with agency disclosure form prior to entering into listing agreement and fails to timely provide agency disclosure form to buyer upon first substantive contact; broker fails to make it clear for which party he is acting; broker violates 19 NYCRR 175.24 by using exclusive right to sell listing agreement without mandatory definitions of «exclusive right to sell» and «exclusive agency»; broker breaches fiduciary duties to seller clients by misleading them as to buyer's ability to financially consummate the transaction; broker breaches his fiduciary duty to seller by referring seller to the attorney who represented the buyers when he knew or should have known such attorney could not properly protect seller's interests; improper for broker to use listing agreements providing for broker to retain one half of any deposit if forfeited by buyer as such forfeiture clause could, by its terms, allow broker to retain part of the deposit when broker did not earn a commission; broker must conduct business under name as it appears on license; broker engaged in the unauthorized practice of law in preparing contracts for purchase and sale of real estate which did not contain a clause making it subject to the approval of the parties» attorneys and were not a form recommended by a joint bar / real estate board committee; broker demonstrated untrustworthiness and incompetency in using sales contract which purported to change the terms of the listing agreement to include a higher commission; broker demonstrated untrustworthiness and incompetency in using contracts of sale which were unclear, ambiguous, vague and incomplete; broker failed to amend purchase agreement to reflect amendment to increase deposit amount; broker demonstrated untrustworthiness in back - dating purchase agreements; broker demonstrated untrustworthiness in participating in scheme to have seller hold undisclosed second mortgage and to mislead first mortgagee about the purchaser's financial ability to purchase; broker demonstrated untrustworthiness by claiming unearned commission and filing affidavit of entitlement for unearned commission; DOS fails to establish by substantial evidence that respondent acted as undisclosed dual agent; corporate broker bound by the knowledge acquired by and is responsible for acts committed by its licensees within the actual or apparent scope of their authority; corporate and individual brokers» licenses revoked, no action taken on application for renewal until proof of payment of sum of $ 2,000.00 plus interests for deposits unlawfully retained