Sentences with phrase «securities against funds»

The date on which a trade is cleared by delivery of securities against funds.
The allegations were spelled out in response to a March lawsuit by Wells Fargo Securities against fund manager LJM Partners Ltd..

Not exact matches

The bonds in the Social Security trust fund aren't real assets: Instead, they are claims against future revenue.
Chief of staff John Kelly phoned Trump from Capitol Hill to advise him against accepting the proposal, and the president summoned conservative Republican negotiators to help build a united front against the plan, which would have provided some border security funding as well as protection from deportation for immigrants brought to the country as children and now here illegally.
On March 26th The Funders Club received a no - action letter from the Securities and Exchange Commission stating that it will not recommend enforcement action against the year - old private equity investment platform, making it the first government sanctioned online VC.
«The SEC alleges that one of the world's largest hedge funds, Paulson & Co., paid Goldman Sachs to structure a transaction in which Paulson & Co. could take short positions against mortgage securities chosen by Paulson & Co. based on a belief that the securities would experience credit events.»
A San Francisco federal judge, in what was apparently the first case to cite last month's SCOTUS opinion Cyan v. Beaver County Employees Retirement Fund remanded a securities class action against a blockchain startup to San Francisco Superior Court while keeping another in federal court.
Clients should be aware of the possibility that aggregate client gains, if hedged by the broker against a risky counterparty, could result in a lack of security of client funds if the broker were to fail as a result of a counterparty failing to honour the financial commitments of the hedge trade.
We are currently advancing this approach on behalf of a multitude of foreign and domestic public and private pension funds, limited partnerships, and investment trusts in securities fraud actions against BP plc relating to the Deepwater Horizon oil spill in 2010.
Securities regulators in Canada should reconsider their proposed ban against investment funds in Canada raising capital through one of the equity crowdfunding exemptions.
Cox is competing against well - funded businessman Randy Altschuler and former Securities and Exchange Commission attorney George Demos for the Republican nomination.
Throne - Holst and Calone mentioned Zeldin's votes against funding for the Department of Homeland Security and student loans and Pell grants as signs that he is out of touch with the district, and Democrats have indicated they will attempt to paint the foreign policy hawk and only Jewish Republican in Congress as too extreme for the moderate swing district.
Questions during the off - topic portion of the press conference included his opinion of the expected Democratic candidate in the 11th Congressional District special election and whether he'll campaign for Gentile, the prospect of Department of Homeland Security losing funding, religious organizations renting City school facilities for prayer / worship services and the related lawsuit, a NY Post report criticizing a newly - created NYPD training program, reported terror threats against shopping malls, the absence of a Lunar New Year message from the mayor and his non-attendance at the Lunar New Year parade, his reaction to Governor Cuomo's comment that their relationship will be «the best relationship between a mayor and governor in modern political history,» his scheduled trip to Albany on Wednesday and delays in federal funding of Sandy rebuilding.
The Buffalo News praises WNY Rep. Chris Collins for being one of only 75 Republicans to vote to fund the Department of Homeland Security rather than hold a critical governmental office hostage to a suicide charge against President Obama's administrative orders on immigration.
«In fact, the ministry, on several occasions, had to call press conferences to provide details of budgetary spending on the military, to show, against the background of limited resources and other urgent national priorities, that it was doing its best on funding security.
But James Clarkson, the regional director of the Securities and Exchange Commission, which lodged charges against Aldus and Mr. Meyer, said that the firm had managed to get hundreds of millions of dollars in New York pension fund business largely because of its «willingness to illegally line the pockets of others.»
ARMS PURCHASE FRAUD ALLEGATION: I ACTED IN NATIONAL INTEREST — Dasuki Embattled Former National Security Adviser, Col. Sambo Dasuki (rtd) has disclosed that contrary to wild allegations made against him by the federal government that he embezzled funds meant to purchase arms and ammunition for the...
The biggest focus of the Buhari administration has been simply this: to prove to Nigerians that the preceding Jonathan administration used public funds to finance the 2015 general elections, and that the public funds involved were meant for the prosecution of the war against the Boko Haram: Nigeria's biggest security challenge.
Nigerians need to know the level of success that has been recorded against Boko Haram, and the security situation in the North - east, as well as the amount of public funds that have been invested to combat terrorism.»
To provide staff to all private — meaning mostly religious — schools without a proper review of which facility has a need for this kind of security is an expensive way of going around constitutional prohibitions against using taxpayer funding for religious institutions.»
«To achieve their evil propaganda objective of tarnishing her name, these evil elements have distorted the contents of a memo, dated January 20, 2015, in which the former Minister of Finance, Dr Ngozi Okonjo - Iweala, responded to a request by the former National Security Adviser, Col. Ibrahim Dasuki (retired), for funds to prosecute the terror war against Boko Haram.
«In fact, the Ministry, on several occasions, had to call press conferences to provide details of budgetary spending on the military, to show, against the background of limited resources and other urgent national priorities, that it was doing its best on funding security.
Former Minister of Finance, Dr Ngozi Okonjo - Iweala, has reacted to allegations that she diverted billions of naira Abacha loot recovered by the federal government a «baseless story» explaining that some of the money was released to the office of the National Security Adviser in response to a request by the former NSA, Col Ibrahim Dasuki (rtd) for funds to prosecute the insurgency battle against Boko Haram.
Katko was among 26 Republicans to vote against the amendment on a bill funding the Department of Homeland Security through September.
They excluded the DHS bill, which includes funding for the nation's immigration and border security programs, in protest against White House moves to make it easier for some undocumented immigrants to remain in the United States without fear of deportation.
Careers in National Cyber Security - The Good Guys Against the Darknet Alan Kotok, 11 March 2005 Scientists and engineers interested in a career in national cyber security — protection of the nation's information infrastructure — will find plenty of opportunities, complete with Security - The Good Guys Against the Darknet Alan Kotok, 11 March 2005 Scientists and engineers interested in a career in national cyber security — protection of the nation's information infrastructure — will find plenty of opportunities, complete with security — protection of the nation's information infrastructure — will find plenty of opportunities, complete with funding.
He rails against his parents when they offer him a new car for graduation, the final straw in what he sees as their lifetime of aimless materialism, then donates the remainder of his college fund ($ 24,000) to OxFam America, burns his credit and Social Security cards, and heads west in his battered Datsun.
Worryingly, two - thirds of respondents said that they did not believe that their university's existing IT infrastructure would protect it against cyber attacks over the next 12 to 18 months, with a further 85 per cent believing that «more funding must be given to IT security to protect intellectual property».
The Indiana Securities Division filed a complaint against the Indiana State Teachers Association, alleging the union engaged in the sale of securities without license or registration, and unlawfully commingled funds from its insurance trust with other accounts, leading to the estimated loss of $ 2Securities Division filed a complaint against the Indiana State Teachers Association, alleging the union engaged in the sale of securities without license or registration, and unlawfully commingled funds from its insurance trust with other accounts, leading to the estimated loss of $ 2securities without license or registration, and unlawfully commingled funds from its insurance trust with other accounts, leading to the estimated loss of $ 23 million.
But the bill was scheduled for a vote the same week as a debate over Department of Homeland Security funding erupted, and anger from the far right against House leadership was running high.
As a result of the different securities available in the stock market, stock market provides you opportunity to guide against risks through the allocation of your funds across different securities.
It allows you to borrow against your securities and increases your purchasing power but when your portfolio drops, you will then need to cover for those borrowed funds or sell your positions immediately.
Exchange - traded funds, or ETFs, that invest in U.S. Treasury inflation - protected securities, or TIPS, present a very convenient way for investors to gain exposure to fixed - income instruments guaranteed by the U.S. government that are protected against inflation.
Not only this, we at HDFC securities can help you procure a loan against your existing property to fund your personal expenses, like unexpected medical expenses, marriage in the family, business expansion, funding yours kid's education etc..
Fidelity Strategic Funds are multi-asset-class strategies that seek to address key income needs — bond income from global sources, non-bond income from dividend - paying securities, and real return to help protect against inflation — by investing in a diversified mix of fixed income and / or equity investments chosen for their historical combined performance.
One factor that especially weighed against us in the short term is the fund's significant exposure to international securities.
Fund managers can reduce risk by selling one security against another, hedging, or buying derivatives.
Index A published interest rate against which lenders measure the difference between the current interest rate on an adjustable rate mortgage and that earned by other investments (such as one, three, and five year U.S. Treasury security yields, the monthly average interest rate on loans closed by savings and loan institutions, and the monthly average costs - of - funds incurred by savings and loans), which is then used to adjust the interest rate on an adjustable mortgage up or down.
They buy and sell securities to meet the specific goals of their fund, weighing risk against security, and yield against quality.
For example, if a security is near the cusp of a fund's targeted style zone but trading it would significantly move prices against the fund, the fund may defer or avoid trading it.
A gain is realized only when the fund sells some of the underlying securities for a profit, and if the fund is holding some unused capital losses, the gains will be offset against the losses, resulting in a smaller loss carried forward to future years or a smaller gain to be be distributed to shareholders, depending on the relative sizes of the gain and the loss.
The fund invests (i) equities (ii) convertible securities of U.S. companies without regard to market capitalization and (iii) employs short selling and enters into total return swaps to enhance income and hedge against market risk.
«If you want to borrow money against the securities in your account you can withdraw funds or just use your Interactive Brokers Debit Mastercard ® for any expense — from a cup of coffee to a car.»
When an investor purchases an account on margin in the expectation that the share value will rise, or shorts a security on the expectation that share price will decline, and share prices go against the investor, the brokerage firm will send out a margin call requiring that the investor add additional funds or marketable securities to the account to protect the broker's loan.
The thoughtful, detailed analysis and judgment of the proposed move by the federal government to create a national securities regulator shows how little improvement there really is likely to be for the individual investor in solving key problems: high fees for mutual funds, costly access to government of Canada securities, lack of fiduciary responsibility by the industry towards investors, inadequate civil court recourse against misbehaving financial firms, priority given to financial system protection over investor interests.
John De Goey, a senior adviser at Toronto - based Burgeonvest Securities, cautions against the most popular of these, the iShares MSCI Emerging Markets Index Fund (NYSE: EEM).
Ciana Locke presents Market Index Funds posted at Best Index Mutual Funds, saying, «The dominant issue in choosing among passively managed index mutual funds and ETF funds benchmarked against the S & P 500 is that securities industry management and trading fees are all over the map from reasonably low to shockingly high.&rFunds posted at Best Index Mutual Funds, saying, «The dominant issue in choosing among passively managed index mutual funds and ETF funds benchmarked against the S & P 500 is that securities industry management and trading fees are all over the map from reasonably low to shockingly high.&rFunds, saying, «The dominant issue in choosing among passively managed index mutual funds and ETF funds benchmarked against the S & P 500 is that securities industry management and trading fees are all over the map from reasonably low to shockingly high.&rfunds and ETF funds benchmarked against the S & P 500 is that securities industry management and trading fees are all over the map from reasonably low to shockingly high.&rfunds benchmarked against the S & P 500 is that securities industry management and trading fees are all over the map from reasonably low to shockingly high.»
On the upside, one source of funds for the company is a pair of insurance policies protecting the directors and officers against securities claims.
Customers can benefit from some additional funds against the security of property.
And there's not a ready investment available that would allow one to bet against securities backed by student loans — no index like the one that hedge fund managers depicted in «The Big Short» used to bet against mortgages before the crisis.
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