Sentences with phrase «securities brokerage house»
Started as a securities brokerage house in 1948, LKP Securities is a listed public company that posted a net worth of $ 158 Crore for the FY 2016 - 17.
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On Monday, the China Securities Finance Corporation, a government agency that lends money to brokerage houses, said it would continue buying stocks to help prop up the market, according to the state news agency Xinhua.
Definition: The use of borrowed money from a brokerage house to purchase securities.
If through the daily cash settlement process, losses in the account of a security futures contract participant reduce the funds on deposit (or equity) below the maintenance margin level (or the firm's higher «house» requirement), the brokerage firm will require that additional funds be deposited.
Japanese forex brokerage house GMO Click Holdings (TYO: 7177) said on Friday its subsidiaries GMO Click Securities and FX Prime both saw their preliminary forex trading volumes on the decline in December 2016 after a very strong November.
Formed by the merger of Sallah & Cox, LLC and Beam & Astarita, LLC, our attorneys include James D. Sallah, a former Senior SEC Attorney and in - house lawyer for a national brokerage firm, Mark J. Astarita, a nationally recognized securities litigator and outside counsel to dozens of regional broker - dealers and investment advisers, and Jeffrey L. Cox, a former Senior SEC Attorney and federal prosecutor responsible for prosecuting economic crimes.
With significant experience defending securities brokers and brokerage firms in arbitration proceedings before the NASD, the NYSE, and the AAA, Mr. Nelson has successfully tried cases on behalf of brokerage houses in Colorado, California, Nevada, Utah, Oklahoma and Missouri.
Formed by the merger of Sallah & Cox, LLC and Beam & Astarita, LLC, our attorneys include James D. Sallah, a former Senior SEC Attorney and in - house lawyer for a national brokerage firm, Mark J. Astarita, a nationally recognized securities litigator and outside counsel to dozens of regional broker - dealers and investment advisers, Jeffrey L. Cox, a former Senior SEC Attorney and federal prosecutor responsible for prosecuting economic crimes and Raymond Beam, a former prosecutor and well - known criminal defense attorney.