Sentences with phrase «securities during auctions»
Not exact matches
These mostly AAA - rated auction rate securities, which met our investment guidelines at the time the investments were made, have failed to settle in auctions during fiscal 2007.
https://www.sec.gov/
A swath of domestic equity ETFs were impacted by the fragmentation of liquidity across trading venues and by the application of overly tight price collars during the reopening process.3 In the wake of these trading challenges, industry groups and regulators worked to refine LULD rules and implemented a series of LULD rule amendments in 2017 aimed at improving opening auction and post-halt reopening auction processes.4 In addition, the exchanges also adapted their opening mechanism, resulting in a reduction in the number of ETFs and other securities halted on volatile days.
During a recent conference call, a securities analyst asked Craig Macnab, the new chief executive of Commercial Net Lease Realty if the Orlando, Fla. - based REIT was on the auction block?