Sentences with phrase «securities federal acts»

Not exact matches

The class action, filed in United States District Court, Southern District of New York, and docketed under 18 - cv - 02213, is on behalf of a class consisting of investors who purchased or otherwise acquired BRF American Depositary Receipts («ADRs») between April 4, 2013 and March 2, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

U.S. authorities could have prevented the bombings by acting on these warnings, senior members of the Russian Federal Security Service told U.S. Representative William R. Keating of Massachusetts.

The class action, filed in United States District Court, for the District of Illinois, Eastern Division, is on behalf of a class consisting of investors who purchased or otherwise acquired Akorn's securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities between March 1, 2017 through February 26, 2018, both dates inclusive (the «Class Period»), seeking to recover damages caused by defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top Securities Exchange Act of 1934 and Rule 10b - 5 promulgated thereunder, against the Company and certain of its top officials.

If your employer chooses to provide a retirement plan, then it must comply with the requirements and standards mandated under the federal Employee Retirement Income Security Act (ERISA).

«The risk that the Russian government, whether acting on its own or in collaboration with Kaspersky, could capitalize on access provided by Kaspersky products to compromise federal information and information systems directly implicates U.S. national security.»

If your adviser is an investment adviser and governed by the federal Securities and Exchange Commission, the adviser serves as fiduciary to you and must put your interests above his own and act in your best interest.

Even with the act's regulations in place, there will probably be lingering questions about whether crowdfunding sites are serving merely as information portals or as securities broker - dealers that must register with federal regulators.

Plaintiff seeks to recover compensable damages caused by Defendants» violations of the federal securities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated tsecurities laws and to pursue remedies under Sections 10 (b) and 20 (a) of the Securities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated tSecurities Exchange Act of 1934 (the «Exchange Act») and Rule 10b - 5 promulgated thereunder.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

Each member of the Audit Committee shall meet the independence standards and expertise requirements of the New York Stock Exchange corporate governance listing standards, the Securities Exchange Act of 1934 and rules promulgated thereunder, the Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA), and other applicable laws and regulations, in each case, as of the Firm's most recent annual meeting.

If your advisor is an investment advisor and governed by the federal Securities and Exchange Commission, the advisor serves as fiduciary to you and must put your interests above his own and act in your best interest.

Following the primary dealer meetings, we solicit advice from the Treasury Borrowing Advisory Committee (a committee of the Securities Industry and Financial Markets Association (SIFMA) falling under the regulations of the Federal Advisory Committee Act and the Government Securities Act).

A CFPB spokesperson said in an email to Vox that the bureau is authorized to take «supervisory and enforcement action against certain institutions engaged in unfair, deceptive, or abusive acts or practices, or that otherwise violate federal consumer financial laws,» including the failure of institutions to engage in «reasonable data security practices» in connection with consumer report information.

Maybe 15 percent of your income is taken right off the paycheck by the FICA [Federal Insurance Contributions Act] for Social Security and essentially pre-saving for Social Security medical care (which provides the government with enough money to cut taxes on the higher brackets.)

A federal district court judge has found that claims against Intel Corporation's Investment Policy Committee for its retirement plans is time - barred under the Employee Retirement Income Security Act's (ERISA)'s three - year statute of limitations.

However, as part of the federal JOBS Act of 2012, Congress instructed the Securities and Exchange Commission to implement rules allowing general solicitation in a private offering if securities are sold only to accredited Securities and Exchange Commission to implement rules allowing general solicitation in a private offering if securities are sold only to accredited securities are sold only to accredited investors.

As such, most 506 (b) offerings are only sold to accredited investors (even though the Rule allows for the sale of up to 35 non-accredited investors), as the sale to any unaccredited investors requires significantly heightened disclosure to such investors, which can be costly and burdensome to provide, and may increase the exposure of an issuer to liability under federal and state securities acts.

«We have talked a lot with the DOL, and we've tried to coordinate and work with them, but they have to operate under the Employee Retirement Income Security Act (ERISA), which is quite a different statute than the federal securities laws,» Schapiro said.

Under the federal law Regulation D in the Securities Act of 1933, certain companies are exempt from registering the sale of securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real esSecurities Act of 1933, certain companies are exempt from registering the sale of securities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real essecurities, which are typically forms of stocks or bonds, and in the case of PeerStreet, real estate debt.

It was only in the fall of 2013, that the federal securities laws in the US were amended under Title II of the Jobs Act to allow advertising when selling to accredited investors (often referred to as Title II equity crowdfunding or Rule 506 (c) equity crowdfunding).

Practically every company that goes public these days first files to do so under the JOBS Act, a federal law which gives companies that meet certain criteria the ability to file confidentially while regulators at the U.S. Securities and Exchange Commission review its documents without subjecting them to public scrutiny.

In 2040, federal spending on Social Security, Medicare, Medicaid and the subsidies provided in the Affordable Care Act will be 3.9 percentage points of GDP higher than it was in 2017.

Even if regulators do not act, when a presale results in nothing more than profits for its promoter, a disgruntled investor will inevitably make a private securities fraud claim to try and claw back some of their capital; assuming a court will determine a presale of digital tokens to be a private placement of securities, any such federal claim would fall under Rule 10b - 5.

Workers make Social Security contributions each month, which appear on your paycheck as Federal Insurance Contributions Act (FICA) taxes.

The section calls for the undersecretary of Homeland Security for Intelligence and Analysis, along with «appropriate Federal partners,» to «develop and disseminate a threat assessment regarding the actual and potential threat posed by individuals using virtual currency to carry out activities in furtherance of an act of terrorism.»

Our attorneys successfully have argued appeals in landmark cases under the federal securities laws and the Commodity Exchange Act.

Certain statements in this release constitute forward - looking statements within the meaning of the U.S. federal securities laws intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Acsecurities laws intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform AcSecurities Litigation Reform Act of 1995.

Only the FBI should conduct domestic security investigations which are aimed at acts that violate federal laws.

[31] It is a bill that would address federal adoption incentives and would amend the Social Security Act (SSA) to require the state plan for foster care and adoption assistance to demonstrate that the state agency has developed policies and procedures for identifying, documenting in agency records, and determining appropriate services with respect to, any child or youth over whom the state agency has responsibility for placement, care, or supervision who the state has reasonable cause to believe is, or is at risk of being, a victim of sex trafficking or a severe form of trafficking in persons.

The U.S. Department of Homeland Security notified Gov. Andrew Cuomo that New York is now in full compliance with the federal Real ID Act that requires states to issue new driver's licenses with security enhanSecurity notified Gov. Andrew Cuomo that New York is now in full compliance with the federal Real ID Act that requires states to issue new driver's licenses with security enhansecurity enhancements.

«We strongly belief that President Buhari, must be seen to be acting contrary to court decisions on the use of Military during elections as clearly stated in the rulings of Justice Aikawa of the Federal High Court, who in his judgment, restrained the President and Commander - in - Chief of the Armed Forces of the Federal Republic of Nigeria and INEC from engaging the service of the Nigerian armed forces in the security supervision of elections in any manner whatsoever in any part of Nigeria, without the Act of the National Assembly.

Government officials who joined Buhari for the prayers included the Attorney - General of the Federation, Abubakar Malami (SAN); Minister of the Federal Capital Territory, Mohammed Bello; National Security Adviser, Babagana Monguno; Director - General of the Department of State Services, Lawal Daura; Acting Chairman of the Economic and Financial Crimes Commission, Ibrahim Magu; and the Group Managing Director of the Nigerian National Petroleum Corporation, Maikati Baru, among others.

The U.S. Department of Homeland Security notified Gov. Andrew Cuomo on Monday that New York is now in full compliance with the federal Real ID Act that requires states to issue new driver's licenses with security enhanSecurity notified Gov. Andrew Cuomo on Monday that New York is now in full compliance with the federal Real ID Act that requires states to issue new driver's licenses with security enhansecurity enhancements.

After Social Security numbers were assigned, the first Federal Insurance Contributions Act (FICA) taxes were collected, beginning in January 1937.

(2) FEDERAL MEDICAL ASSISTANCE PERCENTAGE - The term «Federal medical assistance percentage» has the meaning given that term with respect to a State under section 1905 (b) of the Social Security Act (42 U.S.C. 1396d (bFEDERAL MEDICAL ASSISTANCE PERCENTAGE - The term «Federal medical assistance percentage» has the meaning given that term with respect to a State under section 1905 (b) of the Social Security Act (42 U.S.C. 1396d (bFederal medical assistance percentage» has the meaning given that term with respect to a State under section 1905 (b) of the Social Security Act (42 U.S.C. 1396d (b)-RRB-.

The Federal Government further stated that the first defendant has in furtherance to the offence he was charged, inaugurated Biafra Security Service, adding that such an act is a grave threat to national security and unity of the Security Service, adding that such an act is a grave threat to national security and unity of the security and unity of the country.

ARMS PURCHASE FRAUD ALLEGATION: I ACTED IN NATIONAL INTEREST — Dasuki Embattled Former National Security Adviser, Col. Sambo Dasuki (rtd) has disclosed that contrary to wild allegations made against him by the federal government that he embezzled funds meant to purchase arms and ammunition for the...

«While condemning the act of violence in strong terms, the Acting President notes that the security challenges in Southern Kaduna which has led to the needless deaths is a source of concern for the Federal government and indeed all well - meaning Nigerians.

Subcommittee Chair Rep. John Katko (R - Camillus) called the hearing at the James M. Hanley Federal Building in Syracuse to discuss the state of airport security and the implementation of the Gerardo Hernandez Airport Secursecurity and the implementation of the Gerardo Hernandez Airport SecuritySecurity Act.

The act will make it more difficult to make transfers of prisoners at the county jail who are wanted on federal charges by Homeland Security.

He claimed that the Federal Government acting through the operatives of the SSS and other security agencies have frustrated the said order by barricading his apartment since the permission was granted.

Department of Homeland Security Acting Secretary Elaine Duke says she doesn't have any doubt that the federal government can respond to Hurricane Irma and the aftermath of Hurricane Harvey simultaneously.

«Also, he has acted contrary to the provisions laid out in the second schedule of the constitution by attempting to, among others, create a police force in the guise of Green Police, Homeland Security, which are in the exclusive preserve of the Federal Government.»

The Policy Loftness and others recommend that the federal government encourage efficiency through tax incentives and stricter standards for appliances, vehicles, and buildings to meet the goals of the American Clean Energy and Security Act.

Additionally, the association says, the federal government is due to come out with a resistance rating for tires as required by the 2007 Energy Independence and Security Act.

Grants.gov acts as a front end for all the federal agencies that make grants, providing a uniform format and security protocols for the core grant application, and routing applications to the appropriate agencies.

In November of 2013, Congress passed the Drug Quality and Security Act (DQSA), 14,15 which clarifies the FDA's authority to enforce provisions of the Federal Food, Drug, and Cosmetic Act (FFDCA) that apply to pharmacy compounding.

Federal investigators say those groups were affiliated with a third, the May 19 Communist Organization (M19CO), that carried out a string of violent acts, including the killing of two police officers and a security guard during a failed 1981 robbery of a Brink's truck near Nyack, New York.

In 2005 Congress passed a law called the REAL ID Act, which granted the secretary of Homeland Security authority to waive local, state and federal laws that might slow the construction of national security infrastructure on the U.S. — MexicoSecurity authority to waive local, state and federal laws that might slow the construction of national security infrastructure on the U.S. — Mexicosecurity infrastructure on the U.S. — Mexico border.

The REAL ID Act establishes minimum security standards for license issuance and production and prohibits Federal agencies from accepting for certain