Sentences with phrase «securities fraud»

Defended multinational bank against securities fraud claim in case in which the court denied class action certification in decision involving the efficient market hypothesis and fraud on the market theory.

Whether in the context of a failed business, a stockholder dispute, a legal malpractice claim or a securities fraud case, today's professionals need comprehensive and experienced legal advice.

Won dismissal of outside directors from suit for alleged securities fraud that ultimately settled for $ 7.5 million against other defendants.

Roxana Labatt has experience litigating complex commercial disputes, including securities fraud claims, in trial and appellate courts.

Over the years, we have represented every kind of business — from small, closely held companies to Fortune 500 companies — in every kind of case — from commercial real estate disputes to alleged securities fraud to fights among business partners.

We will keep posting ads with you and if you have a package you think would fit with our niche practice of representing investors in securities fraud cases, please let me know.

Climaco, Wilcox, Peca & Garofoli's litigation experience encompasses complex commercial and business litigation, including breach of contract cases, construction disputes, employment disputes, shareholder disputes, consumer class actions, securities fraud litigation, pharmaceutical and medical device class actions.

He oversaw the investigation and litigation of major criminal and civil matters concerning government procurement, healthcare fraud, securities fraud, national security, international corruption, economic sanctions, money laundering and structuring, and cybersecurity.

Work with financial experts who will calculate the extent of your damages and offer testimony regarding the securities fraud.

Successfully obtained summary judgment on securities fraud claims for defendant; Federal District Court denied plaintiffs» motion for class certification

Called in shortly before trial, we dedicated weeks to help present Grigsby's case to a panel of arbitrators who then awarded him $ 43 million * for his partners» securities fraud and minority shareholder oppression.

Scott was unaware that Valentine had previously been convicted of securities fraud.

Our law firm near Miami FL handles cases relating to all types of white collar crimes, including tax fraud, securities fraud, and Medicare / Medicaid fraud.

His business litigation work includes trying cases involving intellectual property disputes, breaches of contract and fiduciary duties, business torts, corporate espionage, defamation, whistleblowing and qui tam actions and securities fraud.

His practice focuses on complex, high - profile litigation, including consumer class actions, financial fraud, business torts, corporate misconduct, automobile defect, food labeling, false advertising, securities fraud and environmental...

In his almost three decades of appellate experience, Jim has represented parties and amici on appeal in matters involving constitutional and civil rights claims, defamation cases, environmental / CEQA, probate disputes, securities fraud, and consumer rights, just to name a few.

He represents clients in federal actions involving conspiracy, bank fraud, aviation fraud, health care fraud, environmental crime, securities fraud, and tax fraud.

In addition to injury and wrongful death cases, the firm represents victims of securities fraud.

Our attorneys have handled several high - profile cases involving white collar criminal activity including bank fraud, securities fraud and tax violations.

Mr. Moreno has acted as lead associate in complex securities fraud class actions under Section 10 (b) of the Exchange Act of 1934 and has defended derivative claims involving California, Nevada, and Delaware corporations.

Because the indictment alleged three objects of the conspiracy — honest - services wire fraud, money - or - property wire fraud, and securities fraud — Skilling's conviction is flawed.

Two appeals are companion Charter cases from Alberta involving appellants charged with securities fraud, and the last, from British Columbia, is a criminal case concerning similar fact evidence.

The trio — former firmwide chairman Steven Davis, former executive director Stephen DiCarmine and former chief financial officer Joel Sanders — were each charged with conspiracy, scheme to defraud, securities fraud under New York's Martin Act, 15 charges of grand larceny and over 30 charges of falsifying business records.

However, the defendants still face charges of conspiracy, scheme to defraud and violation of securities fraud.

Yesterday, the Supreme Court announced that it accepted review of Stoneridge Investment v. Scientific Atlanta, an 8th Circuit decision where the court held that civil liability for damages does not lie against defendants who merely «aid and abet» securities fraud unless those defendants actually made a mistatement.

The article also mentions one lawyer, Mark Alexander, a Dallas attorney, who has outsourced research of certain issues, like securities fraud or breach of contract, to India for $ 60 an hour, thus sparing his clients his $ 395 / hr fee.

As Lyle Denniston discussed in this analysis at SCOTUSBlog, the 5th Circuit threw out a class action against various banks and brokerage firms for transactions related to Enron's defrauding of investors, finding that «the banks and brokerage firms had not engaged in a «deceptive act» under securities fraud law.

Investment banks and law firms that handle corporate transactions will be watching the Supreme Court closely next term as it addresses the question of whether «secondary actors» like law firms, which facilitate fraudulent transactions, can be sued for securities fraud.

Today's legal news was dominated by Bernie Madoff's entry of a guilty plea to eleven charges — including securities fraud, wire fraud, mail fraud, money laundering and making a false filing to the SEC — all tied to his alleged $ 50 billion Ponzi scheme.

In addition, Mr. Kaplan has taught courses on securities fraud at the University of Southern California School of Law.

Successfully defended corporate official in securities fraud prosecution resulting in deferred prosecution agreement.

Mr. Wade has tried complex criminal and civil cases involving antitrust, securities fraud, government contracting fraud, mail fraud, and public corruption.

Representation of Regions Bank in matter involving attempt by plaintiffs to impose securities regulatory obligations on bank account relationship with its business account - holder who allegedly engaged in securities fraud.

White collar crimes include mail fraud, bank fraud, securities fraud, embezzlement, tax crimes, and environmental pollution.

Her experience includes both first - party and third - party insurance disputes involving claims for copyright infringement, misappropriation of likeness / right of publicity, trade disparagement, class action securities fraud, Department of Justice and grand jury investigations, actuarial malpractice, class action predatory lending, class action right - of - way / trespass, class action property and environmental damage, class action toxic tort, personal injury / class action mass tort, insurance broker - agent liability, and reinsurance.

The Klamann Law Firm has successfully handled numerous securities fraud cases on behalf of investors and others against broker - dealer firms, investment advisors, accountants, and other investment professionals.

For example, Mr. Klamann was lead counsel in a commodities churning case which was tried to a $ 700,000 punitive damages verdict, a securities fraud case which produced a seven - figure confession of judgment involving a Real Estate Investment Trust (REIT), a successful consolidated case of more than 140 plaintiff investors in varying combinations of six commercial real estate syndications, several individual securities churning cases, a fraudulent energy conservation limited partnership of 75 investor / plaintiffs, a successful consolidated case involving 124 investors in forty diverse limited partnerships, and a successful case involving scores of investor / plaintiffs in a series of fraudulent oil and gas limited partnerships.

Securities fraud, for instance, can give rise to criminal liability and to civil liability in parallel private actions.

In the last several years, Jim has tried, on behalf of major corporations and their employees, complex criminal and civil cases involving antitrust, securities fraud, government contracting fraud, mail fraud, and public corruption.

Prevailed in motions to dismiss securities fraud and derivative claims against CEO of software company based on allegations of backdated stock options and other accounting irregularities.

At the D&O Diary, Kevin LaCroix, himself an attorney who has clearly read his share of securities fraud complaints, took some time to reflect on the first blush reaction of a non-law blogger to this complaint (PDF) brought against pharma company Medivation.

His recent matters include representing financial institutions in connection with investigations concerning sanctions and anti-money laundering compliance, market manipulation, and securities fraud related issues.

Jurors found Sanders (pictured above) guilty of scheme to defraud, securities fraud and conspiracy, while clearing former Dewey executive director Stephen DiCarmine on the same charges.

He has experience in a variety of litigation matters, including actions involving the fiduciary duties of directors, officers, and controlling stockholders, mergers and acquisitions litigation, securities fraud litigation and other corporate governance disputes.

She represents individuals and corporations in a wide range of matters, including national security law, white collar investigations and prosecution, financial and securities fraud, computer crime, copyright fraud, and professional ethics.

He has represented clients in matters related to Ponzi schemes, securities fraud lawsuits, employment practices violations, construction mishaps and defects, hurricane damage and environmental contamination.

Their return to private practice was applauded by former Assistant United States Attorney and Chief of Major Frauds Section Beong - Soo Kim, now Vice President and Assistant General Counsel for Kaiser Foundation Health Plan, Inc.: «Having had the privilege of supervising them at various points in their careers, I consider each to be a powerhouse in his or her own right — Jim in the area of securities fraud, Maggie with her public corruption cases, and David in the healthcare fraud arena.

Mr. Marx focuses on white collar criminal matters and regulatory enforcement actions, and has considerable experience with investigations and prosecutions involving healthcare fraud, securities fraud, commercial bribery, accounting improprieties, research misconduct, export violations, antitrust violations and conflicts - of - interest.

Mr. Chang regularly advises clients concerning investment disputes and also has extensive experience representing clients in U.S. courts at the trial and appellate levels in connection with securities fraud, complex commercial and professional liability litigations.

«Could SCOTUS securities fraud ruling help white - collar defendants?