Sentences with phrase «securities fraud action»

Representation of hedge fund general partner and investment manager in securities fraud action brought by investor (D. Del.) and in SEC enforcement action brought under Securities Act § 8A, Exchange Act § 21C, Investment Advisers Act § 203 (e)--(f), and Investment Company Act § 9 (b)

Lead counsel for investor in a toy company sued in federal court in a class action securities fraud action under Rule 10b - 5 for alleged insider trading

Defended bank securities fraud action representing the bank and also coordinating the joint defense for all of the officers and directors who were sued on 10b - 5 grounds.

Obtained restitution in NASD securities fraud action on behalf of internationally renowned actors.

Currently representing a director of a public company in a federal securities fraud action pending in the Northern District of Illinois, arising out of the sale of an insurance company.

Rigrodsky & Long, P.A., with offices in Wilmington, Delaware, Garden City, New York, and San Francisco, California, has recovered hundreds of millions of dollars on behalf of investors and achieved substantial corporate governance reforms in numerous cases nationwide, including federal securities fraud actions, shareholder class actions, and shareholder derivative actions.

We are currently advancing this approach on behalf of a multitude of foreign and domestic public and private pension funds, limited partnerships, and investment trusts in securities fraud actions against BP plc relating to the Deepwater Horizon oil spill in 2010.

«With a proven track record in shareholder derivative suits and securities fraud actions and an intimate knowledge of the appellate courts across Texas and the Texas Supreme Court, Andrew will be a strong asset to our firm and clients,» said Michael Forshey, managing partner of the Squire Patton Boggs Dallas office.

Olivia also advises organizations on civil securities fraud actions and commercial disputes.

Mr. Lechtzin is a shareholder in the Securities Department and has extensive experience representing individual and institutional shareholders, including public pension funds, in federal securities fraud actions.

Not exact matches

The Briscoe Law Firm, PLLC is a full service business litigation and shareholder rights advocacy firm with more than 20 years of experience in complex litigation matters, including claims of investor and stockholder fraud, shareholder derivative suits, and securities class actions.

Collectively and individually, state securities regulators enforce state securities laws by investigating suspected investment fraud, and, where warranted, pursuing enforcement actions.

It will call on the departments of Labor, Justice, Homeland Security and State to take action to crack down on what the official called «fraud and abuse» in the U.S. immigration system to protect American workers.

He represents clients in securities cases, derivative actions, consumer fraud and complex commercial matters.

Tezos co-founders Arthur and Kathleen Breitman are reportedly hoping to use money raised in the company's token offering to pay their legal bills as they defend themselves against class - action lawsuits alleging fraud and the sale of unregistered securities.

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The crackdown on PlexCoin represents the first decisive action taken by the security regulator's new cyber fraud unit, but is part of a much wider agenda to regulate ICOs.

Mr. Gross came to Pomerantz in 1976 and, for nearly thirty years, has litigated securities fraud and derivative actions.

Former Managing Partner Marc Gross has over thirty years» experience litigating securities fraud and derivative actions, is a Vice President of the Institute of Law and Economic Policy, and frequently speaks at educational and legal forums on issues affecting shareholders.

Those cases include decisions addressing the jurisdiction of the SEC, the CFTC and bank regulators over newly created derivatives and other financial instruments; the scope of the definition of a «security»; the availability of private damage actions; extraterritorial application of U.S. securities and futures laws; the standards of liability for fraud and manipulation; electronic trading markets; and the scope of fiduciary obligations of brokerage firms and banks.

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Currently, New York law blocks organizations or individuals from being able to sue banks for securities fraud, and only allows legal action against them to be taken by the State Attorney General's office, union officials said.

They cited three previous cases where courts ruled such questions are «relevant and probative» when they concern a defendant's actions in the context of a securities fraud prosecution, including that of pharmaceutical executive Martin Shkreli, whom Agnifilo represented.

Asked about the timing of the SEC action during an interview Monday on CNBC, Spitzer, who prosecuted securities fraud as the state's attorney general, said that «there's no question the SEC is desperate to prove that it can enforce the law, desperate to bring in the great white whale.»

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7) A due - on - demand clause - The exceptions are if: a) There is material misrepresentation or fraud by the borrower in connection with the loan; b) The borrower fails to meet the terms of repayment in the agreement; or c) There is any action by the borrower that negatively affects the creditor's security.

Levi & Korsinsky has expertise in prosecuting investor securities litigation and extensive experience in actions involving financial fraud and represents investors throughout the nation, concentrating its practice in securities and shareholder litigation.

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In February, three weeks after Exxon filed its legal action in Texas, the Competitive Enterprise Institute filed a petition with the U.S. Securities and Exchange Commission urging the SEC to investigate the cities and counties suing Exxon for bond fraud.

California Atty. Gen. Kamala D. Harris is investigating whether Exxon Mobil Corp. repeatedly lied to the public and its shareholders about the risk to its business from climate change — and whether such actions could amount to securities fraud and violations of environmental laws.

Ademi & O'Reilly is a leading securities class action law firm based in Wisconsin that represents classes of investors in securities fraud, mergers & acquisitions, and shareholder derivative litigation.

We fight for the rights of those who are the victims of personal injury, wrongful death, slip and fall, dog and other animal bites, car accidents, tractor trailer accidents, pedestrian injuries, medical malpractice claims, drug claims, healthcare injuries, nursing home abuse and neglect, Workmen's Compensation, Social Security disability, defective product / product liability, and consumer class action causes / consumer fraud.

Ed defends clients in litigation related to his white collar defense practice, including antitrust, securities and consumer fraud, class action litigation, and litigation arising under the False Claims Act.

Lead counsel for a public healthcare company and its CEO in defense of a securities fraud class action and related shareholder derivative suit.

Laura has successfully argued a motion to dismiss a federal securities fraud class action, examined the expert witness and conducted the post-trial argument on evidentiary and valuation issues in an appraisal action in Delaware Chancery Court, and obtained a favorable federal jury verdict after a multi-day prisoner civil rights trial.

Later, when I joined Schulte Roth & Zabel, I focused my practice on representing hedge funds, publicly listed companies, and private clients, as both subjects and victims in criminal and regulatory investigations on the state and federal level, and in a variety of state and federal litigation arising from commercial and investment disputes, including claims of fraud, securities class actions, and derivative actions.

We represent clients on both sides of the docket in securities fraud class actions, merger and acquisition (M&A) litigation and corporate governance litigation.

These agencies investigate and file civil regulatory actions involving violations ranging from unregistered offerings to securities fraud.

During his 21 - year legal career, Mr. Goldberg has litigated hundreds of cases in federal and state courts throughout the United States involving claims of retaliation, discrimination, wrongful termination, fraud, defamation, breach of fiduciary duty, and breach of contract, as well as commercial contract disputes, civil RICO, ERISA, trade secrets and restrictive covenants, corporate governance disputes, minority shareholder disputes, partnership disputes, Madoff counseling and defense, advancement and indemnification proceedings, whistleblower actions (SOX and CEPA), executive compensation counseling, litigation, and arbitration, international litigation and arbitration, antitrust litigation and arbitration, products liability litigation, environmental and toxic tort litigation, and securities fraud.

Operated by Stanford Law School, the Securities Class Action Clearinghouse provides detailed and timely information about securities fraud litigation for use by the legal community, investors and Securities Class Action Clearinghouse provides detailed and timely information about securities fraud litigation for use by the legal community, investors and securities fraud litigation for use by the legal community, investors and the media.

Mr. Marx focuses on white collar criminal matters and regulatory enforcement actions, and has considerable experience with investigations and prosecutions involving healthcare fraud, securities fraud, commercial bribery, accounting improprieties, research misconduct, export violations, antitrust violations and conflicts - of - interest.

He has experience in a variety of litigation matters, including actions involving the fiduciary duties of directors, officers, and controlling stockholders, mergers and acquisitions litigation, securities fraud litigation and other corporate governance disputes.

Securities fraud, for instance, can give rise to criminal liability and to civil liability in parallel private actions.

Her experience includes both first - party and third - party insurance disputes involving claims for copyright infringement, misappropriation of likeness / right of publicity, trade disparagement, class action securities fraud, Department of Justice and grand jury investigations, actuarial malpractice, class action predatory lending, class action right - of - way / trespass, class action property and environmental damage, class action toxic tort, personal injury / class action mass tort, insurance broker - agent liability, and reinsurance.

As Lyle Denniston discussed in this analysis at SCOTUSBlog, the 5th Circuit threw out a class action against various banks and brokerage firms for transactions related to Enron's defrauding of investors, finding that «the banks and brokerage firms had not engaged in a «deceptive act» under securities fraud law.

We agree with the Attorney General that the purpose of the Martin Act is not impaired by private common - law actions that have a legal basis independent of the statute because proceedings by the Attorney General and private actions further the same goal — combating fraud and deception in securities transactions.

Mr. Moreno has acted as lead associate in complex securities fraud class actions under Section 10 (b) of the Exchange Act of 1934 and has defended derivative claims involving California, Nevada, and Delaware corporations.

Class Actions: Robb is also Co-Chair of the Firm's Class Action Practice and has successfully defended, among others, several consumer fraud and securities class actions in some of the nation's most plaintiff - friendly jurisdiActions: Robb is also Co-Chair of the Firm's Class Action Practice and has successfully defended, among others, several consumer fraud and securities class actions in some of the nation's most plaintiff - friendly jurisdiactions in some of the nation's most plaintiff - friendly jurisdictions.

Willie has prosecuted and defended claims involving breach of contract, tortious interference, state and federal antitrust, common law and statutory fraud, misappropriation of trade secrets, negligent misrepresentation, business disparagement, state and federal securities actions, product liability, nuisance, trespass, conversion, insurance coverage, corporate governance, breach of fiduciary duty, shareholder oppression, and qui tam.