Sentences with phrase «securities fraud count»

Not exact matches

Gery Shalon, Joshua Samuel Aaron and Ziv Orenstein were charged in a 23 - count indictment over crimes including computer hacking, securities fraud, wire fraud, identity theft, illegal Internet gambling and conspiring to commit money laundering.

He was convicted of two counts of securities fraud and one count of conspiracy to commit securities fraud — although the jury acquitted him of five other counts.

He pleaded guilty to one count of securities fraud and one count of wire fraud, according to a statement from the US Attorney Preet Bharara.

«CASPERSEN, 39, pled guilty to one count of securities fraud and one count of wire fraud.

CASPERSEN pled guilty to one count of securities fraud and one count of wire fraud before U.S. District Judge Jed S. Rakoff.

SAC has been charged with four counts of securities fraud and one count of wire fraud, according to the 41 - page sealed indictment, which has been posted by Reuters.

Joseph «Chip» Skowron III, a former FrontPoint portfolio manager, plead guilty today to a single count of conspiracy to commit securities fraud and to obstruct a SEC investigation.

Jacob «Kobi» Alexander Former CEO Comverse Technology Charges: In 2007, Alexander was indicted on 35 counts of conspiracy, securities fraud and money laundering in connection with backdating stock options.

The Stamford, Connecticut - based hedge fund and three of its subsidiaries were charged with four counts of securities fraud and one count of wire fraud, according to the indictment.

The charges include two counts of fraud in connection with the sale of securities; first - degree financial exploitation of the elderly; sale of unregistered securities; sale of securities by an unregistered agent; two counts of first - degree insurance fraud; and two counts of first - degree theft of property.

Michael Scronic of Pound Ridge, 46, pleaded guilty to one count of securities fraud, which carries a maximum sentence of 20 years in prison.

Don't count on the Securities and Exchange Commission or your state securities office to protect you agaiSecurities and Exchange Commission or your state securities office to protect you agaisecurities office to protect you against fraud.

On Friday, August 4, 2017, a federal court jury in Brooklyn, New York, found Martin Shkreli, former CEO of biopharmaceutical company Retrophin, guilty on three of eight counts of securities fraud.

Rob Olan and Ted Huber, partners at Deerfield Management who are on leave, were convicted of counts including wire fraud, securities fraud and conversion of government property, as was David Blaszczak, founder of political consulting firm Precipio Health Strategies.

Martin Shkreli, who became famous a couple years ago for price gouging an AIDS drug, was found guilty by a Brooklyn jury on two counts of securities fraud and a count of conspiracy.

Mangano also is fighting extortion and conspiracy to obstruct justice charges, and Venditto additionally is charged with securities fraud and 19 counts of wire fraud related to securities offerings.

WHITE PLAINS — Former Ramapo Town Supervisor Christopher St. Lawrence was officially sentenced Thursday after he was convicted of several counts of wire fraud, securities fraud, and conspiracy.

Former Ramapo Supervisor Christopher St. Lawrence was sentenced Wednesday after being convicted in May by a White Plains federal court jury of 20 counts of conspiracy, securities fraud and wire fraud.

The former Ramapo town supervisor for 16 years was found guilty of 20 out of 22 counts of securities fraud, wire fraud, and conspiracy for inflating the town's assets in order to swindle investors to build Rockland Boulder Stadium in May.

Morris and Loglisci have been charged in a separate 123 - count indictment with, among other counts, enterprise corruption, securities fraud, grand larceny, bribery and money laundering, Cuomo said.

St. Lawrence currently faces a 22 - count indictment charging him with committing wire fraud, securities fraud and conspiracy.

A federal jury Friday found former Ramapo Town Supervisor Christopher St. Lawrence guilty of 20 of 22 counts of conspiracy, securities fraud and wire fraud in connection with municipal bonds issued by the town and the Ramapo Local Development Corporation.

Venditto additionally is charged with securities fraud and 19 counts of wire fraud related to securities offerings.

One of the counts reads: «That you Dr. Raymond Dokpesi and Daar Investment and Holding Company Limited between October 2014 and March 19, 2015 in Abuja, conducted procurement fraud by means of fraudulent and corrupt act, to wit: receipt of payment into the account of Daar Investment and Holding Company Limited with First Bank of Nigeria Plc of public funds in the sum of N2, 120,000,000 from the account of the office of National Security Adviser (NSA) with the Central Bank of Nigeria for the funding of media activities for the 2015 presidential election campaign for the People's Democratic Party (PDP) and you thereby committed an offence contrary to section 58 (4)(b) of the Public Procurement Act, 2007 and punishable under Section 58 (6) & (7) of the same Act».

His biggest victory was the conviction of Raj Rajaratnam, the billionaire co-founder of the Galleon Group, a massive hedge fund, on 14 counts of securities fraud and conspiracy.

Morris has agreed to plead guilty to a single count of felony securities fraud.

Specifically, Shkreli was accused of eight counts of securities wire fraud linked to his behavior at two hedge funds and at a previous biopharma company he led, Retrophin Pharmaceuticals.

Mr. Romain also successfully represented the former Chairman and CEO of Fannie Mae against securities fraud claims in which the plaintiff sought more than $ 2 billion in damages, and the court awarded his client summary judgment on all counts.

Winning acquittal on all counts for a Bear Stearns officer in a securities fraud insider trading and conspiracy trial in New York

Bitconnect has been accused of twelve counts of criminal and civil violations including fraud, offering unregistered securities, rescission of contract with the plaintiffs, deceptive and unfair trade practices among others.

Forbes and Shelton now face six charges: conspiracy, securities fraud, wire fraud, making a false statement in a Securities and Exchange Commission report, and two counts of msecurities fraud, wire fraud, making a false statement in a Securities and Exchange Commission report, and two counts of mSecurities and Exchange Commission report, and two counts of mail fraud.