Sentences with phrase «securities fraud investigations»

Charlie has obtained decisions from the Criminal Division of the Department of Justice, and the U.S. Securities and Exchange Commission, to decline prosecution and / or the commencement of enforcement action in securities fraud investigations of numerous clients.

In addition, while at the Fraud Section, Mr. Safwat served on several complex securities fraud investigations of individuals and entities in the financial services industry, including matters involving alleged accounting fraud relating to complex derivative instruments and special purpose entities.

Her work includes cases arising from alleged violations of the Internal Revenue Code, the Foreign Corrupt Practices Act (FCPA), and the Bank Secrecy Act and criminal securities fraud investigations.

Cohen founded SAC Capital but had to exit the business of managing outside money at the end of 2013 after a series of securities fraud investigations.

A securities fraud investigation begun by then - attorney general Eliot Spitzer forced Greenberg out of the chairmanship of the American International Group in 2005.

Not exact matches

Joseph «Chip» Skowron III, a former FrontPoint portfolio manager, plead guilty today to a single count of conspiracy to commit securities fraud and to obstruct a SEC investigation.

Official documentation released April 10 by the Texas State Securities Board (TSSB) outlines findings from 32 Enforcement Division investigations into cryptocurrency - related companies for possible fraud, which spanned a four - week period starting December 18, 2017.

This month, the U.S. Securities and Exchange Commission accused the Chinese affiliates of five major accounting firms of impeding fraud investigations of nine companies by failing to hand over documents.

By using the Website you acknowledge and agree that Non-GMO Project may access, preserve, and disclose your Account Information and any Posted Content associated with that Account if required to do so by law or in a good - faith belief that such access preservation or disclosure is reasonably necessary to: (a) satisfy any applicable law, regulation, legal process or governmental request, (b) enforce this Agreement, including the investigation of potential violations thereof, (c) detect, prevent, or otherwise address fraud, security or technical issues (including, without limitation, the filtering of spam), (d) respond to user support requests, or (e) protect the rights, property or safety of Non-GMO Project, its users and the public.

We also reserve the right to access, read, preserve, and disclose any information as we reasonably believe is necessary to (i) satisfy any applicable law, regulation, legal process or governmental request, (ii) enforce the Terms, including investigation of potential violations hereof, (iii) detect, prevent, or otherwise address fraud, security or technical issues, (iv) respond to user support requests, or (v) protect the rights, property or safety of fanatix, its users and the public.

That this House notes the improved security of ballots in Northern Ireland following implementation of the Electoral Fraud (Northern Ireland) Act 2002 which has also resulted in increased levels of voter registration; further notes the successful prosecutions for electoral fraud in Slough, Peterborough and Birmingham; further notes the 2007 Council of Europe investigation into electoral fraud in the UK and the recent report entitled Purity of Elections in the UK: Causes for Concern, published by the Joseph Rowntree Reform Trust Ltd which highlights how vulnerable the electoral system is to electoral fraud; and calls on the Government to improve electoral security across the rest of the UK.

If your investigation turns up anything suspicious — for instance, someone trying to obtain credit in your name — contact all three credit bureaus to alert them about the fraud and ask them to put a temporary security alert on your information that will tell creditors to take extra steps to verify your identity if credit is requested.

Recently, the Federal Bureau of Investigation (FBI) arrested an Israeli national & binary options CEO as she landed in JFK airport on alleged charges of wire fraud, securities fraud and conspiracy to commit wire fraud, carrying up to 40 years in a federal prison.

Under no circumstances will the sites or the Chopra parties be liable to you for any loss or damages of any kind that are directly or indirectly related to the sites, the materials in the sites, the downloadable items, user content, your use or inability to use, or the performance of the sites, any action taken in connection with an investigation by the sites or law enforcement authorities regarding your use of the sites, and action taken in connection with copyright or other intellectual property owners, any errors or omission in the sites, technical operation, or any damage to any users computer, hardware, software, wireless devices, cellular phone, modem or other equipment or technology, including without limitation damage from any security breach or from any virus, bugs, tampering, fraud, scam, error, omission, interruption, defect, delay in operation or transmission, computer line or network failure or any other technical or other malfunction, even if foreseeable or even if the sites or Chopra parties have been advised of or should have known of the possibility of such damages, whether in an action of contract, negligence, strict liability or tort.

accounting and audit, safety and security, fraud prevention and investigation, and systems testing, development and maintenance;

Meanwhile, lawmakers, presidential candidates, climate scientists and environmentalists increasingly are calling for federal investigations of Exxon under racketeering and securities fraud statutes.

Next: Trump disbands voter fraud commission, says Homeland Security will take over investigation

Key areas involve advising on and carrying out investigations relating to corporate collapse, corruption, sanctions, money laundering, terrorist financing, extradition, information security and fraud issues.

His experience includes representing clients in investigations of securities and other financial fraud, insurance fraud and criminal antitrust violations.

While there, Muthyala directed grand jury investigations and prosecuted white - collar cases involving securities fraud, public corruption, bank fraud, money laundering, perjury, and other crimes.

Later, when I joined Schulte Roth & Zabel, I focused my practice on representing hedge funds, publicly listed companies, and private clients, as both subjects and victims in criminal and regulatory investigations on the state and federal level, and in a variety of state and federal litigation arising from commercial and investment disputes, including claims of fraud, securities class actions, and derivative actions.

Government Enforcement & Compliance: representation of companies and individuals in government and internal investigations involving healthcare fraud, securities fraud and other civil and criminal regulatory matters.

She has experience in handling investigations and prosecutions brought under a wide variety of federal criminal statutes, including banking fraud, health care fraud, bitcoin schemes, computer crimes, securities fraud, mail and wire fraud schemes, Ponzi schemes, insider trading, government contracting fraud, commercial bribery, Anti-Money-Laundering violations, and conspiracy offenses.

He was convicted of fraud and insider trading in Ontario and New York following a joint investigation by the RCMP, the Ontario Securities Commission, the United States Securities and Exchange Commission, and the FBI, and was sentenced to 39 months in jail by an Ontario judge in January 2010.

One of the less discussed consequences of Brexit is the potential loss of cooperation with different branches of the EU security network which help to combat fraud: national and EU - wide regulators and criminal investigation agencies.

In addition, Mr. Cloherty represents businesses and individuals in enforcement matters and government investigations stemming from health care, securities, and mail and bank fraud allegations.

Mr. Marx focuses on white collar criminal matters and regulatory enforcement actions, and has considerable experience with investigations and prosecutions involving healthcare fraud, securities fraud, commercial bribery, accounting improprieties, research misconduct, export violations, antitrust violations and conflicts - of - interest.

She represents individuals and corporations in a wide range of matters, including national security law, white collar investigations and prosecution, financial and securities fraud, computer crime, copyright fraud, and professional ethics.

Kyle focuses on multi-jurisdictional regulatory and criminal securities, anti-corruption, fraud and accounting investigations, as well as trade and sanctions issues involving multinational and major regional corporates.

His recent matters include representing financial institutions in connection with investigations concerning sanctions and anti-money laundering compliance, market manipulation, and securities fraud related issues.

Our Firm has handled a variety of fraud investigations conducted by the DOJ and the Securities Exchange Commission (SEC), with unique experience representing financial institutions and their officers and directors in regulatory, securities, and other transactionaSecurities Exchange Commission (SEC), with unique experience representing financial institutions and their officers and directors in regulatory, securities, and other transactionasecurities, and other transactional matters.

Her experience includes both first - party and third - party insurance disputes involving claims for copyright infringement, misappropriation of likeness / right of publicity, trade disparagement, class action securities fraud, Department of Justice and grand jury investigations, actuarial malpractice, class action predatory lending, class action right - of - way / trespass, class action property and environmental damage, class action toxic tort, personal injury / class action mass tort, insurance broker - agent liability, and reinsurance.

The recent case of Re Madoff Securities International is welcome in that it confirms the availability and application of the various exempting provisions under the UK Data Protection Act 1998 in the litigation context — at least in fraud investigations.

She has represented corporations, executives, and other individuals in government and internal investigations, criminal proceedings, and civil litigation involving allegations of securities and accounting fraud, antitrust violations, and breach of fiduciary duty.

With extensive knowledge in a variety of white collar defense matters, and an emphasis on health care and securities enforcement, Mateja joins the firm's national White Collar Defense & Government Investigations Practice Group, and will also focus heavily on health care fraud and abuse matters.

He specialises in dispute resolution and regulatory work in the financial services sector, including breach of mandate and conversion claims, security enforcement disputes, commercial fraud, asset and sales finance disputes, investigations and contentious regulatory work.

He oversaw the investigation and litigation of major criminal and civil matters concerning government procurement, healthcare fraud, securities fraud, national security, international corruption, economic sanctions, money laundering and structuring, and cybersecurity.

Representations include investigations into violations of the Foreign Corrupt Practices Act, money laundering and securities regulatory abuses including insider trading and market manipulation, financial reporting fraud and financial defalcation.

Areas of particular focus include congressional investigations, FCPA enforcement, securities fraud, misuse and abuse of authority, and fraud involving government programs and resources.

We represent clients involved in SEC, FBI and other regulatory investigations involving alleged securities fraud.

He has frequently represented clients in class actions and multidistrict litigation of antitrust, unfair competition, wage and hour and securities fraud claims, numerous corporate and partnership control disputes representing both majority and minority interests, commercial contract disputes for a wide variety of business clients in the United States and abroad, and conducting internal corporate investigations.

Howell's practice focuses on the representation of clients in high - stakes government investigations and enforcement actions involving alleged securities and accounting fraud, healthcare billing and recordkeeping improprieties, bribery and corruption, and violations of the Civil False Claims Act.

Investigations have concerned allegations of: securities, accounting, tax and other frauds; insider trading; corrupt payments; financial reporting and disclosure improprieties; noncompliance with professional and regulatory standards; environmental crimes; pretexting; anti-money laundering violations; and discriminatory conduct.

Defended numerous clients in responding to Alberta Securities Commission investigations, and in defending Securities Act charges, including complex fraud allegations

His areas of expertise include white - collar crime and securities enforcement — including anti-corruption investigations, fiscal fraud investigations, compliance counselling and complex business litigation.

Federal crimes such as bank robbery, kidnapping, health care fraud, mortgage fraud, insurance and securities fraud, and child pornography possession are often the result of long - term investigations that involve multiple interviews and searches.

He has conducted a wide array of internal investigations and company inquiries, including cases alleging insider trading, stock options backdating, securities fraud, accounting irregularities, antitrust violations, public corruption, FCPA and other corporate and individual wrongdoing.

The firm comprises a deep bench of talented lawyers with particular strength representing individuals in government and regulatory investigations involving securities, tax fraud and antitrust issues among others.»

Many investigations we handle involve alleged securities fraud, benchmark interest - rate manipulation, bribery, money - laundering, breaches of environment law and anti-competitive behaviour.

We have represented clients in SEC, FBI and other regulatory investigations involving alleged securities fraud.