Sentences with phrase «securities held in»

We publish a listing of securities held in each Fund as of the most recent calendar - quarter end, with a 30 - or 60 - day lag depending on the portfolio.

Accounts approved for options trading can buy and sell calls or puts or write (sell) covered calls on securities held in the account.

(Other money market funds must compute a net asset value based on the value of the securities held in the funds.)

The Firm reviews the securities held in its Discretionary Accounts on a regular basis to confirm that the Finn receives copies of all proxy solicitation materials concerning such securities.

Valuing the securities held in a fund's portfolio is often the most difficult part of calculating net asset value.

If the Firm is considering voting a proxy, it reviews all proxy solicitation materials it receives concerning securities held in a Discretionary Account.

The fund manager decides when to buy or sell the securities held in the mutual fund.

Liquidate any transferable securities, or to the extent permitted by law, any Restricted Securities held in your Margin Account, or any other Account in which you have an interest, to satisfy the debit balance secured by the Restricted Securities.

Buying power consists of your money available to trade, plus the amount that can be borrowed against securities held in your margin account.

To comply with regulations on margin investing, you must maintain a certain amount of equity in your margin account at all times, depending on the securities held in the account.

Types of dividends that are ineligible for this program include those from securities held in your name outside your account, optional dividends, and certain special dividends.

Generally, as interest rates rise, the value of the securities held in the fund will decline.

Securities held in an Account at Capital One Investing, LLC may be liquidated to cover any indebtedness to us.

The securities held in these commingled funds are held in trust and they are not assets of BlackRock, nor can they be used to meet the financial obligations of BlackRock.

If you hold a self - directed Registered Retirement Savings Plan (RRSP) account at a broker like TD Direct Investing or Scotia iTrade that still does not offer the ability to segregate USD - denominated securities held in RRSP accounts from securities denominated in Canadian Dollars, you are incurring a cost when dividends are paid into your account.

However, U.S. securities held in an RRSP are exempt from withholding taxes, thanks to a tax treaty between the two countries.

Then those funds will be invested in securities held in the strategies that make up your Personalized Portfolio.

Fool Wealth's Personalized Portfolios are composed of actively managed, individual securities held in a brokerage account at Interactive Brokers, our exclusive custodian.

At least 80 % of the fund's assets will be invested in U.S. Treasury securities held in the index.

Quicken isn't too bad, but the interface is baroque, the upgrades are pricey, and you have to jump through hoops to have it represent U.S. dollar securities held in Canadian denominated accounts.

A margin account allows you to borrow some of the market value of the securities held in your account to purchase other investments.

If your account goes into margin deficiency (a «margin call»), we have the right to sell or buy back all or a portion of any securities held in the account to cover the shortfall.

The value of all securities held in margin, minus the amount of in - the - money covered options and margin debt (if any) in the account

This balance includes both core and other Fidelity money market funds held in the account as well as the amount available to borrow generated from securities held in margin.

A brokerage term for securities held in the name of the broker, rather than in the name of the person who purchased them.

Templeton Foreign Smaller Companies Fund (FINEX), Templeton Global Balanced Fund (TAGBX) and Templeton Global Opportunities Trust (TEGOX) have each added the ability to «sell (write) exchange traded and over-the-counter equity put and call options on individual securities held in its portfolio in an amount up to 10 % of its net assets to generate additional income for the Fund.»

If the tax - exempt fund in which you invested earned short - or long - term capital gains from the sale of securities held in the fund's portfolio, the fund is required to distribute these capital gains in addition to its regular tax - exempt dividends.

Securities held in passive funds, by definition, don't trade very much, and so they don't affect the price much, even if they comprise a significant fraction of the security's float.

You can also transfer securities held in a brokerage IRA at another financial institution into a Vanguard Brokerage IRA.

Debt held by government accounts or intragovernmental debt, such as non-marketable Treasury securities held in accounts administered by the federal government that are owed to program beneficiaries, such as the Social Security Trust Fund.

In the event that a Danish bank (including Saxo Bank) is unable to return securities held in safe - custody, administered or managed, the Guarantee Fund will cover with up to EUR 20,000 per client.

Portfolio holdings represent only securities held in the U.S. domiciled Oakmark Funds and may not be representative of any other portfolio managed by Harris Associates L.P.

By writing options on the securities held in the portfolio, PBP adds income from call premiums at the expense of upside, so returns have differed greatly from those of our benchmark.

Most funds sold to institutions need to report a lower NAV if the securities held in the portfolio dip temporarily.

A line of credit is setup where the securities held in your portfolio act as the collateral, like how your homes equity is the collateral in a home equity line of credit.

You can also transfer securities held in a brokerage IRA at another financial institution into a Vanguard Brokerage IRA.

The market values of securities held in the portfolio will go up or down, sometimes rapidly or unpredictably.

The Bank has been collecting data on this market for some time, using various market sources and cross-checking with securities held in Austraclear, the main depository for private sector securities.

8 When the Desk conducts a reverse repo transaction, it sells securities held in the System Open Market Account (SOMA) under an agreement to repurchase the securities at a predetermined price.

Step 3: Fed Chairman Ben Bernanke testifies to the House Financial Services Committee on February 10, 2010 that «I currently do not anticipate that the Federal Reserve will sell any of its security holdings in the near term.

I currently do not anticipate that the Federal Reserve will sell any of its security holdings in the near term.

Security holdings in the fund can vary significantly from broad market indexes.

Second, an investor creates an ETF when he assembles a variety of security holdings in a portfolio.

The second person named in the registration of a security held in TreasuryDirect.

Divesting of all direct securities holdings in fossil fuel companies within the next five years; 3.

Not exact matches

In March, 2011, the President signed an executive order that would «create a formal system of indefinite detention for those held at the U.S. military prison at Guantanamo Bay, Cuba, who continue to pose a significant threat to national security,» commented The Washington Post.

And there are security concerns as well — a software bug recently exposed millions of dollars of funds held in an Ethereum application.

Fortune ran numbers to calculate how much extra revenue the U.S. would need to raise, over the next decade, if it lowered the rate of growth in Social Security by one percentage point, reduced increases in Medicare, Medicaid, and other health care spending by a proportional amount, and held discretionary spending below growth in GDP (albeit from the higher base established by the new laws).

People with investments in stocks, bonds and other securities can donate those that have appreciated in value that they've held for at least one year, resulting in significant income - tax savings.

The senators said that despite the administration downplaying his role, Icahn has disclosed to the Securities and Exchange Commission (SEC) that he was a special adviser, meaning it is important to shareholders of the companies in which he holds stakes in.