Sentences with phrase «securities regulation»

Securities regulation is determined at the provincial level, making densely - populated Ontario's regulator one of the most powerful.

Initial offerings of digital currency and similar instruments can raise fundamental issues about the scope of securities regulation, at the same time that they present significant investor protection issues.»

When asked how securities regulation might affect certain types of Ethereum contracts, Buterin explained that the most interesting legal challenges will revolve around decentralized autonomous corporations (DACs).

Speaking before the Practicing Law Institute's Institute on Securities Regulation in New York today, Chairman Jay Clayton described the market as opaque and vulnerable to manipulation.

FAIR Canada's mission is to be a national voice for investors in securities regulation and a catalyst for enhancing the rights of Canadian shareholders and individual investors.

If we want better securities regulation, a prosecutor is probably the wrong choice to head the SEC.

She was also a member of the Business Law Agenda Stakeholder Panel, an expert group whose recommendations led to the creation of the council in 2016, and acted for the Securities Advisory Committee to the Ontario Securities Commission and was part of a team who advised the Canadian securities regulators on the reformulation of securities regulation.

Mark Chandler, the general counsel of Cisco, gave a speech last week at the Northwestern School of Law's 34th Annual Securities Regulation Institute.

However, with scarce resources and lacking full - time staff, those investor and consumer rights organizations do not have the ability to effectively represent the interests of retail investors in all aspects of securities regulation.

Firm chair Brad Karp and litigation co-chair Ted Wells will participate in panel discussions at the Practising Law Institute's 49th Annual Institute on Securities Regulation.

As a principal author of the Uniform Electronic Commerce Act, I hasten to point out that Professor Geist mentions it as a good example of respecting and acting within interlocking responsibilities, not as something that is potentially unconstitutional in the light of the Securities regulation reference.

The problem with Canada, as illustrated through various issues from internal trade barriers to the securities regulation system, is that nine or more regulators have responsibility for governing lawyers and not all are in step — and likely never will be.

While he is and will have a great impact on securities regulation in this country, he did not officially meet the list's criteria of being a lawyer.

It is clear that only a national regulator can reflect today's capital markets, offer effective responses to systemic risks, effectively enforce securities regulation and represent Canada's interests abroad.

Walton v. Alberta Securities Commission et al. 2014 ABCA 273 Securities Regulation Summary: The Alberta Securities Commission, in a decision reported as Re Holtby, 2013 ABASC 45, found G. Walton, B. Holtby, Burdeyney, Randy Kowalchuk and Shepert (the appellants) culpable of insider... [more]

His book on Canadian Securities Regulation has gone through four editions.

Waitzer says in - house lawyers should participate in the OSC's consultation process to help steer the regulator in its efforts to improve securities regulation.

For many students including myself, this may mean taking a statute - based course such as securities regulation or being part of an experiential clinical program.

An article written by Daniel Halston, Timothy Perla and Andrew Dulberg, appearing in Securities Regulation & Law Report, 43 SRLR 734.

Named to The Best Lawyers in America in the areas of administrative / regulatory law, securities regulation and litigation — securities law (2007 - 2018)

Listed in The Best Lawyers in America (Woodward White, Inc.), 2003 - 2015 in the practice areas of Corporate Governance Law, Corporate Law, Leveraged Buyouts and Private Equity Law, Mergers & Acquisitions Law, Securities Regulation

Steve Thel Maurice I. Wormser Professorship Established in 2002 Professor Thel focuses on the areas of contracts, corporate law, investment management, and securities regulation.

Beyond that, these restrictive procedural developments work against the effectiveness of private litigation to enforce various public policies involving such matters as civil rights, antitrust, employment discrimination, and securities regulation.

CIGI monitors issues of financial governance and securities regulation, tracks the response of central banks and examines improvements to frameworks to manage severe sovereign debt crises.

While commentators are heralding the decision as landmark, its importance may lie less in the line it draws for parties battling class certification and more in what it signals for a much broader issue in securities regulation.

«Taking Stock: Securities Regulation and the Division of Powers» (1999) 22 (2) Dalhousie Law Journal 250 - 91 (with Eric Ward).

Bloomberg BNA publishes the following newsletters with accompanying e-alerts: World Securities Law Report (a recent issue includes an article in the cross-border securities regulation section discussed the Ontario Securities Commission's new «serious offenses» unit for criminally prosecuting securities fraud); World Data Protection Report; World Intellectual Property Report; and the World Communications Regulation Report.

on Securities Regulation Reference Case Materials Available on Supreme Court of Canada Website

In 1973, he was a lecturer in Securities Regulation at the University of Kansas Law School.

Areas of focus within financial services law include securities regulation and transactions; futures, derivative, and swap regulations and transactions; banking regulation and transactions; and investment advisor regulation.

Securities Regulation Including status questions under the Securities Act, Securities Exchange Act and Investment Company Act of 1940 (1940 Act); 1940 Act regulation of separate accounts and mutual funds that serve as underlying investment vehicles for insurance products; and compliance with the federal and state securities laws, including the Sarbanes - Oxley Act.

As I discussed in my first post, a litigation finance contract may qualify as an «investment contract» subject to a federal securities regulation.

Thompson Hine cordially invites you to one of the firm's viewing sites for PLI's annual conference on securities regulation and corporate governance that brings together leading securities and corporate legal experts to deliver practical information, insights, real - world strategies and solutions to the many challenges facing clients today.

The current litigation finance marketplace probably does not implicate this aspect of securities regulation because litigation finance contracts are generally private transactions, subject to exemption under § 4 (a)(2) of the Act and / or Rule 506 promulgated thereunder.

The Corporate Law Society is committed to promoting the study of corporate law and to preparing its members for successful careers in practice areas such as business planning, financial services, securities regulation, real estate, and tax law.

I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.

Our next subject matter for the research canons project is Securities Regulation.

Corporate Law Employee Benefits (ERISA) Law Mergers & Acquisitions Law Securities / Capital Markets Law Securities Regulation

January 24, 2018 — Coronado, California — Weil's Public Company Advisory partner Catherine Dixon spoke on a panel titled, «Everything You Always Wanted to Know About Securities Law but Were Never Given the Chance to Ask...,» as part of Northwestern's 45th Annual Securities Regulation Institute.

Corporate Governance Law Corporate Law Securities / Capital Markets Law Securities Regulation Venture Capital Law

In addressing the wide array of legal and regulatory issues affecting our clients, we draw upon the experience of lawyers in many of Thompson Hine's practice areas who concentrate on issues involving corporate transactions and securities regulation, tax, investment adviser and investment company regulation, ERISA and real estate.

Ken voiced his opinions as he is concerned about reputational damage to Canada for having 13 separate jurisdictions dealing with securities regulation.

The other is not a lawyer — his experience is with the evolution of securities regulation.

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Corporate Governance Law Mergers & Acquisitions Law Securities / Capital Markets Law Securities Regulation

Washington DC Advertising Law Antitrust Law Appellate Practice Banking and Finance Law Commercial Litigation Corporate Compliance Law Corporate Governance Law Corporate Law Criminal Defense: White - Collar Government Relations Practice International Trade and Finance Law Litigation — Antitrust Litigation — Bankruptcy Litigation — First Amendment Litigation — Intellectual Property Litigation — Regulatory Enforcement (SEC, Telecom, Energy) Mergers & Acquisitions Law Mutual Funds Law Securities / Capital Markets Law Securities Regulation

Her practice focuses on securities regulation compliance, mergers and acquisitions, and general corporate law...

That's why you will have easy access to our firm's extensive national business law experience and leading specialists in areas of particular concern for start - ups, including IP protection, angel and venture financings, securities regulation and employment law.

We provide our clients with advice on a wide range of topics including acquisition, joint ventures, corporate structures, finance and taxation, securities regulation, federal and provincial permitting processes, environmental and contaminated sites legislation, and aboriginal title claims and contracts.

We leverage our strengths in private equity, venture capital, structured and leveraged finance, investment fund formation and management, corporate and securities regulation, international and not - for - profit tax, and international dispute resolution with the resources of our offices in North America, Asia, Europe, and the Middle East.