Sentences with phrase «securities watchdog»

A securities watchdog is an organization or regulatory agency responsible for overseeing and monitoring the financial securities market to ensure investors are protected and the market operates fairly. They aim to prevent fraudulent activities, enforce regulations, and maintain the integrity of securities trading. Full definition
In January, for example, the EU's top securities watchdog issued a similar statement, noting that, after more than a year of fact - finding and soliciting of public comments, its officials concluded that new regulations would be premature.
Canadian securities watchdogs issued 60 investors alerts against businesses and individuals in 2016, of which more than half dealt with online offers of binary options, the Canadian Securities Administrators (CSA), an umbrella organization of the country's provincial and territorial securities regulators, said in its 2016 enforcement report.
Canadian securities watchdogs issued 60 investors alerts against businesses and individuals in 2016, of which more than half dealt with online offers of binary options, the Canadian Securities...
The Program will be moderated by security watchdog Ron Atkey, ICJ Canada - VP for Ontario.
For this reason, the Peasant Farmers Association of Ghana (PFAG) in May 2017, inaugurated fertilizer security watchdog committees in all border towns across the country to help curb the menace.
The Peasant Farmers Association of Ghana (PFAG), has inaugurated fertilizer security watchdog committees in all border towns across the country to help curb the menace of smuggling the commodity across neighboring countries.
A day after, Hong Kong's securities watchdog said it, too, will start regulating cryptocurrencies in the city.
While New Brunswick and Saskatchewan — in addition to original members Ontario and British Columbia — are ready to sign on to the Harper government's proposal to create one unified securities watchdog, Horner said Alberta's position has not changed.
The Philippines securities watchdog has warned that it will regulate cryptocurrency cloud mining contracts under existing securities rules.
The Alberta Investors Protection Group — an organization that works to help victims of investment scams, fraud, and misconduct — said it would support a national securities watchdog, but only if it has teeth.
The ultimate goal is to create a common nation - wide regulator and end the patchwork of 13 provincial and territorial securities watchdogs.
A Department of Homeland Security watchdog report blasted the agency's No. 2 official for repeatedly intervening on behalf of well - connected participants in an investor - visa program, including Gov. Terry McAuliffe and Tony Rodham, a brother of former Secretary of State Clinton.
Financial Post — One step closer: Canadian securities watchdogs outline how ban on embedded fees might work
«The Massachusetts securities watchdog last year accused Morgan Stanley of developing a sales program that encouraged brokers to pitch these loans regardless of whether clients needed them.
But Russia and China said that as an international security watchdog, the 15 - member council was not the right forum to debate climate change.
Canada Ontario securities watchdog probes crypto - currency industry following complaints, Globe and Mail Lack of diversity persists among teaching staff at Canadian universities, colleges, report finds, Toronto Star Privacy commissioner, B.C. in joint investigations of Facebook, AggregateIQ, Reuters United States
The statement by Jay Clayton came just hours after the U.S. securities watchdog stepped in to stop an «initial coin offering» (ICO) from a restaurant review app, after the company failed to register it as a security.
The European Union's top securities watchdog has indicated that cryptocurrencies will be one of its top priorities in 2018.
Both U.S. commodities and securities watchdogs are questioning whether the same rules for stocks should apply to these digital currencies, The Wall Street Journal reported Tuesday.
Singapore's securities watchdog, Securities Industry Council, intervened last week by calling an unprecedented auction on Monday to end the protracted takeover battle between the two tycoons.
The Australian Securities and Investments Commission (ASIC) Commissioner John Price has announced that the securities watchdog plans to extend guidelines for initial coin offerings (ICOs) in accordance with Australian Law.
ICO issuers that have been deemed to promote «misleading or deceptive» statements have been contacted by the securities watchdog for a formal inquiry, the statement said.
The securities watchdog is mulling faster listing approvals for big tech firms.
In Malaysia, the country's securities watchdog is reportedly preparing regulations for cryptocurrency, which means the country is not going to issue any blank bans on cryptocurrencies.
Hong Kong's securities watchdog has moved up regulatory actions against cryptocurrency exchanges and initial coin offering organizers.
Mersch's comments come a day after the European Union's top securities watchdog - the European Securities and Markets Authority (ESMA)- released a report indicating that cryptocurrencies will be one of its top priorities for 2018.
Hong Kong's securities watchdog, the Securities and Futures Commission (SFC), has interfered with the initial coin offering (ICO) of Black Cell Technology Ltd., ordering the firm to halt the sale of its digital currency to...
These security watchdogs do not seem to understand the fact that there are thousands of legit ICOs and cryptocurrencies out there.
The European Union's top securities watchdog is has indicated that cryptocurrencies will be one of the agency's top priorities in 2018.
The deregulation would be a ground - breaking move in the country where the securities watchdog has long been criticised for its ineffective regulation on listed firms with many of them found to have inflated earnings to gain a ticket to initial public offering.
I don't want to get on the bad side of the securities watchdogs, but I do want to grow my business and create win - wins for other investors.
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