Sentences with phrase «security holdings»

These ETFs represented average exposures generated by securities held by the fund.

It also refers to the amount of equity contributed by an investor as a percentage of the current market value of securities held in a margin account.

We publish a listing of securities held in each Fund as of the most recent calendar - quarter end, with a 30 - or 60 - day lag depending on the portfolio.

Short - term capital gains occur on securities held for one year or less.

ETF issuers are required to pay out dividends collected from securities held in their funds.

This time we will assume two identical ETFs with identical underlying securities held at identical weights.

These risks can include political or economical instability, changing currency rates, foreign taxes, reduced liquidity (difficulty selling securities held by a fund) and different regulatory or financial accounting standards.

Each investor owns shares; each share represents a tiny portion of each individual security held by the fund.

A donation of appreciated securities held longer than one year may be deducted at full fair market value up to 30 percent of adjusted gross income — and you pay no capital gains tax!

The types of debt securities held by money market mutual funds are required by federal regulation to be very short in maturity and high in credit quality.

These amounts represent the portion of the foreign source income reported to a shareholder that was derived from qualified foreign securities held by the fund.

Your buying power consists of your money available to trade in your account, plus the amount that can be borrowed against securities held in your margin account.

A mutual fund is a portfolio of investment securities held in the name of the fund, which is owned by people who have bought shares in the fund itself.

Types of dividends that are ineligible for this program include those from securities held in your name outside your account, optional dividends, and certain special dividends.

These risks can include political or economic instability, changing currency rates, foreign taxes, reduced liquidity (difficulty selling securities held by a fund) and different regulatory or financial accounting standards.

However since ETFs as a category are still a minority of assets relative to mutual funds and individual security holdings, theoretically there is still adequate headroom for growth.

A brokerage term for securities held in the name of the broker, rather than in the name of the person who purchased them.

Money to cover expenditures (mainly benefit payments) from the trust funds comes from the redemption or sale of securities held by the trust funds.

Buying power consists of your money available to trade, plus the amount that can be borrowed against securities held in your margin account.

Debt held by the public, such as Treasury securities held by investors outside the federal government, including that held by individuals, corporations, the Federal Reserve System and foreign, state and local governments.

Complete holdings information, including securities held as collateral for securities on loan, can be obtained in the Funds» most recent annual and semiannual reports as of the date of such report.

Another thing to keep in mind is that short - term gains you realize on securities you have held for less than a year are taxed at a higher rate than long - term gains, or gains on securities held longer than a year.

In 2017, if you die owning U.S. property, such as U.S. real estate or sufficient direct U.S. security holdings, you'll have to file a return, even if no taxes are payable.

Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary

The proxy voting policies and procedures of Broad Run Investment Management, LLC («Broad Run») address the responsibility of Broad Run to ensure that proxies received for portfolio securities held by the Hennessy Focus Fund (the «Focus Fund») are voted in the best interest of the Focus Fund, including in those situations involving a conflict of interest between the Focus Fund on the one hand, and Broad Run or its affiliated persons, on the other hand.

As a result, MEMS has classified the $ 5.8 million of auction rate securities it held at September 30, 2008 as long - term investments.

Step 7: Over a period of years, Fannie Mae and Freddie Mac use the proceeds to redeem mortgage securities held by the Fed, thus reversing the Fed's transactions in Step 1, without the need for liquidation or any other «unwinding» transactions.

Excluded are foreign securities held inside of pooled products, like Canadian mutual funds, or inside a registered account like an RRSP, RRIF, TFSA, RESP or RDSP.

In accordance with its investment objectives, the Fund has exposure to an actively managed portfolio of primarily mortgage - backed securities held by a partnership («the Partnership»).

In the event that a Danish bank (including Saxo Bank) is unable to return securities held in safe - custody, administered or managed, the Guarantee Fund will cover with up to EUR 20,000 per client.

Percentages are based on fixed - income securities held in the Fund's investment portfolio and exclude any equity or convertible securities and cash or cash equivalents.

Paul Quinn at RBC still has an outperform rating on the stock with a $ 27 target price, and Richard Kelertas at Dundee Securities held an investor call last week to explain why Block's research is a «pile of crap.»

For private foundations, FMV deductibility typically applies to cash and publicly traded securities held for more than one year.

It also displays weekly changes in the domestic securities held in the Federal Reserve System Open Market Account.

By contrast, net US Treasury positions rose during the financial crisis and are now net positive, as dealers have closed short positions (ie positions that rise in value when the price of an asset falls) and accumulated securities holdings (Graph 3, left - hand panel).

What had been a promising US$ 1 billion market cap company prior to announcement of the clinical trial results was worth around US$ 260 million when the dust settled, roughly equivalent to the value of its cash and liquid securities holdings.

Vanguard Charitable, for instance, had recommended that securities held outside of Vanguard be contributed by Dec. 15.

That means the Fed will roll over its $ 4 trillion worth of securities holdings until the fed funds rate normalizes at 2 percent.

At least 75.4 % of ESOP companies are or were leveraged, meaning they used borrowed funds to acquire the employer securities held by the ESOP trustee.

Portfolio holdings represent only securities held in the U.S. domiciled Oakmark Funds and may not be representative of any other portfolio managed by Harris Associates L.P.