Sentences with phrase «security in a particular market»

Not exact matches

In particular, as disclosed in filings with the U.S. Securities and Exchange Commission, Amarin's ability to effectively develop and commercialize Vascepa will depend in part on its ability to continue to effectively finance its business, efforts of third parties, its ability to create market demand for Vascepa through education, marketing and sales activities, to achieve increased market acceptance of Vascepa, to receive adequate levels of reimbursement from third - party payers, to develop and maintain a consistent source of commercial supply at a competitive price, to comply with legal and regulatory requirements in connection with the sale and promotion of Vascepa and to maintain patent protection for VascepIn particular, as disclosed in filings with the U.S. Securities and Exchange Commission, Amarin's ability to effectively develop and commercialize Vascepa will depend in part on its ability to continue to effectively finance its business, efforts of third parties, its ability to create market demand for Vascepa through education, marketing and sales activities, to achieve increased market acceptance of Vascepa, to receive adequate levels of reimbursement from third - party payers, to develop and maintain a consistent source of commercial supply at a competitive price, to comply with legal and regulatory requirements in connection with the sale and promotion of Vascepa and to maintain patent protection for Vascepin filings with the U.S. Securities and Exchange Commission, Amarin's ability to effectively develop and commercialize Vascepa will depend in part on its ability to continue to effectively finance its business, efforts of third parties, its ability to create market demand for Vascepa through education, marketing and sales activities, to achieve increased market acceptance of Vascepa, to receive adequate levels of reimbursement from third - party payers, to develop and maintain a consistent source of commercial supply at a competitive price, to comply with legal and regulatory requirements in connection with the sale and promotion of Vascepa and to maintain patent protection for Vascepin part on its ability to continue to effectively finance its business, efforts of third parties, its ability to create market demand for Vascepa through education, marketing and sales activities, to achieve increased market acceptance of Vascepa, to receive adequate levels of reimbursement from third - party payers, to develop and maintain a consistent source of commercial supply at a competitive price, to comply with legal and regulatory requirements in connection with the sale and promotion of Vascepa and to maintain patent protection for Vascepin connection with the sale and promotion of Vascepa and to maintain patent protection for Vascepa.

The fund will invest in securities in the authorized China securities market; in particular, the Hong Kong, Shenzhen, and Shanghai stock exchanges.

Independent SBA lending industry analyst Bob Coleman believes the Treasury's effort to support asset - backed securities, in particular, will help rejuvenate the secondary market.

Second, brokers, dealers and other market participants that allow for payments in cryptocurrencies, allow customers to purchase cryptocurrencies on margin, or otherwise use cryptocurrencies to facilitate securities transactions should exercise particular caution, including ensuring that their cryptocurrency activities are not undermining their anti-money laundering and know - your - customer obligations.

Factors that could cause or contribute to actual results differing from our forward - looking statements include risks relating to: failure of DBRS to rate the Notes at the anticipated ratings levels, which is a closing condition, or at all; changes in the financial markets, including changes in credit markets, interest rates, securitization markets generally and our proposed securitization in particular; the willingness of investors to buy the Notes; adverse developments regarding OnDeck, its business or the online or broader marketplace lending industry generally, any of which could impact what credit ratings, if any, are issued with respect to the Notes; the extended settlement cycle for the scheduled closing on April 17, 2018, which may exacerbate the foregoing risks; and other risks, including those described in our Annual Report on Form 10 - K for the year ended December 31, 2017 and in other documents that we file with the Securities and Exchange Commission from time to time which are or will be available on the Commission's website at www.sec.gov.

In responses to three subsequent consultations, issued in 2012 by the European Securities and Markets Authority («ESMA»), Canadian Securities Administrators («CSA») and the Corporations and Markets Advisory Committee of Australia («CAMAC»), Glass Lewis has consistently expressed the view that a market - based solution, in particular a code of best practices developed by proxy advisors, is the appropriate means to address the relevant issues raised in these consultations — namely conflict management, transparency of policies and methodologies and engagemenIn responses to three subsequent consultations, issued in 2012 by the European Securities and Markets Authority («ESMA»), Canadian Securities Administrators («CSA») and the Corporations and Markets Advisory Committee of Australia («CAMAC»), Glass Lewis has consistently expressed the view that a market - based solution, in particular a code of best practices developed by proxy advisors, is the appropriate means to address the relevant issues raised in these consultations — namely conflict management, transparency of policies and methodologies and engagemenin 2012 by the European Securities and Markets Authority («ESMA»), Canadian Securities Administrators («CSA») and the Corporations and Markets Advisory Committee of Australia («CAMAC»), Glass Lewis has consistently expressed the view that a market - based solution, in particular a code of best practices developed by proxy advisors, is the appropriate means to address the relevant issues raised in these consultations — namely conflict management, transparency of policies and methodologies and engagemenin particular a code of best practices developed by proxy advisors, is the appropriate means to address the relevant issues raised in these consultations — namely conflict management, transparency of policies and methodologies and engagemenin these consultations — namely conflict management, transparency of policies and methodologies and engagement.

Note that donated publicly traded partnerships — in particular master limited partnerships («MLPs»)-- are an important exception to the typical fair market value deduction for long - term gain securities, as the charitable deduction must be reduced by the amount of ordinary income that would have been realized if the property had been sold at fair market value on the date contributed.

It does not discuss all aspects of U.S. federal income taxation that may be relevant to particular holders in light of their particular circumstances or to holders subject to special rules under the Code (including, but not limited to, insurance companies, tax - exempt organizations, financial institutions, broker - dealers, partners in partnerships (or entities or arrangements treated as partnerships for U.S. federal income tax purposes) that hold HP Co. common stock, pass - through entities (or investors therein), traders in securities who elect to apply a mark - to - market method of accounting, stockholders who hold HP Co. common stock as part of a «hedge,» «straddle,» «conversion,» «synthetic security,» «integrated investment» or «constructive sale transaction,» individuals who receive HP Co. or Hewlett Packard Enterprise common stock upon the exercise of employee stock options or otherwise as compensation, holders who are liable for the alternative minimum tax or any holders who actually or constructively own 5 % or more of HP Co. common stock).

I know I learned a lot from one particular value investing legend at this year's value investing conference in Toronto — namely, Tony Fell, retired chairman of RBC Capital Markets and former chief executive officer of Dominion Securities.

What moves yields in the market is the varying demands for securities of different maturities at a particular time and under given economic conditions.

Gone with people working the floors of various exchanges are many of the market makers who were personally tasked with matching buyers and sellers in particular securities — even at times of market turbulence.

Many ETF industry sources have told IndexUniverse.com that high - speed computer - driven trading has cut profit margins for market makers, and therefore seriously curtailed their incentives for taking on the financial risks associated with providing trading liquidity in particular securities.

All these developments, and in particular the drive under the WTO regime to make access to food mainly dependent upon market mechanisms, are a threat to food security - the most fundamental of all human rights.

«The Finance Minister's extensive interests in the securities market through the shareholding in several companies that operate within the sector, some of whom were contacted by the Bookrunners on this particular bond, always raises the potential for conflict of interests,» Haruna Iddrisu stated.

«In pursuing a technology strategy, service providers should frame decisions for their target markets using non-traditional customer segments that are based on a particular technology's customer - perceived attributes that are most beneficial to them (e.g., convenience, ease of use, security, flexibility, speed, etc.) at different stages of the service process,» said co-author Aleda Roth, Burlington Industries Distinguished Professor of Supply Chain Management at Clemson.

The development and deployment of emerging cyber-related technologies, in particular IoNT — which promises a market size of US$ 9.69 billion by 2020 — should be done responsibly in the form of infused data security technologies to ensure prolific market acceptance and profitable returns.

The fund may invest significantly in particular segments of the tax - exempt debt market, making it more vulnerable to fluctuations in the values of the securities it holds than a fund that invests more broadly.

Inside market: The inside market is the lowest ask (selling) price and the highest bid (buying price) available for a particular security at a point in time.

Specialist: An exchange member who makes the market in a particular security.

The fund may invest significantly in particular segments of the tax - exempt debt market, making it more vulnerable to fluctuations in the values of the securities it holds than a more broadly invested fund.

Overbought assets occur when the market experiences a sudden, significant rise in the buying of a particular security.

Choosing bonds of different types (government, agency, corporate, municipal, mortgage - backed securities, etc.) creates protection from the possibility of losses in any particular market sector.

In particular, market risk refers to fluctuations in the prices of securities mostly traded in public marketIn particular, market risk refers to fluctuations in the prices of securities mostly traded in public marketin the prices of securities mostly traded in public marketin public markets.

It is one of the factors in the market's determination of the yield of a particular security.

What moves yields in the market is the varying demands for securities of different maturities at a particular time and under given economic conditions.

These non-business value factors include all technical - chartist considerations, predictions about the direction of the general stock market, gauging investor psychology, looking at corporate dividend policy, and studying the supply - demand calculus inherent in figuring out who is buying a particular security and who is selling.

The ability of the market in a particular security to absorb a reasonable amount of buying or selling at reasonable price changes.

ETNs offer returns linked to the performance of a particular market index, but they represent no ownership interest in a pool of securities, pay no periodic coupon interest, and offer no principal protection.

I know I learned a lot from one particular value investing legend at this year's value investing conference in Toronto — namely, Tony Fell, retired chairman of RBC Capital Markets and former chief executive officer of Dominion Securities.

Nothing written here, or in my writings at RealMoney is an invitation to buy or sell any particular security; at most, David is handing out educated guesses as to what the markets may do.

Because of heavy trading volume in a particular security or the market overall, you may not be able to place an order electronically or you may have difficulty reaching an investment professional by phone.

Some securities may be illiquid because of legal restrictions, the nature of the investment, or certain other features such as guarantees or a lack of buyers interested in the particular security or market.

He understands that markets have cycles, in particular highly volatile gold mining shares, and helps his subscribers navigate pitfalls by selecting the right securities which can dramatically outperform while cutting losses quickly.

By providing this general information, the Securities Industry and Financial Markets Association makes neither a recommendation as to the appropriateness of investing in fixed - income securities nor is it providing any specific investment advice for any particularSecurities Industry and Financial Markets Association makes neither a recommendation as to the appropriateness of investing in fixed - income securities nor is it providing any specific investment advice for any particularsecurities nor is it providing any specific investment advice for any particular investor.

The Manager views such liquidity as a strategic asset and may invest a significant portion of cash and liquid assets in other more risky securities at any time, particularly under situations where markets are weak or a particular industry's securities decline sharply.

e) As a self - directed investor you understand that: (i) you alone are responsible for determining the suitability of your investment choices and investment strategies in light of your particular circumstance; (ii) We assume no responsibility for such choices or determinations; and (iii) all orders are unsolicited, and that the market values of securities can and do fluctuate.

Investors will often seek to increase the amount of money they can make in a particular security or category of security by purchasing it when the market associated with that type of security is near its trough, and sell these holdings when the market is near its peak.

For orders placed prior to market open, Fidelity may wait for the primary exchange to open before commencing trading in a particular security.

In addition, a liquid secondary market for particular options, whether traded over-the-counter or on an exchange, may be absent for reasons which include the following: there may be insufficient trading interest in certain options; restrictions may be imposed by an exchange on opening transactions or closing transactions or both; trading halts, suspensions or other restrictions may be imposed with respect to particular classes or series of options or underlying securities or currencies; unusual or unforeseen circumstances may interrupt normal operations on an exchange; the facilities of an exchange or the Options Clearing Corporation may not at all times be adequate to handle current trading value; or one or more exchanges could, for economic or other reasons, decide or be compelled at some future date to discontinue the trading of options (or a particular class or series of options), in which event the secondary market on that exchange (or in that class or series of options) would cease to exist, although outstanding options that had been issued by the Options Clearing Corporation as a result of trades on that exchange would continue to be exercisable in accordance with their termIn addition, a liquid secondary market for particular options, whether traded over-the-counter or on an exchange, may be absent for reasons which include the following: there may be insufficient trading interest in certain options; restrictions may be imposed by an exchange on opening transactions or closing transactions or both; trading halts, suspensions or other restrictions may be imposed with respect to particular classes or series of options or underlying securities or currencies; unusual or unforeseen circumstances may interrupt normal operations on an exchange; the facilities of an exchange or the Options Clearing Corporation may not at all times be adequate to handle current trading value; or one or more exchanges could, for economic or other reasons, decide or be compelled at some future date to discontinue the trading of options (or a particular class or series of options), in which event the secondary market on that exchange (or in that class or series of options) would cease to exist, although outstanding options that had been issued by the Options Clearing Corporation as a result of trades on that exchange would continue to be exercisable in accordance with their termin certain options; restrictions may be imposed by an exchange on opening transactions or closing transactions or both; trading halts, suspensions or other restrictions may be imposed with respect to particular classes or series of options or underlying securities or currencies; unusual or unforeseen circumstances may interrupt normal operations on an exchange; the facilities of an exchange or the Options Clearing Corporation may not at all times be adequate to handle current trading value; or one or more exchanges could, for economic or other reasons, decide or be compelled at some future date to discontinue the trading of options (or a particular class or series of options), in which event the secondary market on that exchange (or in that class or series of options) would cease to exist, although outstanding options that had been issued by the Options Clearing Corporation as a result of trades on that exchange would continue to be exercisable in accordance with their termin which event the secondary market on that exchange (or in that class or series of options) would cease to exist, although outstanding options that had been issued by the Options Clearing Corporation as a result of trades on that exchange would continue to be exercisable in accordance with their termin that class or series of options) would cease to exist, although outstanding options that had been issued by the Options Clearing Corporation as a result of trades on that exchange would continue to be exercisable in accordance with their termin accordance with their terms.

After the Wall Street Crash of 1929, the U.S. Congress passed a series of acts regulating the securities markets in general and mutual funds in particular.

There are at least three ways of doing that: making bets that the market or particular sectors or securities will fall (long / short equity), shifting assets from overvalued asset classes to undervalued ones (flexible portfolios) or selling stocks as they become overvalued and holding the proceeds in cash until stocks become undervalued again (absolute value investing).

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct

In the US, class actions are a centrepiece of complex civil litigation, in particular securities and antitrust litigation, as the misconduct alleged often impacts large markets and large numbers of entities and individualIn the US, class actions are a centrepiece of complex civil litigation, in particular securities and antitrust litigation, as the misconduct alleged often impacts large markets and large numbers of entities and individualin particular securities and antitrust litigation, as the misconduct alleged often impacts large markets and large numbers of entities and individuals.

He also has particular experience in statutory / regulatory compliance and financial markets regulation, including advising on the Financial Markets Conduct Act, financial advisers regime, personal property securities, Credit Contract and Consumer Finance Act and anti-money launmarkets regulation, including advising on the Financial Markets Conduct Act, financial advisers regime, personal property securities, Credit Contract and Consumer Finance Act and anti-money launMarkets Conduct Act, financial advisers regime, personal property securities, Credit Contract and Consumer Finance Act and anti-money laundering.

In particular, under the Market Abuse Regulation, EU securities law authorities shall exchange and provide each other with information as well as carry out on - site inspections or other investigation activities upon request of other EU securities law authorities.

While the securities class action regimes in Canada and the U.S. — and in particular the way they treat the «fraud - on - the - market» presumption — are sufficiently different and it won't have a direct effect on Canadian jurisprudence, securities class action lawyers should take note.

Mutual Fund An investment consisting of pooled money from investors which is then invested in a variety of securities (generally stocks, bonds and money market securities) to reflect its particular investment objectives.

AMD, in particular, noted in its most recent 10 - K filing with the U.S. Securities and Exchange Commission that a decline in the cryptocurrency market could hurt its business if miners buy fewer GPUs, as previously reported.

In particular, the partnership will focus on» [streamlining] business processes in both public and private securities markets», according to SymbionIn particular, the partnership will focus on» [streamlining] business processes in both public and private securities markets», according to Symbionin both public and private securities markets», according to Symbiont.