Sentences with phrase «selling public securities»

Not exact matches

Verizon's move to sell public asset - backed securities follows a variety of similar, private arrangements that the company and other wireless carriers have struck with big banks.

The National Security Agency used its public Twitter account to send roughly a dozen coded messages to a shadowy Russian who had attempted to sell them dirt on President Donald Trump, The Intercept and The New York Times reported on Friday.

APPLICATION FEES: $ 15,090 The Securities and Exchange Commission extracts 1 / 29 of 1 % of the offering value of shares sold to the public, which was $ 3,490 for Multicom.

In Latin America, for Institutional Investors and Financial Intermediaries Only (Not for public distribution): This material is for educational purposes only and does not constitute an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund (nor shall any such shares be offered or sold to any person) in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdiction.

Letter securities can not sell to the public for not qualifying for registration with the country's securities regulation agency.

Under certain circumstances, including if the public offering occurs prior to March 24, 2015, or if the right to purchase shares in the public offering conflicts with applicable securities laws, or if some other legal impediment or requirement would prevent or materially delay the consummation of or unreasonably interfere with either such offering or the purchase of the shares by Passport in such offering, then instead of the right to purchase shares in the public offering, Passport would have the right to purchase the same number of shares, at the same purchase price the shares in the public offering are sold to the public, in a separate and concurrent private placement transaction.

An April 10 advisory on the matter explains that, in light of this guidance, such contracts must be «duly registered» before they are offered for sale, and entities selling them must obtain «the appropriate license and / or permit to sell securities to the public.»

Of these shares, all shares of common stock sold in this offering by us and the selling stockholders, plus any shares sold upon exercise of the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities Act.

the sale of shares of common stock in an underwritten public offering that occurs during the restricted period, including any concurrent exercise (including a net exercise or cashless exercise) or settlement of outstanding equity awards granted under our equity incentive plans or pursuant to a contractual employment arrangement described elsewhere in this prospectus in order to sell the shares of common stock delivered upon such exercise or settlement in such underwritten public offering; provided that, if required, any public report or filing under Section 16 of the Exchange Act will clearly indicate in the footnotes thereto that such disposition to us or withholding by us of shares or securities was solely to us pursuant to the circumstances described in this clause; or

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic oupublic trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic ouPublic Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic oupublic offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

Any shares of our common stock sold by the underwriters to securities dealers may be sold at a discount of up to $ per share from the initial public offering price.

If the MBS securities extinguished in Step 4 are not directly held by the Fed, the Fed can be expected to simultaneously sell an equivalent amount of its own holdings out to the public, so that the publicly held stock of MBS remains constant.

As of now, nearly three years later, the Security and Exchange commission (SEC) isstill in the process of reviewing the most debatable (and a game - changing) provision of the JOBS Act — Title III, which when in effect in an unclear future, will enable businesses to sell up to $ 1 million in securities to the public in a one year period.

The general rule about selling securities is that if you sell securities to the public, you need to register them with the SEC and publish a prospectus; registration is expensive, a huge time sink and an administrative pain in the ass.

This basically involves selling securities to the public at large.

There are some angel investments that are still exclusive to accredited investors though, like private placements under Regulation D. Ordinarily, companies that sell securities to the public must register their offering with the SEC.

Due to SEC regulations, insiders (company's officers, directors and any 10 % beneficial owners of a public company) are prohibited from buying and selling their own company securities during certain blackout periods.

Our communications, websites and tweets are not to be construed as a public offering to sell, or a solicitation of an offer to buy securities.

Conversely, standard — or traditional — monetary policies used by central banks include open market operations to buy and sell government securities, setting the overnight target interest rate, setting bank reserve requirements and signaling intentions to the public.

Those agencies package thousands of similar loans together and then sell them to public in the form bonds which are known as agency mortgage backed securities.

Robert Owen and the National Security Council were selling a positive image of the contras to the U.S. public even as they offered more - honest assessments among themselves.

But the last few weeks seemed to demonstrate that the security of your job and the jobs of everyone else at BPI was predicated on the public not knowing about the product you sell, not knowing how it is made, and not knowing that it was in the vast majority of the ground beef sold in this country, up to 15 %.

By submitting information to us you acknowledge, consent and agree that United Way of the Southern Tier, Inc., may access, read, preserve and disclose the personal information you provide to us as a donor, along with your usage history, submitted messages or data and similar information regarding your use of the website in order to: (a) comply with any applicable law, regulation, legal process, or governmental request; (b) detect, prevent, or otherwise address fraud, security, or technical issues; (c) respond to your requests for customer service; (d) protect the rights, property, or personal safety of United Way of the Southern Tier, Inc., its visitors, or the public, (e) where we sell any or all our business assets; or (f) as otherwise set forth herein.

The defence secretary has been at the centre of a storm of allegations since late last week, when questions were raised about his friend Adam Werritty, who sold himself as Mr Fox's adviser despite not being on the public payroll or being security cleared.

In a filing with the U.S. Securities and Exchange Commission, the company said it will sell the shares at an initial public offering to be scheduled before the one - year anniversary of its emergence from bankruptcy onJuly 10.

A licensed individual or firm that executes orders to buy or sell mutual funds or other securities for the public and usually gets a commission for doing so.

Income can include pension payments, Social Security benefits, wages and salary, commissions, workers compensation, disability benefits, public benefits, royalties and rent, proceeds from selling property, child support and alimony.

sets forth conditions for selling securities that are the result of an SEC - registered merger or consolidation; non-affiliates are not subject to resale restrictions; affiliates of the selling company who do not become affiliates of the acquiring company are subject to volume restrictions and public information requirements for the first year, but do not have to file Form 144; during the second year, the only requirement is for the company to be current in all SEC reporting; affiliates of the acquiring company must abide by all 144 requirements except the minimum holding period

There is now a general sense of rebellion against security analysts, who during the period prior to April 2000, were putting out strong buy recommendations for dot com common stocks, telecom common stocks, and other issues of companies whose only apparent real asset was an ability to sell new issues to the public at ridiculous prices.

At original issue, the Treasury Department sells new securities to the public.

Once the frame of reference departs from the trade of public securities and applies to buying or selling whole companies or buildings, however, it becomes apparent that such access may be severely lacking, and, hence, that one of the central assumptions of the efficient market hypothesis has been violated.

These are unmanaged baskets of securities sold by brokers during a onetime public offering period, with investors paying perhaps a 4 % sales commission.

ICICI Bank will raise Rs 4,020 crore by selling a 24 % holding in ICICI Securities Ltd in a public issue which will begin on 22nd March and close on 26th March, 2018.

The scandals were followed by the U.S. Sarbanes - Oxley Act — which aimed to regulate public boards — and Ontario's Bill 198 — which tightened regulation on securities sold in the province.

We borrow the money by selling securities like Treasury bills, notes, bonds and savings bonds to the public.

An investment firm that purchases a security directly from its issuer for resale to other investment firms or the public or sells for such issuer to the public.

Fractional discount from the public offering of new securities at which the underwriter sells the bonds to dealers not in the syndicate.

Broker: An agent who handles the public's orders to buy and sell securities, commodities or other property.

An agent who handles the public «s orders to buy and sell securities, commodities, or other property.

Structure ETFs offer public investors an undivided interest in a pool of securities and other assets and thus are similar in many ways to traditional mutual funds, except that shares in an ETF can be bought and sold throughout the day like stocks on a securities exchange through a broker - dealer.

If Social Security goes along with the fiction their trust fund can be eventually tapped to make benefit payments, it's got two choices: i) Redeem or mature debt securities for cash, which Treasury must finance with new Public debt, or ii) it's permitted to sell securities for cash in the open market, and the debt must immediately be re-classified as Public also

And, like subprime mortgages before the financial crisis, many subprime auto loans are bundled into complex bonds and sold as securities by banks to insurance companies, mutual funds and public pension funds — a process that creates ever - greater demand for loans.

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One issue that will be investigated, is whether executives sold shares after learning about the security flaws, which could violate rules prohibiting insiders from trading on material information that is not known to the public.

Basile will moderate «How to Sell a Non-U.S. Business to a U.S. Public Company,» a panel discussion on the unique issues arising from U.S. regulatory, securities law and other legal requirements as well as the expectations that U.S. corporate buyers may have when buying a non-U.S. business.

The U.S. Securities and Exchange Commission defines IPO as initial public offering, the first time when a company sells its shares to the public.

Rule 144 permits the public resale of restricted securities if a number of conditions are met, including how long the securities are held, the way in which they are sold, and the amount that can be sold at any one time.

Stock trading is the art of buying, holding, selling stocks (also called shares) of securities listed on public stock exchanges such as NASDAQ, NYSE, and AMEX.

Stock trading: Stock trading is the art of buying, holding, selling stocks (also called shares) of securities listed on public stock exchanges such as NASDAQ, NYSE, and AMEX.

Moreover, consistent with the federal securities laws in connection with our direct listing, we have not consulted with Registered Shareholders or other existing shareholders regarding their desire to sell shares in a public market or discussed with potential investors their intentions to buy our ordinary shares in the open market.