Sentences with phrase «serves as investment advisor»

First Climate serves as investment advisor for CCI funds.

AXA Advisors, LLC serves as an investment advisor and LPL Financial serves as the principal sponsor, an investment advisor and the broker / dealer for the LPL Financial investment advisory programs offered through AXA Advisors» Financial Professionals.

The Comptroller serves as investment advisor, custodian and a trustee to the New York City Pension Funds, which have more than $ 160 billion in assets and a long history of active ownership on issues of corporate governance and sustainability.

U.S. Global Investors, Inc. serves as investment advisor to the U.S. Global ETFs.

Before joining Edward Jones, French served as an investment advisor for BMO Nesbitt Burns for three years before moving to the firm's head office in Toronto to support the development and growth of the firm's fee based and managed programs.

Similarly, because financial neutrals are always precluded from serving as investment advisors to the parties with whom they work in collaborative divorce cases, they also serve as a bridge to the parties» post-divorce investment advisors, helping the advisors understand what assets the parties will be receiving and then also going back to the collaborative divorce team to suggest ways to make the parties» post-divorce financial transitions go as smoothly as possible.

Not exact matches

The company serves Canadian homeowners both directly, and through a network of referral partners such as banks, mortgage brokers and investment advisors.

If your advisor is an investment advisor and governed by the federal Securities and Exchange Commission, the advisor serves as fiduciary to you and must put your interests above his own and act in your best interest.

David Kotok, chief investment officer at Cumberland Advisors, will offer opening remarks and serve as program moderator.

NexPoint Advisors, L.P. has served as the Fund's investment adviser since June 11th, 2012 and is an affiliate of Highland Capital Management Fund Advisors, L.P., the Fund's investment adviser from December 15th, 2011 to June 10th, 2012 and Highland Capital Management, L.P., the Fund's investment adviser from inception in 2006 to December 14th, 2011.

Prior to joining Buckingham in 2017, Ryan was an investment advisor for Quad Cities Investment Group and served as a vice president for four years with investment advisor for Quad Cities Investment Group and served as a vice president for four years with Investment Group and served as a vice president for four years with MSCI Inc..

Signs of the changes percolating in the retirement market were everywhere on Wednesday at Dimensional Fund Advisors» first - ever conference focused on the defined contribution space, from the jokes DFA's David Booth told at the expense of the existing king of the retirement market, Fidelity, to the news of the investment product DFA is rolling out to serve as a combination default option and lesson in responsibility for employees who are the least engaged in their retirement planning.

He served as Controller for an investment advisor within The Hartford that managed $ 50 billion in assets and also served as the Financial Operations Principal for two of The Hartford's largest broker - dealers.

Mr. Freidheim has served as the Managing Partner and Chief Investment Officer of Cyrus Capital Partners, L.P., a registered investment advisor to private investment funds, sInvestment Officer of Cyrus Capital Partners, L.P., a registered investment advisor to private investment funds, sinvestment advisor to private investment funds, sinvestment funds, since 2005.

Over the course of his career, Mr. Maddox has helped create and distribute more than a dozen different mutual fund, variable annuity, and hedge fund complexes for banks, insurance companies, and independent investment advisors, and has served as the chief accounting officer, treasurer, vice president, and president of many of these funds.

Jeff joined Capital in 1990 after serving as Director of Research / Portfolio Management at another Midwestern investment advisor.

Lynch had served as C.E.O., before Manchester appointed Mike Hodges as his successor a year ago, and Lynch took up a position as investment advisor to Manchester.

At DFJ, Jennifer led the formation of and sat on the investment committees of several DFJ affiliate funds and served as an advisor to the DFJ China, Vietnam and Israeli teams.

Steven currently supports the firm's investment banking efforts, and has covered the origination, structuring, and execution of numerous transactions and served as strategic advisor to senior executives, providing advice on M&A, private equity, strategic relationships, and strategic positioning for capital - raising efforts and other corporate initiatives.

Fiona currently serves as an Independent Non-Executive Director of Link Administration Holdings (ASX: LNK) and is an Investment Director at Frontier Advisors, where she leads the Governance Advisory team and is a member of the Investment Committee.

Former CEO of T. Rowe Price Global Investment Services, Todd Ruppert will be joining Melonport AG, a swiss company for technology regulated investment funds, as an advisor and serving as a council foundation member for the newly created Melon Foundation which was announced last week at the first annuaInvestment Services, Todd Ruppert will be joining Melonport AG, a swiss company for technology regulated investment funds, as an advisor and serving as a council foundation member for the newly created Melon Foundation which was announced last week at the first annuainvestment funds, as an advisor and serving as a council foundation member for the newly created Melon Foundation which was announced last week at the first annual M - 0...

If an investor's situation involves complex financial planning issues that extend beyond allocating investments and related services, they might be better served with a more traditional advisor who provides advice in areas such as estate planning.

It mandates that all who serve as fiduciaries — broker - dealers, investment advisors, insurance agents and the like — must act in the best interest of their clients.

Houlihan Lokey Capital, Inc. served as the investment banking advisor to Sunny Delight.

Investments in the Personal Wealth Portfolios program are subject to market risk, will fluctuate and may lose value.AXA Advisors, LLC, member FINRA / SIPC, serves as the introducing broker / dealer and LPL Financial, member FINRA / SIPC, serves as the clearing broker / dealer for brokerage accounts.

Most recently serving as a portfolio manager at Redwood Investments, Gregory also held senior investment positions at Ashfield Capital Partners, Omega Advisors, Clay Finlay, and Northern Trust.

Whether serving as your Trustee if your assets are titled in a Trust, or as your investment advisor if your assets are in an Investment Management Account, we are committed to providing the highest quality investment services to high - net - worth individuals and insinvestment advisor if your assets are in an Investment Management Account, we are committed to providing the highest quality investment services to high - net - worth individuals and insInvestment Management Account, we are committed to providing the highest quality investment services to high - net - worth individuals and insinvestment services to high - net - worth individuals and institutions.

State Street Global Advisors (SSGA) serves as Investment Manager for the plan except for the Savings Portfolio, which is manages by Sallie Mae Bank, and also provides and / or arranges for certain marketing services for the Plan.

He also serves as the CEO of West Side Advisors, LLC, an investment management firm in New York City.

Rachesky, 49, spent six years working for Icahn, including serving as a senior investment officer and chief investment advisor for his last three years at Icahn Holding Corporation.

A great planner can serve as a valued advisor and help you build wealth, but beware advisors that are tied to a type of investment or institution - how unbiased can they be?

State Street Global Advisors («SSGA») serves as Investment Manager for the Plan except for the Savings Portfolio, which is managed by Sallie Mae Bank, and also provides or arranges for certain marketing services for the Plan.

Investment banking firm Sperry, Mitchell & Company initiated the transaction, assisted in the negotiations, and served as exclusive financial advisor to Beefeaters.

His past experience and training as an investment advisor representative and general securities representative (Series 7 and Series 66 licensed) through the Financial Industry Regulatory Authority (FINRA) enables him to better serve his clients in a neutral capacity.

Our attorneys serve as outside general and special counsel and advisors on a full spectrum of corporate transactional and other matters, including mergers and acquisitions, corporate finance, corporate governance, restructurings, private equity investments and a full range of other business transactions.

(1) an interest in the individual holdings within a mutual or common investment fund; (2) an interest in securities held by an educational, religious, charitable, fraternal, or civic organization in which the judge or the judge's spouse, domestic partner, parent, or child serves as a director, an officer, an advisor, or other participant; (3) a deposit in a financial institution or deposits or proprietary interests the judge may maintain as a member of a mutual savings association or credit union, or similar proprietary interests; or (4) an interest in the issuer of government securities held by the judge.

(B) A judge shall not serve as an officer, director, manager, general partner, advisor, or employee of any business entity except that a judge may manage or participate in: (1) a business closely held by the judge or members of the judge's family; or (2) a business entity primarily engaged in investment of the financial resources of the judge or members of the judge's family.

A judge may participate in and serve as a member, officer, director, trustee, or nonlegal advisor of a nonprofit organization devoted to the law, the legal system, or the administration of justice and may assist such an organization in the management and investment of funds.

Mr. Yunfeng Xing, before he joined Broad & Bright Law Firm as Partner in 2016, and his performance as special advisor in Slaughter and May in 2015, had served in the Foreign Investment Management Department of MOFCOM from 1995 to 2014.

The investment component serves as «bank» of sorts for the amounts left over after charges are applied against the premium paid, namely charges for mortality (to fund the payouts for those that die with amounts paid beyond the cash values), administrative fees (it costs money to run an insurance company (grin)-RRB- and sales compensation (the advisor has to earn a living).

It has exchange firm, Purpose Investments, as well as L4 (a blockchain incubator to which Vitalik Buterin serves as advisor, based in the capital of the country) as partners.

From October 1984 to July 2004, Mr. Nolan held various financial positions with AEW Capital Management, L.P., a national real estate investment advisor, and from 1998 to 2004, he served as Head of Equity Investing and as President and Senior Portfolio Manager of The AEW Partners Funds.

As a realtor, she will serve as your trusted advisor, whether it be navigating your first home purchase, selling a beloved property, or carefully selecting your next investmenAs a realtor, she will serve as your trusted advisor, whether it be navigating your first home purchase, selling a beloved property, or carefully selecting your next investmenas your trusted advisor, whether it be navigating your first home purchase, selling a beloved property, or carefully selecting your next investment.

Prior to Trillium, Darryl co-founded and served as President of Oak Hill Advisors a South Florida investment company focusing on the acquisition of value - oriented real estate opportunities.

EGI serves as the managing member of the joint venture partnership, which includes affiliates of GEM Realty Capital Inc. and Perennial Investments and Advisors L.L.C.