Sentences with phrase «serves as the underwriter»

Barclays, Bank of America Merrill Lynch, Goldman Sachs and Deutsche Bank Securities served as underwriters for the IPO.

What is more surprising is that Goldman, also a wholesale bank that serves as an underwriter for some of the most promising alternative finance technology IPOs, will be competing with alternative lending technology platforms that facilitate similar types of loans.

Most recently, Goldman served as underwriter for Lending Club in its 2014 initial public offering.

Aegis Capital served as underwriter.

Includes weekly bond offerings from various corporations as well as any special corporate offerings in which Edward Jones serves as an underwriter.

We share years of experience forging and implementing public - private partnerships, incentive, development and infrastructure agreements, economic development incentive and tax increment financing programs; assisting secondary and higher education institutions, healthcare organizations, cultural institutions, electric and gas power providers, and air, land and sea transportation entities with their debt issuances; serving as bond counsel to a wide array of local and state government entities; and serving as underwriters» counsel to many national and regional underwriters of municipal bonds and as counsel to direct purchasers of municipal debt obligations.

GEICO, well known for its animated gecko, has served as an underwriter to more than 16 million auto policies, which insure more than 24 million vehicles.

In 2017, Sirius International Insurance Group, Ltd., a large global insurer, acquired IMG and also serves as the underwriter of IMG products.

Not exact matches

It plans to trade on the NYSE under ticker symbol ZPIN, with Credit Suisse and UBS serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol FRSH, with Jefferies, Baird and Wells Fargo serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol PRTN, with J.P. Morgan and BofA Merrill Lynch serving as lead underwriters.

It plans to trade on the Nasdaq under ticker symbol CDNA, with Piper Jaffray and Leerink Partners serving as lead underwriters.

The company plans to trade on the Nasdaq under ticker symbol COUP, with Morgan Stanley (ms) serving as lead underwriter.

will not receive any additional fees for serving as a qualified independent underwriter with this offering.

Vanguard Marketing Corporation serves as distributor and underwriter for some 529 plans.

Goldman Sachs (GS) served as lead underwriter for the IPO, one of the most closely watched this year.

They can also serve as a middleman between you and the underwriters for the bank.

The underwriter that serves as the lead underwriter for an account.

Ceros Financial Services, Inc., located at 1445 Research Boulevard, Suite 530 Rockville, MD 20850, serves as principal underwriter for the Tree Ring Stock Fund and maintains all records required to be maintained pursuant to the Fund's Master Distribution and Shareholder Servicing Plan and Agreements adopted pursuant to Rule 12b - 1 under the 1940 Act.

Foreside Distribution Services, L.P. (the «Distributor») serves as principal underwriter for the following investment companies registered under the Investment Company Act of 1940, as amended:

As well, Simon Tucker, who was formerly an underwriter at specialist legal expenses insurer DAS Canada, will serve as an associate director at TheJudge CanadAs well, Simon Tucker, who was formerly an underwriter at specialist legal expenses insurer DAS Canada, will serve as an associate director at TheJudge Canadas an associate director at TheJudge Canada.

Mr. Doty continues to serve as consultant to, and municipal bond expert witness on municipal finance in consultation with, legal counsel to municipal securities issuers, underwriters, municipal advisors, bond counsel, trustees, investors and governmental agencies.

Business Development: Brokering various business dealings that further the diversification of Indian economies Developing and accessing commercial financial programs and services for tribal governments, including tax - exempt offerings and federally - guaranteed housing loans Serving as issuer or underwriter's counsel in tribal bond issuances Ensuring tribal compliance with Bank Secrecy Act and other federal financial regulatory requirements Handling federal and state income, excise, B&O, property and other tax matters for tribes and tribal businesses Chartering tribal business enterprises under tribal, state and federal law Registering and protecting tribal trademarks and copyrights Negotiating franchise agreements for restaurants and retail stores on Indian reservations Custom - tailoring construction contracts for tribes and general contractors Helping secure federal SBA 8 (a) and other contracting preferences for Indian - owned businesses Facilitating contractual relations between tribes and tribal casinos, and gaming vendors Building tribal workers» compensation and self - insurance programs Government Relations: Handling state and federal regulatory matters in the areas of tribal gaming, environmental and cultural resources, workers» compensation, taxation, health care and education Negotiating tribal - state gaming compacts and fuel and cigarette compacts, and inter-local land use and law enforcement agreements Advocacy before the Washington State Gambling Commission, Washington Indian Gaming Association and National Indian Gaming Commission Preparing tribal codes and regulations, including tribal court, commercial, gaming, taxation, energy development, environmental and cultural resources protection, labor & employment, and workers» compensation laws Developing employee handbooks, manuals and personnel policies Advocacy in areas of treaty rights, gaming, jurisdiction, taxation, environmental and cultural resource protection Brokering fee - to - trust and related real estate and jurisdictional transactions Litigation & Appellate Services: Handling complex Indian law litigation, including commercial, labor & employment, tax, land use, treaty rights, natural and cultural resource matters Litigating tribal trust mismanagement claims against the United States, and evaluating tribal and individual property claims under the Indian Claims Limitation Act Defending tribes and tribal insureds from tort claims brought against them in tribal, state and federal courts, including defense tenders pursuant to the Federal Tort Claims Act Assisting tribal insureds in insurance coverage negotiations, and litigation Representing individual tribal members in tribal and state civil and criminal proceedings, including BIA prosecutions and Indian probate proceedings Assisting tribal governments with tribal, state and federal court appeals, including the preparation of amicus curiae briefs Our Indian law & gaming attorneys collaborate to publish the quarterly «Indian Legal Advisor ``, designed to provide Indian Country valuable information about legal and political developments affecting tribal rights.

Rossetti has served as counsel for a number of venture capital clients and in public offerings on behalf of issuers and underwriters, including J.P. Morgan H&Q, Oppenheimer & Co..

We also defend title insurance underwriters in consumer class actions, and serve as national counsel for a major title insurance underwriter defending claims asserted under closing protection letters.

JunHe served as Chinese legal counsel to the joint underwriters at the bond offering stage in Beijing Gas Group's acquisition of 20 % of the equity of VCNG for consideration of US$ 1.12 billion.

Mr. Cunningham has served as lead counsel for both issuers and managing underwriters in numerous IPOs.

With experience in many aspects of public finance law, Jennifer Blaser serves as bond and underwriters counsel in numerous traditional governmental financing transactions.

In the many public offerings in which we have served as counsel, we have represented issuers, New York Stock Exchange member firm underwriters, selling shareholders, and selling group members.

John has served as bond counsel, letter - of - credit counsel and underwriters» counsel in large government bond transactions and has represented borrowers in significant government finance transactions.

HII was founded in 2008 by CEO and owner Michael Kosloske in Tampa, Florida, and serves as a Managing Underwriter, Third - Party Administrator and Active Insurance Technology company.

An arrest for drunk driving might serve as a red flag to an insurance underwriter you have other risk factors associated with substance abuse.

American Modern Home Insurance serves as the policy underwriter.

Earned additional underwriting / risk - analyst authority and served as a peer underwriter when a Senior Underwriter was uunderwriter when a Senior Underwriter was uUnderwriter was unavailable.

I have credit for two (2) actuarial exams, three (3) CEBS courses, several MBA courses and have previously served as an enrolled actuary in addition to the following: I am currently a Home Equity Mortgage Underwriter at the Bank of America in Farmington, CT. 290 Westerly Terrace Rocky Hill, Connecticut 06067 To Whom It May Concern: This letter serves as my application for any positi...

Served as liaison for loan officers, applicants, mortgage underwriters and others, ensuring communications remain open and loan processing times are as quick as possible.

NUFIC (City, ST) 1998 — 1999 Underwriting Technician • Selected to provide underwriting assistant support to the underwriting staff across the United States • Assist underwriters in the preliminary underwriting screening process • Enter submission information into the underwriting systems and prepare / complete quote submissions • Prepare underwriting working files for new submissions • Serve as corporate liaison handling broker servicing issues and general inquiries • Research local underwriting files and appropriate systems to respond to collection issues • Participate and assist with audits on a monthly basis to evaluate the degree of risk by account

As we've seen, the best title insurance underwriters are drawn to serving their clients.

She also served as a National Sales Executive and Senior Executive on the Florida Business Development team for a Florida based underwriter where she was responsible for client retention and relationship management of commercial clients.

Robert joined TRG in 2005 and served as Chief Operating Officer of the Texas title companies and the underwriter, Title Resource Guaranty Company, as well as Vice President of National Services providing title and closing services to lenders and relocation companies across the country.

Prior to his employment at Capital America / Nomura, Mr. Scavone served as Chief Underwriter for the Bear Stearns multifamily conduit, and was a member of the Price Waterhouse Real Estate Consulting Group where he specialized in the analysis and disposition of distressed S&L debt.

In this capacity, she served as a single - family loan underwriter and loan servicer, responsible for ensuring loans were in compliance with the State of Michigan's affordable program guidelines.