Sentences with phrase «serviced by financial advisers»

Reliance on financial advisers is even greater among smaller plans, which tend to be sold and serviced by financial advisers.

Not exact matches

Unbeknownst to many, a lot of advisers earn commissions by recommending certain financial products and services to you.

In other words, many people people with a low level of assets under management are under - serviced by human financial advisers.

Links on this website to appearances and articles by Richard Bernstein, whether in the press, on television or otherwise, are provided for informational purposes only and in no way should be considered a recommendation of any particular investment product, vehicle, service or instrument or the rendering of investment advice, which must always be evaluated by a prospective investor in consultation with his or her own financial adviser and in light of his or her own circumstances, including the investor's investment horizon, appetite for risk, and ability to withstand a potential loss of some or all of an investment's value.

Massachusetts Financial Services Company, an investment adviser and commodity trading advisor organized in the U.S. and regulated by the SEC, the CFTC and the NFA.

Those who can afford the fees can get around these stumbling blocks by employing the services of a qualified financial adviser.

An April 2015 survey by Defaqto showed that 43 percent of UK financial advisers are currently outsourcing their investment proposition and of those 72 percent are using discretionary management services.

All Valuentum financial - adviser level services are supported by our team that is available from Monday through Saturday, including market holidays.

They're creating websites using the same algorithm - based asset management strategies employed by human financial advisers to provide a wide range of fully automated services at a fraction of the cost.

Fee - for - service is also offered by a newer category of financial advisers known as money coaches.

The services and products provided by PIMCO (Schweiz) GmbH are not available to individual investors, who should not rely on this communication but contact their financial adviser.

If you don't have knowledge on how to invest, you should seek help from financial advisers by working with a full - service brokerage firm.

Check the financial services guide provided by your adviser to find out more about the products they can advise on.

Once you have a few possible advisers, get a copy of their financial services guide (FSG) by visiting their website or by phoning and asking them to send it to you.

Throughout this booklet we use the term «financial adviser» to describe someone who holds an Australian financial services (AFS) licence or is authorised by an AFS licence holder.

We act as your financial adviser in India by offering complete wealth management and other advisory services.

Just wanted to point out that if you buy MGP, or buy into any American Funds and / or life insurance company product sales schemes by «financial advisers» using MGP; then you are a critical part of «the problem» of why most everything is hopelessly broke and broken in the financial services industry, why it just keeps getting worse all the time, and why it can't be fixed.

Financial advisers, who are not paid directly by you, must instead derive their compensation from commissions and other fees paid by the financial services Financial advisers, who are not paid directly by you, must instead derive their compensation from commissions and other fees paid by the financial services financial services industry.

Existing mechanisms of asset management and available ways of investing funds are often confined to a narrow circle of customers: these are either professional investors or people with a large fortune, serviced by professional financial advisers.

Lenders are often more willing to lend higher sums to consumers if the loan is secured by collateral because they have something tangible to repossess or foreclose on if the borrower defaults, according to Andrew Chan, a financial adviser at Locker Financial Services, LLC in Little Falls, N.J. Because this is a lower risk for lenders, they may also be more willing to forgive lower credifinancial adviser at Locker Financial Services, LLC in Little Falls, N.J. Because this is a lower risk for lenders, they may also be more willing to forgive lower crediFinancial Services, LLC in Little Falls, N.J. Because this is a lower risk for lenders, they may also be more willing to forgive lower credit scores.

issuers and advisers of margin lending facilities to be licensed by ASIC under an Australian financial services (AFS) licence

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct

He has also represented clients charged before the Financial Services and Markets Tribunal, as well as architects at the ARB and immigration advisers regulated by the OISC.

By way of Denise Howell comes word of the launch today by her law firm Reed Smith, in conjunction with DolphinSearch, of ComplianSeek, described as «a first - of - its - kind integration of law and technology designed specifically to help meet the regulatory compliance needs of investment advisers within the financial services community.&raquBy way of Denise Howell comes word of the launch today by her law firm Reed Smith, in conjunction with DolphinSearch, of ComplianSeek, described as «a first - of - its - kind integration of law and technology designed specifically to help meet the regulatory compliance needs of investment advisers within the financial services community.&raquby her law firm Reed Smith, in conjunction with DolphinSearch, of ComplianSeek, described as «a first - of - its - kind integration of law and technology designed specifically to help meet the regulatory compliance needs of investment advisers within the financial services community.»

any other legal practitioner (including, without limitation, solicitors, barristers and foreign lawyers), accountant, or other financial or professional adviser representing the client in connection with those legal services and advice being provided to the client by Deacons;

In this respect, observers should bear in mind that Calunius Capital, which has been authorised and regulated by the Financial Services Authority as an Investment Adviser since June 2007, acts as the adviser to the Calunius Litigation Risk Fund LP («The Calunius Fund»), a # 40 million private fund based in Guernsey.

The WandX team is supported by a broad range of influential advisers and partners, such as financial services expert Raghuttama Rao, blockchain pioneer Bryan Feinberg, management advisor Ramesh Srinivas, data scientist and ICO adviser Nagu Thogiti and fintech entrepreneur Yogesh Gaikwad.

Personal Finance Society yourmoney is a website provided by the Personal Finance Society, the professional body for financial advisers and others that work in financial services.

You should take advice by contacting either The Pensions Advisory Service, which is free to use and impartial, or an independent financial adviser, who will charge you for their time.

Both the 401 (k) plan and the service provided by the financial adviser are provided at no cost to associates.

Brought to you by Jason Stewart - FINANCIAL INVESTMENT TEAM, INC. - Financial services, investment adviser