Sentences with phrase «services as an investment advisor»

Yes, David offers his services as an investment advisor to clients who need help managing investment and retirement accounts with a combined balance exceeding $ 500,000.

Not exact matches

One key to DFA's growth so far is that it is working with a number of large advisors like Loring Ward, who act as TAMPs, offering a suite of retirement plan services (like recordkeeping, investment advice and DFA funds) to smaller advisors.

Services beyond financial advisory, tax planning, and investment management include: bookkeeping, alternative investment advisor selection, investment performance monitoring across multiple firms, portfolio accounting, financial reporting, philanthropy management, concierge services, as well as data and document manServices beyond financial advisory, tax planning, and investment management include: bookkeeping, alternative investment advisor selection, investment performance monitoring across multiple firms, portfolio accounting, financial reporting, philanthropy management, concierge services, as well as data and document manservices, as well as data and document management.

As your trusted advisor, we provide a full range of services from customized wealth planning and investment management solutions to regular communications and KFWA insights.

Chetney expects much of the demand for the new Morningstar service will come from independent broker - dealers such as LPL, Commonwealth Financial Network and Cambridge Investment Research, which could mandate that their advisors use a third party to assume the fiduciary responsibility for defined contribution plans.

We provide institutional - quality investment services, directly connected to your financial plan and in line with strategic benchmarks... as a truly independent advisor, our investment decisions are made purely in your best interests.

BOSTON — Fidelity's family office business, the division of Fidelity Investments ® that provides custody, brokerage, investment and reporting services to family offices, wealthy families and the advisors that support them, today announced that Rupal Poltack has joined the team as senior vice president, Family Office Strategy.

Venture - backed robo - advisors, such as Betterment, Personal Capital and Wealthfront, are competing with new automated investment advice services launched earlier this year by Charles Schwab and Vanguard.

Further, the final rule defines a variety of investment education activities that fall short of fiduciary conduct, and makes clear that advisors do not act as fiduciaries merely by recommending that a customer hire them to render advisory or asset management services.

As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense ®.

The following month, the company closed a deal with Lightyear Capital for the purchase of Financial Network Investment Corporation, Multi-Financial Securities Corporation, and PrimeVest Financial Services, which along with ING Financial Partners, Inc., collectively did business as ING Advisors Network.

There are many other tactics shareowners use as levers including, investor statements endorsed by a broad group of institutional investors; direct outreach to other shareholders; proxy voting services; and other investment advisors to gain support for specific shareholder proposals; and, outreach to consumers and the press as a way to draw public attention to an issue or a company.

The financial industry faces three main challenges — mounting regulatory pressure and industry disruptors in the form of Wealthfront and Betterment (Investment service), as well as risks to financial advisors from the great wealth transfer.

Our strict focus on product services and standards allows advisors the flexibility to bring their unique value to clients through an array of investment choices, model portfolios and other value - added services, such as recordkeeping.

Investment Advisory Services provided by 3rd party NewRetirement approved firms such as CAM Investor Solutions, an SEC registered investmenInvestment Advisory Services provided by 3rd party NewRetirement approved firms such as CAM Investor Solutions, an SEC registered investmentinvestment advisor.

In addition, organizations providing — or seeking to provide — services to impact investors, such as law firms, investment advisors, ratings agencies, and placement agents, are also invited to apply to join the community.

Any mentioning, if any, in a Publication of the risks pertaining to a particular product or service may not and should neither be construed as a comprehensive disclosure nor full description of all risks pertaining to such product or service and the Saxo Bank Group strongly encourages any recipient considering trading in its products and services to employ and continuously consult suitable financial advisors prior to the conclusion of any investment or transaction.

Former CEO of T. Rowe Price Global Investment Services, Todd Ruppert will be joining Melonport AG, a swiss company for technology regulated investment funds, as an advisor and serving as a council foundation member for the newly created Melon Foundation which was announced last week at the first annuaInvestment Services, Todd Ruppert will be joining Melonport AG, a swiss company for technology regulated investment funds, as an advisor and serving as a council foundation member for the newly created Melon Foundation which was announced last week at the first annuainvestment funds, as an advisor and serving as a council foundation member for the newly created Melon Foundation which was announced last week at the first annual M - 0...

If an investor's situation involves complex financial planning issues that extend beyond allocating investments and related services, they might be better served with a more traditional advisor who provides advice in areas such as estate planning.

For example, some firms offer what are known as 3 (38) investment fiduciary services (named for the relevant ERISA section 3 (38)-RRB-, pursuant to which responsibility for choosing and altering a plan's investments is outsourced to registered investment advisors.

HVS Hodges Ward Elliott acts as broker and investment advisor in European hotel real estate markets, and focuses on disposition advisory services.

With $ 1.4 trillion in client assets as of April 11, 2014, Wells Fargo Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed advisors and 3,350 licensed bankers.

Wrap Fee: A wrap fee is an amount charged to a client of an investment advisor for several services wrapped together, such as portfolio management, asset allocation, custodial services, execution of transactions, and preparation of quarterly performance reports.

First Trust Advisors, the Fund's investment advisor, along with its affiliate, First Trust Portfolios, are privately - held companies which provide a variety of investment services, including asset management and financial advisory services, with collective assets under management or supervision of approximately USD90 billion as of 29 February, 2016 through unit investment trusts, exchange - traded funds, closed - end funds, mutual funds and separate managed accounts

CPMS is a service that Morningstar sells to advisors and portfolio managers who are interested in executing particular investment strategies — such as those based on dividends, value factors, or momentum.

Capital Wealth Planning had the privilege to present the 5 - star rated Enhanced Dividend Income Strategy (available on AMS) to a group of Private Registered Investment Advisors who utilize Raymond James Financial Services as a custodial platform to operate their financial practice.

Commission - based advisors, in particular, may profit off churning your investments or pushing you toward certain products or services that may not align with your financial goals, such as funneling your money into expensive mutual funds when a low - cost ETF could offer the same benefits.

Form ADV Part 2 acts as a disclosure document for clients of the business and includes information such as advisory services offered, advisor's fee schedule, whether the investment advisor acts as a broker - dealer and transacts securities, disciplinary information, and conflicts of interest.

If you want extra help with your investments, new advisor services are designed to help you manage your money with as little work as possible.

As your financial advisor, they provide comprehensive financial planning and investment management services to individuals, families, small business owners, and charitable foundations.

Many top robo - advisors also provide additional services such as automatic portfolio rebalancing and tax - loss harvesting, which saves you time and can yield higher investment returns for you.

Whether serving as your Trustee if your assets are titled in a Trust, or as your investment advisor if your assets are in an Investment Management Account, we are committed to providing the highest quality investment services to high - net - worth individuals and insinvestment advisor if your assets are in an Investment Management Account, we are committed to providing the highest quality investment services to high - net - worth individuals and insInvestment Management Account, we are committed to providing the highest quality investment services to high - net - worth individuals and insinvestment services to high - net - worth individuals and institutions.

State Street Global Advisors (SSGA) serves as Investment Manager for the plan except for the Savings Portfolio, which is manages by Sallie Mae Bank, and also provides and / or arranges for certain marketing services for the Plan.

And as luck would have it, Merrill and Bank of America offer its customers «unparalleled platforms, featuring industry - leading banking and investment solutions, and a level of wealth management service and resources that can't be found anywhere else,» Sieg adds in the memorandum, mentioning an advisor force of about 15,000, 4,500 «retail financial centers» and more ATMs than you can shake a big stick at.

** This award is presented by CFS as a way to recognize top advisors for their dedication to high standards, commitment to superior service, and outstanding performance in delivering investment services to clients.

Before you elect to open an IRA account and engage your investment representative, please review all account statements and disclosure documents related to the IRA and services to be provided under a new relationship and consult with a qualified tax advisor as needed.

State Street Global Advisors («SSGA») serves as Investment Manager for the Plan except for the Savings Portfolio, which is managed by Sallie Mae Bank, and also provides or arranges for certain marketing services for the Plan.

In a nutshell, we provide services that can create this elusive proper benchmark shell, for just about anything advisors, or investors, use as their investment strategy.

Low account opening minimums: Investors just starting off or with small amounts to invest can benefit from the expert advice offered by robo advisor investment services, as long as their account minimums aren't set too high.

This page is for and about life as a typical BD Rep agent financial advisor that wants to offer more investment - related services, and little - to - no life insurance company product (e.g., variable life insurance or variable annuities).

Investment advisors at full service brokerage may be a good place to get term life, critical illness, and disability insurance as well.

The Fee and Commission Schedule differs, depending upon whether the account is assigned an individual advisor, or is serviced exclusively through our Wealth Services Desk without an assigned advisor as a self - directed brokerage account with no available investment advice.

Retain and utilize services of outside experts such as accountants, bookkeepers, investment advisors, and attorneys, as needed, for review, advice, and analysis related financial issues and reports.

The CCC is chaired by Lord Adair Turner of Ecchinswell, a man whose CV includes stints of environmental activism as a trustee for WWF and membership of the Advisory Board of Climate Change Capital, a firm offering services as an «investment manager and advisor specialising in the opportunities created by the transition to the low carbon economy».

It is also interesting to note that Turner was until recently, a trustee of the World Wildlife Fund (WWF) and a member of the Advisory Board of Climate Change Capital, a firm offering services as an «investment manager and advisor specialising in the opportunities created by the transition to the low carbon economy».

As an active litigator, Ben focuses on complex litigation, including the defense of financial services firms (broker - dealers, registered investment advisors, banks, hedge funds, underwriters, insurers) and their employees in court, in arbitration, and in regulatory proceedings.

The Group's storm ® platforms provide «mission - critical communications» to a blue - chip client base of utilities, travel, financial services and retail organisations, as well as government and public - sector bodies This announcement appears as a matter of record only Redwood Technologies Receives # 25m Minority Investment from Scottish Equity Partners Customer due diligence advisor to Redwood Technologies Group: Technology due diligence advisor to Redwood Technologies Group: Legal advisor to Scottish Equity Partners: Legal advisor to Redwood Technologies Group:

And finally a CEO in financial services — branded as an investment pioneer — and chief investment advisor to one of the world's richest men.

Cody Tremper, a managing director with Greystone Real Estate Advisors Inc., a financial services and private investment firm, says there's so much demand for memory care assets that developers may end up causing over-supply in markets such as Chicago, Dallas and Miami.

Grubb & Ellis Realty Advisors will put the service provider on par with competitors such as CB Richard Ellis and Jones Lang LaSalle, Rose says, two peers that have long provided investment management to clients.