Sentences with phrase «services as financial advisors»

In an underwriting, the additional payment the Financing Group receives over and above their original entitlement for their services as financial advisors and syndicate managers or leads.

For our services as financial advisor to the Company, if a Transaction (as defined in the Engagement Letter) is successfully completed we will receive an additional larger fee.

Not exact matches

Adolfo Rodriguez, managing partner of the A / R Financial Group, has been focusing more and more on Social Security maximization over the past six years, conducting seminars for the public and for other advisors, as a service to their own clients.

Among automated financial advisory services known as robo - advisors, Capuzzi said Apex has 2.6 million accounts and counts one major firm, Betterment, as a client.

The company manages the infrastructure and operating systems for financial services companies such as stock trading app Robinhood and robo - advisor Betterment.

Apex Clearing manages the infrastructure and operating systems for financial services companies such as stock - trading app Robinhood and robo - advisor Betterment.

Services beyond financial advisory, tax planning, and investment management include: bookkeeping, alternative investment advisor selection, investment performance monitoring across multiple firms, portfolio accounting, financial reporting, philanthropy management, concierge services, as well as data and document manServices beyond financial advisory, tax planning, and investment management include: bookkeeping, alternative investment advisor selection, investment performance monitoring across multiple firms, portfolio accounting, financial reporting, philanthropy management, concierge services, as well as data and document manservices, as well as data and document management.

Large asset managers like BlackRock and Invesco have purchased existing robo platforms and are using them as an add - on service for financial advisors and other distribution channels.

Chetney expects much of the demand for the new Morningstar service will come from independent broker - dealers such as LPL, Commonwealth Financial Network and Cambridge Investment Research, which could mandate that their advisors use a third party to assume the fiduciary responsibility for defined contribution plans.

But after using Personal Capital's tools for two and a half years, meeting the advisors, and interacting with the leadership team over the past six months as a consultant, I'm confident their financial advisory service can help certain people.

Recipient advisors: Norton Rose Fulbright • Proskauer Rose LLP • Bank of America Merrill Lynch • Martinez Neira Advogados • Advokatfirmaet Thommessen AS Target advisors: McCarthy Tétrault LLP • Torys LLP • TD Securities • Kingsdale Shareholder Services • Equity Financial Trust • Computershare Trust Company Advisors: Osler, Hoskin & Harcourt LLP • Skadden, Arps, Slate, Meagher & Flom LLP • Brigard &advisors: Norton Rose Fulbright • Proskauer Rose LLP • Bank of America Merrill Lynch • Martinez Neira Advogados • Advokatfirmaet Thommessen AS Target advisors: McCarthy Tétrault LLP • Torys LLP • TD Securities • Kingsdale Shareholder Services • Equity Financial Trust • Computershare Trust Company Advisors: Osler, Hoskin & Harcourt LLP • Skadden, Arps, Slate, Meagher & Flom LLP • Brigard &advisors: McCarthy Tétrault LLP • Torys LLP • TD Securities • Kingsdale Shareholder Services • Equity Financial Trust • Computershare Trust Company Advisors: Osler, Hoskin & Harcourt LLP • Skadden, Arps, Slate, Meagher & Flom LLP • Brigard &Advisors: Osler, Hoskin & Harcourt LLP • Skadden, Arps, Slate, Meagher & Flom LLP • Brigard & Urrutia

Rich Best has spent more than 30 years in the financial services industry, as an advisor, a managing partner, directors of training and marketing, and now as a consultant to the industry.

We provide institutional - quality investment services, directly connected to your financial plan and in line with strategic benchmarks... as a truly independent advisor, our investment decisions are made purely in your best interests.

Financial advisors who need brokerage services, such as a custodian for their clients» assets, technology to help them manage client portfolios, and practice management solutions to help them market and grow their businesses.

As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense As a registered investment advisor, Financial Sense ® Advisors, Inc., doing business as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense as Financial Sense ® Wealth Management, is the «parent company» that provides investment advisory services, resources, and expertise to advisory clients and Financial Sense ®.

The following month, the company closed a deal with Lightyear Capital for the purchase of Financial Network Investment Corporation, Multi-Financial Securities Corporation, and PrimeVest Financial Services, which along with ING Financial Partners, Inc., collectively did business as ING Advisors Network.

When they are marketing their services to the investing public and enticing clients into handing over their hard - earned savings, these sales - based financial professionals present themselves as «trusted advisors» whose only concern is their clients» best interest.

«As traditional full - service financial advisor businesses set their sights on the high - net - worth investor, many firms are deploying centralized advisor call centers»

CFA and Americans for Financial Reform released a report on Wednesday, written by Hauptman and Barbara Roper, CFA's director of investor protection, which scrutinizes how brokerage firms and insurance companies market their services on their website and «contrasts the practices they use to attract customers with those they use when resisting regulation as fiduciary advisors.»

The financial industry faces three main challenges — mounting regulatory pressure and industry disruptors in the form of Wealthfront and Betterment (Investment service), as well as risks to financial advisors from the great wealth transfer.

The content on this site is provided as general information only and should not be construed as an offering of advisory services or a recommendation to buy or sell any security or financial instrument by PNC Capital Advisors, LLC.

He has served on many local, state and national boards of directors, including as president of both the Golden Gate and East Bay Chapters of the Society of Financial Service Professionals, president of the National Association of Insurance and Financial Advisors (NAIFA)-- San Francisco, and as a member of the National Board of Directors of The Society of Financial Service Professionals.

Morgan Stanley Smith Barney LLC («Morgan Stanley»), its affiliates and Morgan Stanley Financial Advisors and Private Wealth Advisors do not provide tax or legal advice and are not «fiduciaries» (under ERISA, the Internal Revenue Code or otherwise) with respect to the services or activities described herein except as otherwise provided in writing by Morgan Stanley.

Safe Harbor Financial Advisors uses these time - tested principles of Benjamin Franklin as the foundation of our service model.

Any mentioning, if any, in a Publication of the risks pertaining to a particular product or service may not and should neither be construed as a comprehensive disclosure nor full description of all risks pertaining to such product or service and the Saxo Bank Group strongly encourages any recipient considering trading in its products and services to employ and continuously consult suitable financial advisors prior to the conclusion of any investment or transaction.

Ladenburg Thalmann Financial Services, Inc. will be serving as financial advisor to NHF in connection with the spFinancial Services, Inc. will be serving as financial advisor to NHF in connection with the spfinancial advisor to NHF in connection with the spin - off.

If an investor's situation involves complex financial planning issues that extend beyond allocating investments and related services, they might be better served with a more traditional advisor who provides advice in areas such as estate planning.

With $ 1.4 trillion in client assets as of April 11, 2014, Wells Fargo Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed advisors and 3,350 licensed bankers.

As a result of the complex nature of the transactions, the states then under the auspices of the Nigerian Governors Forum agreed to hire the services of financial advisors and consultants to assist in determining the exact amount due to each state under the refund scheme.

As for financial advisors — some are bad (like every other profession) but the majority I've worked with (professionally and personally) provide an honest service that clients want despite self - service options like Vanguard being presented to them.

You can also use a free service such as WiserAdvisor, which pre-screens financial advisors and helps you find local advisors with the expertise you need.

First Trust Advisors, the Fund's investment advisor, along with its affiliate, First Trust Portfolios, are privately - held companies which provide a variety of investment services, including asset management and financial advisory services, with collective assets under management or supervision of approximately USD90 billion as of 29 February, 2016 through unit investment trusts, exchange - traded funds, closed - end funds, mutual funds and separate managed accounts

Wealthfront is a robo - advisor and financial planning services provider that offers standard investing services as well as more specialized services such as tax - efficient brokerage holdings transfers and direct indexing.

In subsequent chapters, Hallam describes the process of building a portfolio of index funds or ETFs (using real investors as case studies) and lays bare the techniques that financial advisors use to sell their services.

While the tone of the question presumes that somehow individuals are betrothed to their financial advisors, what is more troubling is the construal of investors as «cheaters» for seeking out other services.

A new category of online service providers — sometimes referred to as «digital advisors» or «digital advice providers» — has emerged in the financial services industry alongside traditional human advisors.

Capital Wealth Planning had the privilege to present the 5 - star rated Enhanced Dividend Income Strategy (available on AMS) to a group of Private Registered Investment Advisors who utilize Raymond James Financial Services as a custodial platform to operate their financial Financial Services as a custodial platform to operate their financial financial practice.

Commission - based advisors, in particular, may profit off churning your investments or pushing you toward certain products or services that may not align with your financial goals, such as funneling your money into expensive mutual funds when a low - cost ETF could offer the same benefits.

At that point I think many people would be better off engaging the services of a financial advisor even if only on an hourly as needed basis.

These industry ideas and improvements make the entire financial market more efficient and should be praised with award and given the notice they deserve as an integral industry motivation to make ourselves our services and systems better for the general and investing public including industry employees and the advisor channel.

He worked as a service advisor in the automotive industry (which you'll note is not the finance industry), earned a very modest middle class salary, and has the goal of achieving financial freedom by the age of 40.

Financial advisors long touted another key advantage to using their services: they would take manual activities such as balancing off your plate to free up your time.

Finovate has been the starting point for many of today's common financial services, such as robo advisors and online budgeting tools.

If he wanted to keep using an advisor, why not accept close - to - market returns and pay for services that always have value, such as financial planning, tax management and long - term discipline?

I left the door wide open for him to convince me that I'd be better off in his hands as a full service financial advisor.

As your financial advisor, they provide comprehensive financial planning and investment management services to individuals, families, small business owners, and charitable foundations.

You can think of them as a mix between a financial advisor and a personal customer service representative.

Here's how the industry has evolved: The number of providers continues to swell (NerdWallet conducted an in - depth analysis of more than 20 robo - advisors this year), as does the range of services (things like socially responsible investing or access to financial advisors) and low - cost options for all types of investors.

As a fellow financial advisor / portfolio manager I have admired Ken's AAAMP service for a while and have subscribed to it.

Salespeople who use DSC funds argue they're designed to compensate the advisor for upfront services, such as financial planning.