Sentences with phrase «services under the licence»

branch office means the premises that are identified in a brokerage's licence as the branch office from which the brokerage may provide real estate services under the licence;

Not exact matches

Investors should be aware that depending upon whether or not such products constitute «futures contracts» or «securities» under the SFO, it may be illegal for such exchanges to offer these services without an appropriate licence or authorisation from the SFC.. In some cases, these exchanges may operate entirely outside the SFC's jurisdiction.
For investors in Australia: MFSI and MIL UK are exempt from the requirement to hold an Australian financial services licence under the Corporations Act 2001 in respect of the financial services they provide to Australian wholesale investors.
23 (1) of Act 930 states «Except as otherwise provided for in this Act, a person, other than a company holding a banking licence, shall not hold itself out as a bank or use the word «bank» or any of its derivatives in any language, or any word that sounds like «bank» in the description or title under which that person is carrying on financial services business in Ghana, or make a representation to this effect in any billhead, letter, paper, notice, advertisement or in any other manner.
If the financial adviser is not on the register, it could mean they are only providing services outside the scope of the register or are not operating properly under a licence.
Edinburgh Partners Limited is exempt from the requirement to hold an Australian Financial Services Licence under the Corporations Act 2001 in respect of financial services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2Services Licence under the Corporations Act 2001 in respect of financial services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2services to Australian wholesale clients as provided by the ASIC Corporations (Repeal and Transitional) Instrument 2016/396.
A financial adviser should also be appropriately qualified, working under an Australian Financial Services Licence (AFSL) and have experience in the areas you want help with.
It's important to find an adviser who is appropriately qualified, working under an Australian Financial Services Licence (AFSL) and has experience in the areas you want help with.
«FTSE ®», «Russell ®», «FTSE Russell ®» «MTS ®», «FTSE TMX ®», «FTSE4Good ®» and «ICB ®» and all other trademarks and service marks used herein (whether registered or unregistered) are trade marks and / or service marks owned or licensed by the applicable member of the LSE Group or their respective licensors and are owned, or used under licence, by FTSE, Russell, MTSNext, or FTSE TMX.
issuers and advisers of margin lending facilities to be licensed by ASIC under an Australian financial services (AFS) licence
Cherry Godfrey Finance (Isle of Man) Limited is registered with the Financial Services Authority under the Designated Business Act 2015 and licenced by the Office of Fair Trading under the Moneylenders Act 1991.
Certain Products comprise computer software that has been developed by or under licence from Square Enix (including any software made available as part of a Store Service and any updates or other patches for any such software)(«Software»).
(a) a motor vehicle driver or rider's licence or permit issued by Roads and Maritime Services or by the corresponding public authority of another State or Territory or under the law of another country,
Drivers enter into service agreements electronically under which they are granted a licence to use the Driver App.
He has experience dealing with Disputes relating to written & unwritten leases & licences, Contentious & non-contentious tenancy renewals under the Landlord and Tenant Act 1954, Dilapidation disputes, Serving break notices, Commercial & residential service charge disputes, Possession claims, Residential tenancies, Forfeiture & s. 146 notices of the Law of Property Act 1925, and Recovering rent arrears.
One could say this this is a «SaaS expert system service» that gives you the ability to make as many expert systems as you want under a software licence.
Starting November 1, 2017 all condominium managers have 90 days to apply for a licence under the Condominium Management Services Act.
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629, Ontario Ministry of Community and Social Services, policies, policies and procedures, policy manual, Private sector, Proposed Accessibility Requirements, Proposed integrated accessibility standards under the AODA, public consultation, Regulatory Registry, The Information and Communications Standard, the Licence Appeal Tribunal, training, Transportation standards
Medical examinations and the completion of forms required to obtain or renew an operator's licence are not covered under the Alberta Health Care Insurance Plan (AHCIP) for Albertans younger than 74.5 years of age, though such services are covered for those 74.5 years of age and over.
The real estate services that are permitted to be provided under the licence of the managing broker are the only real estate services that may be conducted by a brokerage.
If, in this scenario, the resident manager was instructed to immediately remit any security deposits and rents to the brokerage for deposit into its trust accounts, and if he or she were not involved in negotiating and executing leases, no licence would be required under the exemption for resident caretakers cited above (Section 2.14 of the Real Estate Services Regulation).
(5) Within the licence levels under subsection (1), a person may be licensed within a category that is established by the rules on the basis of the real estate services permitted to be provided under the licence.
Compassionate Care Leave and Requalification Policies If you surrender your licence for compassionate care leave and resume your licence within 28 weeks, the leave will show as a break in your licensing history, but will not affect the calculation of the length of your continuous unbroken service under the Representative's Education Requalification Waiver Policy.
Parental Leave and Requalification Policies If you surrender your licence for a parental leave and resume your licence on or before the end date of the leave, the parental leave will show as a break in your licensing history, but will not affect the calculation of the length of your continuous unbroken service under the Representative's Education Requalification Waiver Policy.
Medical Leave and Requalification Policies If you surrender your licence for a medical leave and resume your licence on or before the end of the leave, the medical leave will show as a break in your licensing history, but will not affect the calculation of the length of your continuous unbroken service under the Representative's Education Requalification Waiver Policy.
To be sure that you are aware of the requirements under the Real Estate Services Act relating to brokerage licence suspensions, please review the article in this issue carefully.
† Trade - mark or registered Trade - mark used under licence by Brookfield Real Estate Services Fund.
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