Sentences with phrase «shareholder account servicing»

Not exact matches

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Mutual Series Funds («Funds») and institutional accounts, as well as separate account management services.

^ The Fund's investment adviser, SSGA Funds Management, Inc. (the «Adviser» or «SSGA FM»), is contractually obligated until December 31, 2018 (i) to waive up to the full amount of the advisory fee payable by the Fund, and / or (ii) to reimburse the Fund to the extent that Total Annual Fund Operating Expenses (exclusive of non-recurring account fees, extraordinary expenses, acquired fund fees and expenses, and distribution, shareholder servicing and sub-transfer agency fees) exceed 0.85 % of average daily net assets on an annual basis.

Last year, base salary accounted for just 8 percent of CEO pay for S&P 500 companies, while cash and stock incentives made up more than 45 percent, according to proxy advisory firm Institutional Shareholder Services.

1The Fund's investment adviser, SSGA Funds Management, Inc. is contractually obligated until May 1, 2019 to waive its management fee and / or to reimburse the Fund for expenses to the extent that Total Annual Fund Operating Expenses (exclusive of non-recurring account fees, extraordinary expenses, acquired fund fees and any class specific expenses such as Distribution, Shareholder Servicing, Administration, and Sub-Transfer Agency Fees, as measured on an annualized basis) exceed 0.07 % of average daily net assets on an annual basis.

^ The Fund's investment adviser, SSGA Funds Management, Inc. is contractually obligated until April 30, 2019 (i) to waive up to the full amount of the advisory fee payable by the Fund, and / or (ii) to reimburse the Fund for expenses to the extent that Total Annual Fund Operating Expenses (exclusive of non-recurring account fees, extraordinary expenses, acquired fund fees, and any class - specific expenses, such as distribution, shareholder servicing, sub-transfer agency and administration fees) exceed 0.01 % of average daily net assets on an annual basis.

^ The Fund's investment adviser is contractually obligated until April 30, 2019 (i) to waive up to the full amount of the advisory fee payable by the Fund and / or (ii) to reimburse the Fund to the extent that Total Annual Fund Operating Expenses (exclusive of non-recurring account fees, extraordinary expenses, and distribution, shareholder servicing, and sub-transfer agency fees) exceed 0.13 % of average daily net assets on an annual basis.

Transaction requests and account questions should be directed to Shareholder Services at 1 -800-HUSSMAN (1-800-487-7626).

Distribution options may be changed prior to the payable date for that distribution using an Account Options Form and some requests may be made by speaking to a Shareholder Services Representative.

Shareholder Servicing News Our Mutual Fund Services team has been working diligently with our transfer agent to redesign our shareholder Account Access website accessed via OShareholder Servicing News Our Mutual Fund Services team has been working diligently with our transfer agent to redesign our shareholder Account Access website accessed via Oshareholder Account Access website accessed via Oakmark.com.

The shareholder servicing fees vary by mutual fund company and by fund and are based on the assets held in USBI client accounts.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Franklin Mutual Series Funds and institutional accounts, as well as separate account management services.

To open an account with the Ensemble Fund fill out the appropriate forms listed below and submit them to our Shareholder Services group.

For questions about opening an account, call our shareholder services at 855-270-2678.

You can invest in the Gator Focus Fund by filling out an account application and mailing it along with your investment to our Transfer Agent, Mutual Shareholder Services.

If you need assistance with Royce Online Account Access, or have specific questions about your Royce Fund account, please call Shareholder Services at [phone], Monday through Friday, 9 a.m. to 6 p.m. EasterAccount Access, or have specific questions about your Royce Fund account, please call Shareholder Services at [phone], Monday through Friday, 9 a.m. to 6 p.m. Easteraccount, please call Shareholder Services at [phone], Monday through Friday, 9 a.m. to 6 p.m. Eastern Time.

Investment account disclosures, agreements, statements, trade confirmations, tax reporting statements, shareholder notices, prospectuses, service notices and performance reports regarding accounts, products and services;

In the DTC system, shareholders hold shares through a brokerage account (normally aggregated with other shareholders» accounts into an omnibus account that holds shares directly with DTC or a DTC Participant) and fund transfer agents are relieved of most of the account servicing and transaction processing responsibilities that are required of mutual fund transfer agents.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Mutual Series Funds («Funds») and institutional accounts, as well as separate account management services.

There are two main categories of fees: 1) Shareholder Fees (Sales loads, Redemption Fees, Exchange Fees, Account Fees and Purchase Fees) and 2) Annual Fund Operating Expenses (Management Fees, 12b - 1 fees which are distribution and / or service fees, and Other Expenses which are comprised of custodial, legal, accounting, transfer agent, and other administrative fees).

The team behind Putnam's DALBAR - Award - winning customer service, Mutual Fund Shareholder Services manages all shareholder records and performs account transactions such as purchases, redemptions, and dividend payments for PutnamShareholder Services manages all shareholder records and performs account transactions such as purchases, redemptions, and dividend payments for Putnamshareholder records and performs account transactions such as purchases, redemptions, and dividend payments for Putnam investors.

Each share class represents an interest in the same assets of the Funds, has the same rights and is identical in all material respects except that (i) each class of shares may be subject to different (or no) sales loads, (ii) each class of shares may bear different (or no) distribution fees; (iii) each class of shares may have different shareholder features, such as minimum investment amounts; (iv) certain other class - specific expenses will be borne solely by the class to which such expenses are attributable, including transfer agent fees attributable to a specific class of shares, printing and postage expenses related to preparing and distributing materials to current shareholders of a specific class, registration fees paid by a specific class of shares, the expenses of administrative personnel and services required to support the shareholders of a specific class, litigation or other legal expenses relating to a class of shares, Trustees» fees or expenses paid as a result of issues relating to a specific class of shares and accounting fees and expenses relating to a specific class of shares and (v) each class has exclusive voting rights with respect to matters relating to its own distribution arrangements.

In addition to investment advisory fees, each Fund pays other expenses including costs incurred in connection with the maintenance of securities law registration, printing and mailing prospectuses and Statements of Additional Information to shareholders, certain financial accounting services, taxes or governmental fees, custodial, transfer and shareholder servicing agent costs, expenses of outside counsel and independent accountants, preparation of shareholder reports and expenses of trustee and shareholders meetings.

If a Fund or its transfer agent or shareholder servicing agent suspects there is market timing activity in the account, the Fund will seek full cooperation from the service provider maintaining the account to identify the underlying participant.

The Funds» distributor and other entities are paid under the Plans for services provided and the expenses borne by the distributor and others in the distribution of Fund shares, including the payment of commissions for sales of the shares and incentive compensation to and expenses of dealers and others who engage in or support distribution of shares or who service shareholder accounts, including overhead and telephone expenses; printing and distribution of prospectuses and reports used in connection with the offering of the Funds» shares to other than current shareholders; and preparation, printing and distribution of sales literature and advertising materials.

Note: Gemini Fund Services, LLC, the Funds» transfer agent, will charge a $ 25 fee against a shareholder «s account, in addition to any loss sustained by the Funds, for any check returned to the transfer agent for insufficient funds.

The services to be provided by Recipients may include, but are not limited to, the following: assistance in the offering and sale of Fund shares and in other aspects of the marketing of the shares to clients or prospective clients of the respective recipients; answering routine inquiries concerning the Funds; assisting in the establishment and maintenance of accounts or sub-accounts in the Funds and in processing purchase and redemption transactions; making the Funds» investment plan and shareholder services available; and providing such other information and services to investors in shares of the Funds as the Distributor or the Trust, on behalf of the Funds, may reasonably request.

Through various Franklin Templeton entities, Franklin Templeton Investments provides global and U.S. investment, shareholder and distribution services to the Franklin, Templeton and Mutual Series Funds and institutional accounts, as well as separate account management services.

Breeden recently led a dissident shareholder group to win three seats on the board of tax preparation and accounting services company H&R Block Inc..

«Other expenses» are expenses not included under «Management Fees» or «Distribution or Service (12b - 1) Fees,» such as any shareholder service expenses that are not already included in the 12b - 1 fees, custodial expenses, legal and accounting expenses, transfer agent expenses, and other administrative exService (12b - 1) Fees,» such as any shareholder service expenses that are not already included in the 12b - 1 fees, custodial expenses, legal and accounting expenses, transfer agent expenses, and other administrative exservice expenses that are not already included in the 12b - 1 fees, custodial expenses, legal and accounting expenses, transfer agent expenses, and other administrative expenses.

The provision of shareholders services, virtual office and secretarial services, bank account introductions, along with custody of documents and corporate searches, preparation of corporate and business documentation and Trust formation.