Sentences with phrase «shares are sold without»

A mutual fund whose shares are sold without a sales commission and which does not charge a combined 12b - 1 fee and service fee of more than 25 basis points or 0.25 % per year.

Class C shares are sold without an initial sales charge.

Class B shares are sold without an initial sales charge, but are assessed a CDSC payable upon redemption if sold within six years (see schedule below).

Class C shares are sold without an initial sales charge but reflect a 1 % CDSC the first year that is eliminated thereafter.

Also, re: load funds... most of load funds» shares are sold without loads these days (institutional - or advisor - class shares, or R - class shares for 401 (k) s).

Class C shares are sold without an initial sales charge but reflect a 1 % CDSC the first year that is eliminated thereafter.

Not exact matches

Shares of Spotify Technology SA are set to begin trading on the New York Stock Exchange on April 3 in an unusual direct listing that gives insiders the option to sell instantly and does without the support of traditional underwriters - a recipe for potentially high volatility in early trading.

The government said it would take a «special share» in all future nuclear new construction projects to ensure that significant stakes can not be sold without its consent.

This enables the sites to have an expansive right to use all posted or shared content without being liable to you, Sell said.

Spotify, which wants to trade as SPOT on the New York Stock Exchange, is taking an unusual path to the U.S. public markets, with a direct listing that will let investors and employees sell shares without the company raising new capital or hiring a Wall Street bank or broker to underwrite the offering.

If you sell shares of a Franklin Templeton fund that were held indirectly for your benefit in an account with your investment representative's firm or your bank's trust department or that were registered to you directly by the Fund's transfer agent (or, to an affiliated custodian or trustee of the Fund's transfer agent), you may reinvest all or a portion of the proceeds from that sale within 90 days of the sale without an initial sales charge.

Multiple sources further claim Spotify is taking the unusual step of filing for direct listing on the New York Stock Exchange rather than for an initial public offering, which indicates that the company wants to start selling shares without first putting on a series of presentations to investors in what's commonly known as a roadshow.

Class R5 / R6 shares, available to qualified employee - benefit plans only, are sold without an initial sales charge and have no CDSC.

Of these shares, all shares of common stock sold in this offering by us and the selling stockholders, plus any shares sold upon exercise of the underwriters» over-allotment option, will be freely tradable in the public market without restriction or further registration under the Securities Act, unless these shares are held by «affiliates,» as that term is defined in Rule 144 under the Securities Act.

Of these shares, only the shares of Class A common stock sold in this offering will be freely tradable, without restriction, in the public market immediately after the offering.

Rule 701 generally allows a stockholder who was issued shares under a written compensatory plan or contract and who is not deemed to have been an affiliate of our company during the immediately preceding 90 days, to sell these shares in reliance on Rule 144, but without being required to comply with the public information, holding period, volume limitation, or notice provisions of Rule 144.

Of these shares, all shares sold in this offering will be freely tradable without restriction or further registration under the Securities Act, except for any shares purchased by our «affiliates,» as that term is defined in Rule 144 under the Securities Act, whose sales would be subject to the Rule 144 resale restrictions described below, other than the holding period requirement.

Rule 701 generally allows a stockholder who purchased shares of our Class A common stock pursuant to a written compensatory plan or contract and who is not deemed to have been an affiliate of our company during the immediately preceding 90 days to sell these shares in reliance upon Rule 144, but without being required to comply with the public information, holding period, volume limitation or notice provisions of Rule 144.

He added that his concern was over companies» ability to sell or share genetic information with third parties without customers» informed consent.

However, for stock market companies, simply creating new shares or issuing stock options by fiat that are given away to employees without the company selling them at full value, existing shareholders would experience an economic dilution in profits (dividends) per share going down because of a larger number of shares and, importantly, in economic value, being given away (shares of the company are literally being simply granted to someone else, namely employees).

A non-affiliated person who has beneficially owned restricted securities within the meaning of Rule 144 for at least one year would be entitled to sell those shares without regard to the provisions of Rule 144.

While the shares are granted without the employees having to pay for the shares personally, unlike the example above of restricted stock, the ESOP shares are sold and paid for.

Rule 701 generally allows a stockholder who purchased shares of our capital stock pursuant to a written compensatory plan or contract and who is not deemed to have been an affiliate of our company during the immediately preceding 90 days to sell these shares in reliance upon Rule 144, but without being required to comply with the public information, holding period, volume limitation or notice provisions of Rule 144.

The company is ramping up for a novel «direct listing» — where it would sell its shares to the public without using Wall Street banks as a go - between later this year or early in 2018.

When the market opened, investors valued the company at $ 30 billion, but volume was light without the influx of new shares typically released during an IPO to raise cash for the company or underwriters to all - but - blindly buy and sell shares.

If I were to own 100 % of a business, I would want a share of the profits without having to sell shares (ownership).

Class Y shares, available to investors through an asset - based fee program, are sold without an initial sales charge and have no CDSC.

Class R shares, available to qualified plans only, are sold without an initial sales charge and have no CDSC.

In the meanwhile, the dividend investor has been enjoying higher current income without having to worry about portfolio longevity because no shares are being sold.

Even without any selling, the value of the fund's share price would fall (roughly as a function of the fund's average «duration», a measure of interest rate sensitivity that is a related to a bond's maturity).

If the company is sold at the end of five years, without any additional dilution, everyone would vest all of their equity and the independent directors would have earned about 0.5 % of the shares outstanding at the end of the third round per year.

If your portfolio was $ 1,000 at the end of 2017 and grows to $ 1,100 in one year without adding or selling shares, it's obvious that your stocks had a growth of 10 %.

The right of first refusal and co-sale («ROFR / Co-sale») work together to prevent a founder or major common shareholder for selling shares without the company and the investors being allowed to purchase the shares or participate in the sale of the shares.

Primo Strategies LLC was paid by non-affiliate shareholders who fully intend to sell without notice their shares into this advertising / market awareness campaign, including selling into increased volume and share price that may result from this campaign.

Shares could be bought and sold quickly without fear of error or fraud, at a cheaper price overall.

I can not understand why any of the board sold to Enos — the idea was always to have no one with a majority share holding, and although Enos backed the new stadium, if the original shareholders wanted to sell up, I'm sure they could've found others to sell to, who would've also done so, without giving anyone a majority shareholding.

So, the English shareholders who sold Stan their shares were pretty much lookin to earn a few bob also, without much thought to the club...

might have been brainwashed by his lies... after the emirates project that there were financial constraints... if Wenger realized that stans target For the club each year was a champions league spot... he as a true arsenal fan wud have either tld Stan to invest more in the club to enable him compete or come out open ND let d fans know what's up... i bet you there wud be a revolution by the fans to throw Stan out of the club by selling his shares... stan is not bigger than the club and there is no club without the fans.....

«The implication of that is that if you are holding a stock of Enterprise at the stock exchange at Ghc2 and it is now being sold at almost three, seven times so, it means that your stock on the stock exchange has been undervalued and therefore putting pressure on people to rush for Enterprise Insurance shares and for which reason Enterprise Insurance will now begin to see an increase in the price of their share, not reflected by the fundamentals of the performance of the economy but by a manipulated process outside of the trading regime without clearance from the Securities and Exchanges Commission.

Except as otherwise disclosed to you, we will not sell, rent or disclose your personal information to third parties without notifying you of our intent to share the personal information in advance and giving you an opportunity to prevent your personal information from being shared.

Any personal information collected by Effortlessly Sophisticated will not be shared or sold without prior consent.

I am so excited to share a money saving mobile app, Blinker that allows anyone to finally buy, sell, finance and refinance cars themselves, without having to go to the dealership or bank to do it!

We will not rent, sell, or share your personal information with third parties without your consent except where we are legally obliged to do so.

Chatfield goes on to suggest that selling books DRM free, without the use restrictions that most eBooks presently have, opens up «the tantalizing possibility of helping digital reading preserve all the advantages of its weightless, infinitely capacious medium while regaining some of the rich possibilities of physical books — and specifically those communities of lending, discussion, sharing and recommendation that are the traditional lifeblood of reading.»

Transferability of shares: If we talk about a public limited company, then its member is free to sell his shares to others without the consent of other shareholders, whereas in case of a private limited company there are certain restrictions on transferring shares to others.

Also, about 200 independent bookstores in the American Booksellers Association will be able to use the Google eBook platform to sell books, sharing profits with Google without the need to build an online platform, she said.

This makes it very easy for me to share the book on a near - daily basis in tweets, emails, blog posts and the like without coming off as doing a hard sell, because if the book is free to view, I'm not really selling anything: I'm just sharing a free, valuable resource.

Imagine being able to market and sell your book to the world without sharing your profits with a retailer!

In the coming weeks, we'll be sharing tips, resources and ideas designed to help you sell more books... without having to quit your day job!

Do you prefer to sell your eBooks without DRM because you believe that people will not share your eBooks for free, because they are cheap?